3 of 3 MiFID Jobs in Belfast

Order Management Systems. AWS Certification or equivalent. Understanding of DevOps practices and tools. Experience with monitoring tools like ITRS. Proficiency in Kubernetes management. Knowledge of European financial regulations like MiFID II. Person Profile Motivated self-starter with ownership qualities. Excellent communication skills across stakeholder levels. Customer satisfaction oriented. Organized, disciplined, and flexible. Analytical with a team-oriented mindset. Not The More ❯

responsibilities include: Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring … and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf of the Business and other First Line functions and provide expert guidance and support to first line functions during reviews of the ASA … E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving skills Ability to see the big picture with high attention to critical More ❯

regulatory authorities The Person: The successful Regulatory Compliance Manager will meet the following criteria: Demonstrable regulatory reporting/transaction reporting experience withing financial services Strong understanding of key regulations - MiFID & EMIR preferably Work experience in an operational risk or compliance position within financial services Excellent internal and external stakeholder relationship building skills Excellent communication skills To speak in absolute confidence … Group are passionate about providing a first-class service to all our customers and have an independent review rating of 4.9 stars on Google. Skills: Regulatory compliance transaction reporting mifid emir operations More ❯