15 of 15 Permanent MiFID Jobs in London

classes beyond Rates (FX, futures, options, equities) Knowledge of distributed systems, cloud platforms, or KDB/time-series databases Familiarity with risk management, market-making, or financial regulations (e.g., MiFID II) Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates More ❯

maintaining clean CI/CD pipelines. Preferred Qualifications Experience with Kotlin, Kafka, ELK. Experience leveraging LLMs for coding and tooling. Understanding of trade booking and lifecycle processes. Knowledge of MiFID II, Dodd-Frank regulations and controls. Knowledge/experience of FIX flows and RFQ workflows (TradeWeb, RFQ Hub, BlackRock, Bloomberg). Additional technology experience: React JS, Apache NiFi, Mongo, DBaaS More ❯

a similar role. Bachelor's degree preferred; Master's or equivalent experience is advantageous. Knowledge of financial services operations, especially trade booking and regulatory reporting (EMIR, ASIC, MAS, MiFIR, MiFID II). Understanding of the competitive landscape and technology trends in trade reporting is beneficial. Leadership competencies include: Strategic Thinking Organizational Savvy Leading Change Financial Acumen Team Building Inclusive Leadership More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevant to trade and transaction reporting. An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial. Leadership competencies for this level include More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: o Certification - Client Dealing - CD0 Meeting with Clients o Certification - Cert Manager MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

LAN refresh, SD-WAN, firewall/security infrastructure enhancements. Cybersecurity initiatives - IAM (Identity and Access Management), SIEM integration, encryption, vulnerability management. Infrastructure for regulatory change programmes (e.g. Basel III, MiFID II support). DevOps enablement projects - CI/CD pipelines, tooling standardisation. Skills & Experience Required Strong track record of successful end-to-end IT Infrastructure project delivery in global environments. More ❯

LAN refresh, SD-WAN, firewall/security infrastructure enhancements. Cybersecurity initiatives - IAM (Identity and Access Management), SIEM integration, encryption, vulnerability management. Infrastructure for regulatory change programmes (e.g. Basel III, MiFID II support). DevOps enablement projects - CI/CD pipelines, tooling standardisation. Skills & Experience Required Strong track record of successful end-to-end IT Infrastructure project delivery in global environments. More ❯

as it applies to proprietary trading firms as well as proven experience dealing with regulatory agencies such as the FCA, ESMA, SEC etc. Strong knowledge of UK FSMA, EU MiFiD or similar tradfi and digital asset regulatory regimes. Expertise in responding to, handling and managing regulatory enquiries, document requests and commercial disputes, advising senior stakeholders on and mitigating regulatory and More ❯

space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner with business stakeholders. About You: 2–3 years’ experience in a … compliance generalist role within an FCA-regulated firm (investment management or FinTech preferred). Solid understanding of UK regulatory frameworks for MiFID firms. Relevant compliance qualification (CISI, ICA). Experience with compliance monitoring and financial promotions. Enthusiastic, proactive, and keen to develop within a growing firm. More ❯

space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner with business stakeholders. About You: 2–3 years’ experience in a … compliance generalist role within an FCA-regulated firm (investment management or FinTech preferred). Solid understanding of UK regulatory frameworks for MiFID firms. Relevant compliance qualification (CISI, ICA). Experience with compliance monitoring and financial promotions. Enthusiastic, proactive, and keen to develop within a growing firm. More ❯

deep familiarity with how EMEA-based institutional investors use macroeconomic research to drive allocation decisions. Tailor pitches to align with region-specific investment strategies and regulatory contexts (e.g., SFDR, MiFID II). Attend EMEA-focused conferences, webinars, and in-person events to cultivate relationships and opportunities. Internal Collaboration Work closely with Alpine's economists and senior leadership to guide client … to contract. CRM Proficiency: Maintain pipeline and provide reporting in Salesforce. Regional Expertise: Understand how EMEA institutional investors use macro research and adapt pitches to regulatory contexts (e.g., SFDR, MiFID II). Communication & Networking: Attend conferences, webinars, and events to build relationships. Collaboration: Work with economists, leadership, Research, Product, and Account Management teams. Equal Employment Opportunity (EEO) Oxford Economics is More ❯