3 of 3 Remote/Hybrid MiFID Jobs in England

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

client-facing or implementation experience (Director: 10+ years, including leading people or a function) Strong working knowledge of EMEA/UK regimes (EMIR, REMIT, MIFID), with exposure to CFTC, SEC, CSA, ASIC or MAS as a plus Proven track record leading complex implementations for institutional clients Experience owning client relationships ...

particularly interested in experience across: Trade surveillance and market abuse, including rule calibration, alert analysis and communicating surveillance findings. Financial regulation, particularly MAR and MiFID II. Financial markets and trading, including instruments, trading data and the trade lifecycle. Trade and/or communications surveillance platforms and workflows. Client-facing technical ...