and remediated. The candidate will need to engage with their global GBM Regulatory Operations and Engineering groups, Legal, and Compliance. Relevant obligations may include MIFID II, EMIR, SFTR, CFTC, CAT, EBS, SEC/SBS, TRACE, MSRB, among other regulatory obligations. We will also expect the successful candidate to contribute to More ❯
other department initiatives. HOW YOU WILL FULFILL YOUR POTENTIAL Responsibilities include the following: Contribute to the execution of non-financial regulatory reporting obligations (eg. MiFID, EMIR SFTR etc.) Reviewing business and functional specifications to determine potential impact to existing regulatory obligations Analysis of front to back system infrastructure to understand More ❯
other department initiatives. HOW YOU WILL FULFILL YOUR POTENTIAL Responsibilities include the following: Contribute to the execution of non-financial regulatory reporting obligations (eg. MiFID, EMIR SFTR etc.) Reviewing business and functional specifications to determine potential impact to existing regulatory obligations Analysis of front to back system infrastructure to understand More ❯
Acord (association For Cooperative Operations Research And Development)
skills in modern Agile, Cloud-based, Server side, DB, Development. Develop understanding in the area of Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR. Responsible for maintaining and enhancing the application and influencing technology decisions. Responsible for taking ownership of tasks and seeing them through completion. Responsible More ❯
greater manchester, north west england, United Kingdom Hybrid / WFH Options
Trust In SODA
stakeholders. Bonus Skills Experience with Fusion Risk, Kondor Global Risk (KGR), or Market Data Manager (MDM). Knowledge of regulatory requirements (FRTB, Basel III, MiFID, etc.). Prior experience in a banking or financial services environment. Certification in Finastra Kondor or relevant financial risk management courses is a plus. More ❯
statements, dealing with margin calls, paying agent, prime brokerage and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation tools and processes. Work closely and More ❯
and business partners to expand and improve electronic offerings. Ensure system integration with upstream trade execution platforms and enhance systems to meet regulatory requirements (MiFID II, UMR, IMM). Liaise with teams across Trading, Sales, Market Risk, and Operations to gather requirements and implement key changes. Support and develop market More ❯
and business partners to expand and improve electronic offerings. Ensure system integration with upstream trade execution platforms and enhance systems to meet regulatory requirements (MiFID II, UMR, IMM). Liaise with teams across Trading, Sales, Market Risk, and Operations to gather requirements and implement key changes. Support and develop market More ❯
Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. More ❯
Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. More ❯
trade confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and More ❯
london, south east england, United Kingdom Hybrid / WFH Options
Martis Search
trade confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and More ❯
profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand More ❯
profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand More ❯
profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand More ❯
profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand More ❯
sector. Log, track and update projects using JIRA. Qualifications To land this job you will need: Understanding of current regulatory reporting requirements under EMIR, MIFID, SFTR, REMIT and CFTC. Strong understanding of the compliance function and its interaction with operations. Solid market knowledge across a wide range of asset classes More ❯
sector. Log, track and update projects using JIRA. Qualifications To land this job you will need: Understanding of current regulatory reporting requirements under EMIR, MIFID, SFTR, REMIT and CFTC. Strong understanding of the compliance function and its interaction with operations. Solid market knowledge across a wide range of asset classes More ❯
data analysis/data mapping and familiarity with data schemas Knowledge of transaction lifecycle Nice to Have: Experience of EMEA regulatory reporting regimes e.g. MiFID, EMIR and awareness of upcoming changes Experience of working with reference data related to transaction reporting High level understanding of the IDB market and capital More ❯
data analysis/data mapping and familiarity with data schemas Knowledge of transaction lifecycle Nice to Have: Experience of EMEA regulatory reporting regimes e.g. MiFID, EMIR and awareness of upcoming changes Experience of working with reference data related to transaction reporting High level understanding of the IDB market and capital More ❯
collaboration skills, self-motivation and be a consensus builder. We'd love to see: Knowledge of global compliance laws & regulations (1940 Act, UCITS IV, MIFID II, etc.). Proficiency in Portfolio Construction and Execution. Ability to interpret regulatory requirements & client guidelines so that rules can be coded into the software More ❯
in an Agile environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark More ❯
in an Agile environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark More ❯
by the Board Skills required: Must have at least 10 years' experience infinancial services law with extensive experience of FCA rules, FSMA and MIFID; knowledge of EMIR, SFTR and GDPR highly desirable Exposure to and experience with Dutch/EU law and regulators advantageous Experience in dealing with institutional More ❯
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance More ❯