Solicitor/Associate (Practice Governance and Risk) - Leeds
Leeds, West Yorkshire, Yorkshire, United Kingdom
DAC Beachcroft LLP
services teams and fee-earners from across the Group in respect of a range of work with particular emphasis on conflicts of interest queries, regulatory compliance, risk and professional ethics. The Solicitor may be required to support other areas of the team from time to time. Role Responsibility … Developing and promoting an understanding of the regulatory and professional environment in which the Group operates. Assisting with regulatory investigations and reporting requirements in conjunction with the COLP and COFA, working closely with colleagues in HR and Finance. Supporting colleagues in the resolution of potential legal and commercial … conflicts. Dealing with ad hoc regulatory and ethics queries. Developing and delivering training on topical risk areas and regulation, in accordance with business needs. Drafting/updating policy documents and guidance notes. Maintaining awareness of regulatory/compliance changes and helping to implement the processes to incorporate more »
Employment Type: Permanent
Posted: