1 to 25 of 326 Permanent Regulatory Compliance Jobs in England

Head of Regulatory Affairs page is loaded Head of Regulatory Affairslocations: London, United Kingdom: Kuala Lumpur, Malaysiaposted on: Posted 2 Days Agojob requisition id: 9We're the world's leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value - across borders, through cities and overseas. No other organisation can address … been more relevant. Swift now has a presence in 200+ countries and legal territories to serve a community of more than 12,000 banks and financial institutions.The Head of Regulatory Affairs will lead our consolidated regulatory affairs function within Legal & Compliance, bringing together critical areas such as data protection, financial sanctions, payments, and cybersecurity. While the data … protection and sanctions teams will continue to carry out operational responsibilities reflecting their transversal nature, they will report into the Head to ensure strategic alignment and a unified regulatory affairs approach. This senior leadership role provides proactive, strategic regulatory advice directly to the business, helping shape decision-making and anticipating regulatory impact. It works in close partnership More ❯

of the most trusted, reliable, and transparent cryptocurrency derivatives platforms in the space. Responsibilities: Interpret and analyze global regulations affecting company operations, products, and services. Draft, amend, and implement regulatory policies and internal compliance guides. Monitor regulatory developments across jurisdictions and provide actionable insights to business teams and senior management. Conduct global regulatory surveys and assist … in preparing regulatory reports for internal and external stakeholders. Engage external legal counsel efficiently to clarify complex regulatory issues and advise on commercially viable solutions. Conduct risk assessments to identify compliance gaps and recommend mitigation strategies. Maintain and update regulatory trackers to reflect evolving legal requirements. Support internal training programs on regulatory compliance and … awareness. Requirements: Qualified lawyer called to the bar in SG, MY, UK, or HK. Minimum 4 years PQE in regulatory compliance, preferably in the crypto/web3 space across multiple jurisdictions. Strong analytical skills to interpret complex legal and regulatory texts. Proven experience in policy drafting, regulatory monitoring, and compliance audits. Excellent project management skills More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted 30+ Days Ago job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

nationalities, creating a sense of belonging for all. At Q, we're looking for people who share that vision. People like you. The opportunity. Quantexa is seeking an experienced Compliance Project Manager on a 12-month fixed-term contract to support the ongoing development and enhancement of our compliance framework. As the business continues to grow and evolve … so too does the complexity and scope of our compliance obligations. This role is critical in ensuring that we proactively address these challenges and maintain a robust, effective compliance posture. The successful candidate will be instrumental in managing and coordinating key compliance initiatives, helping Quantexa meet immediate priorities arising from recent investor engagements and strategic objectives. This … position sits within the Chief Operating Officer (COO) function and offers a unique opportunity to work at the intersection of compliance, governance, and operational excellence. As part of the COO team, you will play a pivotal role in driving the delivery of multiple, concurrent compliance workstreams. The role is designed as an interim solution to provide structure and More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

strategy and execution of technology initiatives supporting all internal corporate functions of an asset management firm. This role ensures that enterprise applications and systems for departments like Finance, HR, Compliance, and Legal are robust, integrated, and aligned with business goals. By providing modern, efficient solutions, the Head of Corporate Technology enhances operational efficiency and compliance, recognizing that asset … managers increasingly rely on emerging technologies to improve internal controls and reduce risk. This individual must blend strong engineering expertise with deep knowledge of corporate business processes and regulatory requirements to drive innovation across Accounting & Treasury, FP&A, Tax & Share Schemes, Procurement, HR, Payroll, Compliance, Enterprise Risk, Legal, and Internal Audit functions. Key Responsibilities Strategic Technology Leadership: Develop … and execute a comprehensive technology roadmap for corporate functions, aligning IT initiatives with the firm's strategic objectives and compliance needs. Ensure that internal systems (ERP, HRIS, finance, etc.) evolve to meet changing regulatory and reporting requirements in asset management. Oversight of Corporate Systems: Lead the implementation and maintenance of enterprise applications for Accounting & Treasury, FP&A, Tax More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

About the Role We are seeking an experienced Compliance & Legal Officer to support our organisation’s commitment to maintaining the highest standards of legal, regulatory, and ethical compliance across our European operations. The successful candidate will take a lead role in developing, implementing, and maintaining compliance frameworks, with a particular focus on EU regulations , GDPR , and … ranging from Modern Slavery and Anti-Bribery statements to Cybersecurity and Data Protection policies. Experience within the security or CCTV technology sector is desirable, but not essential. Key Responsibilities Regulatory Compliance Monitor and interpret relevant EU and national legislation , including GDPR, NIS2, and related data protection and cybersecurity laws. Ensure ongoing organisational compliance with applicable labour laws … and safety regulations , and corporate governance standards . Liaise with external regulators, auditors, and legal advisors as required. Policy Development & Implementation Draft, review, and maintain a comprehensive suite of compliance policies and procedures , including: Data Protection and Privacy Policies Cybersecurity Policies Anti-Slavery and Human Trafficking Statements Code of Conduct and Ethics Policies Health and Safety documentation Deliver employee More ❯

Head of Data and Analytics, this role will be responsible for ensuring that ViiV's data assets are managed as a strategic enterprise resource to support business objectives, maintain regulatory compliance, and enable data-driven decision-making. The individual will lead cross-functional governance initiatives, collaborate with global stakeholders, and ensure that data governance is embedded into ViiV … s culture and operations.This is a highly visible role that will require strong leadership, stakeholder management, and the ability to bridge the gap between business, technology, and compliance teams.Data governance is a relatively new capability and strategic focus for ViiV as part of our ambition to develop a data and tech enabled powerhouse. The director will have the opportunity … Key Responsibilities: Strategic Leadership & Vision: Define and lead the implementation of a comprehensive data governance strategy aligned with ViiV's business priorities, including patient-centric innovation, commercial excellence, and regulatory compliance. Serve as a thought leader and trusted advisor on data governance, ensuring alignment with ViiV's broader data and analytics strategy. Influence senior leadership to prioritize data governance More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯

About the Role We are seeking a seasoned General Counsel/Head of Legal to lead the global legal and compliance function for a rapidly growing technology company operating in regulated industries. This is a senior leadership role responsible for building and managing the legal strategy, ensuring compliance across multiple jurisdictions, and acting as a trusted advisor to … the executive team and Board of Directors. The ideal candidate will bring strong experience in SaaS, RegTech, FinTech, cybersecurity, or compliance-driven industries , and a proven ability to navigate complex regulatory landscapes across Americas, EMEA, and APAC . This role requires a mix of strategic thinking, hands-on legal expertise, and commercial acumen , with the ability to proactively … identify risks and enable business growth at scale. Key Responsibilities Legal Strategy & Governance Develop and implement the company's global legal and compliance strategy aligned with business growth objectives. Advise the Board and executive leadership on legal, regulatory, and governance matters. Ensure strong corporate governance frameworks and policies across global entities. Commercial & Contract Management Lead negotiations for enterprise More ❯

manage a team including a Test Governance Lead and Test Operations Leads. Together, your team will oversee the delivery of services spanning test governance, test operations, stakeholder advisory boards, regulatory compliance, people planning, and financial administration. What will you be doing? Test Governance & Operations Coordinate DCC's engagement with the SEC Panel's Testing Advisory Group (TAG), including … internal reporting processes. People & Planning Support workforce planning, training coordination, recruitment processes, and onboarding/offboarding activities across the team. Maintain training records and manage future work demand discussions. Regulatory Advice & Financial Oversight Provide expert guidance on SEC and REC testing requirements and support policy engagement with SECAS, DESNZ, and other governing bodies. Support financial planning, including budget tracking … coach the team, manage performance and development, and champion continuous improvement. Represent the function across the wider System Integration & Testing leadership team. What are we looking for? Technical Expertise Regulatory & Compliance: Deep understanding of testing regulations and risk management. Communication: Skilled in delivering consistent, audience-specific messaging and handling complex stakeholder relationships. Commercial Acumen: Experience in financial reporting More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯