1 to 25 of 182 Permanent Regulatory Compliance Jobs in London

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted 30+ Days Ago job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

nationalities, creating a sense of belonging for all. At Q, we're looking for people who share that vision. People like you. The opportunity. Quantexa is seeking an experienced Compliance Project Manager on a 12-month fixed-term contract to support the ongoing development and enhancement of our compliance framework. As the business continues to grow and evolve … so too does the complexity and scope of our compliance obligations. This role is critical in ensuring that we proactively address these challenges and maintain a robust, effective compliance posture. The successful candidate will be instrumental in managing and coordinating key compliance initiatives, helping Quantexa meet immediate priorities arising from recent investor engagements and strategic objectives. This … position sits within the Chief Operating Officer (COO) function and offers a unique opportunity to work at the intersection of compliance, governance, and operational excellence. As part of the COO team, you will play a pivotal role in driving the delivery of multiple, concurrent compliance workstreams. The role is designed as an interim solution to provide structure and More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

strategy and execution of technology initiatives supporting all internal corporate functions of an asset management firm. This role ensures that enterprise applications and systems for departments like Finance, HR, Compliance, and Legal are robust, integrated, and aligned with business goals. By providing modern, efficient solutions, the Head of Corporate Technology enhances operational efficiency and compliance, recognizing that asset … managers increasingly rely on emerging technologies to improve internal controls and reduce risk. This individual must blend strong engineering expertise with deep knowledge of corporate business processes and regulatory requirements to drive innovation across Accounting & Treasury, FP&A, Tax & Share Schemes, Procurement, HR, Payroll, Compliance, Enterprise Risk, Legal, and Internal Audit functions. Key Responsibilities Strategic Technology Leadership: Develop … and execute a comprehensive technology roadmap for corporate functions, aligning IT initiatives with the firm's strategic objectives and compliance needs. Ensure that internal systems (ERP, HRIS, finance, etc.) evolve to meet changing regulatory and reporting requirements in asset management. Oversight of Corporate Systems: Lead the implementation and maintenance of enterprise applications for Accounting & Treasury, FP&A, Tax More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

manage a team including a Test Governance Lead and Test Operations Leads. Together, your team will oversee the delivery of services spanning test governance, test operations, stakeholder advisory boards, regulatory compliance, people planning, and financial administration. What will you be doing? Test Governance & Operations Coordinate DCC's engagement with the SEC Panel's Testing Advisory Group (TAG), including … internal reporting processes. People & Planning Support workforce planning, training coordination, recruitment processes, and onboarding/offboarding activities across the team. Maintain training records and manage future work demand discussions. Regulatory Advice & Financial Oversight Provide expert guidance on SEC and REC testing requirements and support policy engagement with SECAS, DESNZ, and other governing bodies. Support financial planning, including budget tracking … coach the team, manage performance and development, and champion continuous improvement. Represent the function across the wider System Integration & Testing leadership team. What are we looking for? Technical Expertise Regulatory & Compliance: Deep understanding of testing regulations and risk management. Communication: Skilled in delivering consistent, audience-specific messaging and handling complex stakeholder relationships. Commercial Acumen: Experience in financial reporting More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

dedicated to shaping cyber risk strategies and transforming digital security for leading organisations. You'll collaborate with experts and clients alike to design business-aligned cyber programmes and support regulatory compliance, all while progressing your career. The Strategy and Transformation Specialist role is perfect for someone who thrives in fast-paced environments and enjoys solving complex cyber security … of cyber strategy and transformation initiatives as a Strategy and Transformation Specialist. Engage senior stakeholders and translate cyber risk into pragmatic business solutions. Design governance and operational frameworks supporting regulatory compliance and cyber maturity. Collaborate with diverse teams to manage cyber risk and support transformation programmes. Manage programmes that align cyber initiatives with broader business goals and digital More ❯

London is seeking a Senior IT GRC Analyst to join its dynamic team. In this collaborative role, you will support the development and enhancement of IT Governance, Risk, and Compliance (GRC) frameworks, working closely with senior stakeholders, internal IT teams, and third-party partners to manage IT risk and ensure regulatory compliance across the business. Key Responsibilities … and tracking remediation plans. Contribute to formal risk reporting processes within Group IT and to second-line functions. Assist in the coordination and execution of annual operational risk assessments. Compliance: Evaluating compliance with IT control requirements as defined in internal policies and standards. Supporting periodic reviews and assessments related to IT GRC. Support IT control compliance activities … control checks. Coordinate IT control attestations across Group IT and with third-party service providers. Key Skills and Experience: 35+ years of experience in Information Security Governance, Risk, and Compliance (GRC), with a focus on IT risk and control management. Strong analytical skills with the ability to perform technical IT security and operational risk assessments. High attention to detail More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Job Purpose: The Facilities Buildings Supervisor oversees all DataCenter Client London Data Centre buildings, ensuring operational excellence across the campus. This includes managing building fabric, office spaces, subcontractors, and compliance with industry standards and legislation. The role focuses on continuous improvement and effective project management for building maintenance and enhancement. Key Responsibilities: Manage maintenance and enhancements of building fabric … and grounds. Lead projects for building maintenance, including RAMS, permits, and sign-off. Ensure compliance with various regulations (e.g., water, fire safety, HSE, noise, waste, etc.). Collaborate with Risk & Compliance to ensure adherence to legislation. Oversee subcontractors and manage health & safety for building-related works. Support audits and track incidents, complaints, and non-conformities. Manage office spaces … stationery, coffee machines, and vending services. Track building assets via the CAFM system and ensure ongoing maintenance. Complete building checks and maintain a clean, presentable front-of-house environment. Regulatory Compliance: Ensure compliance with Health & Safety, Environmental Protection, and various ISO standards (e.g., ISO 9001, ISO 27001, ISO 14001, etc.). Qualifications & Experience: Essential: Experience in building More ❯