communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
Employment Type: Permanent
Salary: £100000 - £111000/annum good bonus, pension, health, gym e
risk and control processes to ensure compliance with non-financial regulatory reporting obligations Develop extensive subject matter expertise in major European regulations (eg. MIFID, EMIR, SFTR, FMIA, EBA) Consult on business and functional projects to facilitate compliant commercial activity Own client relationships with a focus on excellent client regulatory service more »
Trade Life Cycle (Pre-Trade/Post Trade processing), Securities Processing, Collateral Management etc.Experience of working on large regulatory remediation programmes (MiFID, Brexit, FRTB, EMIR etc.)Knowledge of the UK and European financial regulatory environmentKnowledge of ESG regulations and understanding of how they impact operating models, risks, controls and processesStrong more »
Business Analysis. Experience working in Financial Services environment. Markets background – Venues knowledge preferable but not a prerequisite. Strong Markets product knowledge. MiFID II and EMIR , i.e., exposure to regulation preferable Use to dealing with large datasets and analysing results – strong analytical skills. KPI preparation and explanation. Good presentation skills and more »
environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark, etc) Experience building more »
Housing Associations and Charities, including benchmarking. • Providing technical support on accounting and regulatory change projects such as IFRS 9 Financial Instruments, new UK GAAP, EMIR and Basel III. • Assisting with delivering Treasury advisory projects ranging from strategy reviews, target operating models, and audit support, including providing input to larger, multi more »
operations, conduct and governance understanding and exposure In depth knowledge of audit methodologies Strong working knowledge of UK and EU regulation (e.g. MiFID II, EMIR, PSD2, SFTR) and key areas of regulatory focus from the FCA/PRA/EBA Working knowledge of Markets (e.g. FX, Securities Finance, Fixed Income more »
lifecycle to include trade support, confirmation, and settlement of Equity, Fixed Income, and Derivative Trades. In this role, you will also gain exposure to EMIR & MIFID trade and transaction regulatory reporting. This opportunity is truly exciting for candidates with at least 12 months of trade settlement experience. It offers a more »
Digital asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers more »
within large investment banking organisations, ideally in a Project Management capacity. Decent regulatory knowledge - CSRD would be ideal but other EU regulations such as EMIR/MiFID would also be of interest. If this sounds of interest, please apply more »
Lorien's top banking clients Markets background – Venues knowledge preferable but not a prerequisite. Operating Model Experience – design through to implementation. MiFID II and EMIR , i.e., exposure to regulation preferable. Preparation of key project artefacts – e.g., process flow, tasks analysis, RACI, gap analysis Good presentational skills and ability to work more »
guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. more »
Trading venue knowledge/experience Strong capital markets product knowledge, particularly with fixed income and FX Ideally a good level of regulatory knowledge (i.e. EMIR/MiFID) Experienced in working with large datasets more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
confirmations and client statements, dealing with margin calls and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. · It is a great opportunity to learn Structured Products across all asset classes (Equities, Credit Derivatives, Structured Notes and Cryptocurrencies more »
including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ more »
a financial institution or fintech environment. A demonstrable interest and understanding of the laws and regulations applicable to digital assets. Understanding of MIFID, FSMA, EMIR, and MICA. Ability to work under pressure and manage a diverse workload. Excellent communication skills. Skills Desired Experience of working with or within a digital more »
processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the UK, European and US market along more »
documentation/agreements in a Capital Markets environment Ideally a knowledge of trading venues and rules associated with them Knowledge of regulations such as EMIR/MiFID If this sounds of interest please apply more »
control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/R and MAR control assessments more »
trading function Keen interest in macroeconomics and understanding of the FX Markets Has an up to date understanding of relevant regulations including MIFID and EMIR Benefits Competitive renumeration (plus discretionary bonuses) Health insurance Life Insurance Medical Insurance Pension Scheme Cycle to Work Season ticket loan more »
Role Responsibilities include, but are not limited to: • Supporting the team in the daily management of regulatory reporting tasks, including Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting, and more. • Document processes and procedures in line with regulatory requirements and assess continuously the regulatory reporting risks and developments, to ensure more »
clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering … an ability to articulate these by way of opportunities for consulting firms to support the industry.Experience in delivery trade & transaction reporting changes (e.g. MiFID, EMIR, CSDR, SFTR, HKMA, MAS, CFTC etc)Experience gained in either consulting or industry with exposure to shaping and delivering significant programmes. Key areas of interest more »
for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed … understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability to "own" and drive Business Requirements elicitation, Functional Specification documentation and explanation - working closely with more »
