1 to 25 of 27 Regulatory Compliance Jobs in Slough

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

shapes commercial strategy and day-to-day operations Growth Pathway : Perfect stepping stone for ambitious lawyers eyeing Head of Legal positions Diverse Portfolio : From cutting-edge IP and AI compliance to commercial contracts and employment law Agile Environment : Work with cross-functional teams in a fast-paced, innovation-driven consultancy Ownership Culture : Take genuine ownership of legal matters in … frameworks) and supplier agreements, managing full contract lifecycles Strategic Advisory : Provide commercially focused legal guidance across employment, data protection, public procurement for customer frameworks, procurement/supply chain, and regulatory compliance Innovation Leadership : Navigate IP protection for proprietary technologies and advise on AI/emerging tech legal frameworks Operational Excellence : Develop legal systems and processes that scale with … our growth Risk Management : Support dispute resolution and ensure regulatory compliance across IT consultancy operations Why join our Business Operations Hub? Our Hub isn't just support, it's the engine that drives operational excellence and competitive advantage. You'll work alongside Quality, IT, Business Assurance, and Sustainability teams under dynamic leadership, with a customer service mindset and More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Project Manager - Digital Operational Resilience Act (DORA) About the Role We are seeking an experienced Interim Project Manager to lead a Digital Operational Resilience Act (DORA) compliance programme for an initial 6 months contract. With DORA now in full enforcement and critical provider designations underway in 2025, this is a pivotal role that will shape our clients digital resilience … strategy and ensure they maintain robust regulatory compliance. Key Responsibilities: Lead end-to-end project delivery for DORA compliance, managing timelines, resources, and stakeholder communications Coordinate between business units, IT teams, risk management, and external vendors to establish comprehensive ICT risk management frameworks Develop and maintain detailed project plans, including gap analysis, remediation activities, and testing schedules Ensure … response protocols Manage third-party ICT service provider assessments and contractual reviews in line with DORA requirements Facilitate workshops and requirements gathering sessions with technical and business stakeholders Monitor regulatory developments and adjust project scope accordingly Report progress to senior management and provide risk assessments on compliance readiness Coordinate ICT-related incident reporting processes and business continuity testing More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enable Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

quality of product delivered, create more efficient supply chains, and are more sustainable than single-use packaging. To strengthen our IT department, we are currently looking for a Cybersecurity & Compliance Manager. This is a key role focused on ensuring the security and regulatory compliance of our systems and processes. The position offers flexibility and can be fulfilled … either remotely (within the Greater London area) or in a hybrid setup from our office in Dudley. Position purpose The Cybersecurity & Compliance Manager will lead Tosca’s efforts to ensure adherence to NIST CFS 2.0, ISO 27001, and other standards. This role focuses on developing security protocols, maintaining documentation, conducting risk assessments, and ensuring regulatory compliance. Responsibilities include … security infrastructure, incident response, and promoting cybersecurity awareness. The position requires collaboration with Global IT, cross-functional teams, and third-party partners. Key qualifications include experience in cybersecurity and compliance, strong knowledge of NIST and ISO standards, risk management expertise, and effective communication skills. This is a full-time role, with travel up to 30% of the time. Responsibilities More ❯

GAAP) or International Financial Reporting Standards (IFRS). Financial Processes : In-depth understanding of core financial processes (Budgeting, Forecasting, reporting, Accounts Payable, Accounts Receivable, Tax, Treasury, Risk Management). Regulatory Compliance Knowledge : They must be well-versed in financial regulations and compliance requirements, ensuring that all financial practices adhere to legal standards. Analytical and Problem-Solving Skills More ❯

quality, efficiency, or cost-effectiveness. Investigate new data sources and methodologies to enhance customer decisioning and experience. Controlling Credit Risk Propose, monitor, and analyse credit decisions with consideration for regulatory standards and customer outcomes. Assess performance against expectations, ensuring adherence to risk appetite and compliance requirements. Work closely with commercial teams to define appropriate pricing and limits based … on risk and return principles. Regulatory Compliance and Consumer Duty My client expects all team members to take personal responsibility for ensuring the best outcomes for customers. This includes adhering to regulatory conduct rules such as: Acting with integrity. Demonstrating due skill, care, and diligence. Maintaining openness and cooperation with regulators. Treating customers fairly and with respect. More ❯

What You’ll Be Doing: Advising executives and senior stakeholders on cyber strategy, risk, and transformation. Designing and delivering cyber transformation programmes that enable new business models and support regulatory compliance. Developing governance frameworks and prioritised roadmaps to increase cyber maturity and resilience. Managing and mentoring teams, and building strong client relationships across a range of industries. Communicating complex More ❯

you helped major banks and regulators make data-driven decisions under pressure? Do you want to shape how one of the Big 4 embeds GenAI into global risk and compliance functions? We’re working with a global consultancy expanding its Forensic Data Analytics practice in London. This team combines deep forensic expertise with cutting-edge AI and data engineering … to tackle challenges in fraud, financial crime, and regulatory compliance for the world’s largest financial institutions. As a Senior Manager , you’ll drive AI-enabled investigations and automation programmes across financial services—bridging strategy, technical delivery, and commercial growth. You’ll join a high-performing team of 30, lead complex data projects, and help develop new market … new service offerings using GenAI and automation technologies Drive practice growth through proposals, bids, and go-to-market activity Requirements 10+ years’ experience across forensics, financial crime, risk, or compliance Strong foundation in data engineering and AI technologies (Python, Azure) Proven consulting experience and comfort managing client stakeholders Leadership experience mentoring and scaling delivery teams Background in financial services More ❯

expectations. Programme Management: Oversee planning, scheduling, and resource allocation to ensure timely delivery of all project milestones. Design & Technical Oversight: Coordinate with design consultants and technical specialists to ensure compliance with international standards and local codes. Commercial Management: Manage budgets, cost reporting, and contract administration, ensuring financial performance and risk mitigation. Stakeholder Engagement: Act as the primary point of … contact for the client, investors, contractors, government bodies, and local communities. Regulatory Compliance: Ensure all permits, licenses, and statutory approvals are secured and adhered to. Health, Safety & Sustainability: Promote a strong culture of safety, quality, and sustainability across the project lifecycle. Team Leadership: Build, mentor, and lead a multidisciplinary project team, fostering collaboration and accountability. Commissioning & Handover: Oversee More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … it right first time. Why Join KPMG as a Financial Transformation Manager – Banking As a Finance Transformation Manager, you’ll lead complex change initiatives that modernize finance functions, enhance regulatory compliance, and drive strategic value for major banking clients. You’ll work alongside senior stakeholders, manage high-performing teams, and apply cutting-edge technologies to solve real-world … collaborative work environment. Skills we’d love to see/Amazing Extras: Accountancy qualification with strong post qualification experience Client delivery experience in Finance Strategy & Vision, Finance Data & Systems, Regulatory driven change, or Finance Change delivery. To discuss this or wider Consulting roles with our recruitment team, all you need to do is apply, create a profile, upload your More ❯

Product Owners, and Technology teams to define detailed business and functional requirements for the custom Underwriting Workbench. Map, analyse, and optimize underwriting workflows, ensuring alignment with business objectives and regulatory compliance. Collaborate closely with development teams (including an offshore contingent) to ensure requirements are clearly understood, refined, and delivered effectively. Drive integration activities with existing policy administration, claims, and More ❯

What you’ll be doing Lead the architecture strategy for major Energy & Utilities transformation programmes. Shape digital, data, and cloud-enabled roadmaps that support operational efficiency, ESG goals, and regulatory compliance. Partner with senior client stakeholders — from CIOs to operational directors — to align technology strategy with business outcomes. Oversee architecture design and delivery, ensuring coherence and quality through complex More ❯

unique opportunity to shape privacy strategy across multiple business functions. What You’ll Do: Advise on complex privacy matters across product development, marketing, and commercial operations. Guide teams on regulatory compliance, risk mitigation, and privacy best practices. Support privacy-related incident management and risk assessments. Develop and maintain policies, processes, and training to strengthen compliance frameworks. What More ❯

and brands is seeking a Commercial IT Senior Associate (7+ PQE) to join its highly regarded Commercial IT practice in London. The team advises on cutting-edge projects and regulatory developments shaping the global tech landscape. You’ll work on transactions where technology, AI and digital regulation are at the core of business strategy. The Role As a senior … member of the team, you’ll: Lead on complex, high-value outsourcing, technology and digital transformation projects . Advise global tech and AI clients on product launches, governance and regulatory compliance . Guide multinational businesses through emerging frameworks including the EU AI Act , DORA , and Cyber Resilience Act . Mentor junior lawyers and contribute to business development initiatives … within a collegiate and non-hierarchical team . Collaborate across practice areas on major cross-border technology, IP and regulatory matters. About You 7+ PQE with strong experience in commercial, IT or technology-related work. A strategic thinker with the ability to lead complex negotiations and advise senior stakeholders. Enthusiastic about mentoring and supporting junior colleagues. Demonstrated interest in More ❯

prefabricated, and sustainable construction methods into standard practice. Stakeholder Confidence: Act as the trusted senior interface for clients, investors, regulators, and partners, ensuring transparent reporting and strong relationships. Risk & Compliance Assurance: Maintain the highest standards of health, safety, and regulatory compliance while de-risking programmes through proactive governance. Futureproof Infrastructure: Champion designs and processes that support hyperscale More ❯

Head of Procurement – IT , you’ll lead sourcing and supplier strategy across all IT categories, including SaaS, cloud infrastructure, licensing, and managed services. You’ll influence senior stakeholders, ensure compliance, and drive supplier performance – all while delivering value and supporting the business’s transformation journey. ✅ Key Responsibilities Lead strategic IT procurement across OPEX and CAPEX spend Manage end-to … tech stakeholders (CIO, IT leaders) to align procurement with business goals Build strong supplier partnerships and ensure value delivery from major tech vendors Embed procurement best practice, governance, and regulatory compliance Develop a 3–5 year IT procurement roadmap in collaboration with business leaders Lead and develop a team of procurement professionals focused on technology spend 🎯 Ideal Candidate More ❯

Lead the recruitment strategy between permanent and temporary support from existing connections and base on workload. Oversee technical and commercial operations with budgetary control, subject to board approval. Champion regulatory compliance, certifications and sustainability within Data Centre designs (BREEAM, Passivhaus, WELL etc). Represent the company as a technical and thought leader in the Data Centre space. Recruit More ❯

I’m currently working with a prestigious international law firm, who are hiring a Data Risk Officer to join their Data Risk Team within Risk & Compliance, based in London, Edinburgh, Chelmsford or Manchester. This is a fantastic opportunity to support the global management of data, privacy, and information risk - particularly across areas like information security, emerging technologies (including AI … and regulatory compliance. You’ll collaborate with stakeholders across the firm, including General Counsel, Information Security, and Emerging Tech Risk teams, helping to shape best practices and ensure compliance with regulations such as UK/EU GDPR, DORA, HIPAA, and EU AI Act. The role offers a dynamic mix of hands-on risk management, internal auditing, and strategic … data risk initiatives and cyber incident response Conduct DPIAs and manage Records of Processing Activities Collaborate on ISO 27001 audits and phishing exercises Engage with AI and emerging tech compliance Liaise with Risk Operations and General Counsel on data sourcing and best practice Ideal Profile: 2–5 years’ experience in data protection, risk, or compliance Strong working knowledge More ❯

credit risk and risk analytics solutions , serving banks, asset managers, brokers, and regulators globally . Their platform combines advanced analytics, AI, and automation to help institutions manage credit risk, regulatory reporting, and portfolio exposure , providing actionable insights and enabling faster, more accurate decision-making. As they continue their growth in the UK, they are seeking a Credit Risk Sales … the full sales cycle — from lead generation and discovery to proposal development and deal closure. Articulate the value of the platform’s AI-driven credit risk, portfolio management, and regulatory reporting capabilities . Collaborate with pre-sales, product, and marketing teams to align solutions to client needs. Represent the client at industry events, conferences, and client workshops. 💡 Candidate Profile … years’ experience in enterprise software sales to financial institutions, ideally in credit risk, risk analytics, or financial technology . Strong understanding of credit risk, regulatory reporting, or portfolio risk management . Proven ability to develop and close enterprise-level deals . Excellent communication, presentation, and stakeholder management skills. Strategic thinker with an ability to operate in a fast-growing More ❯

Tax International Services Kft, operating under the trade name Tax Desk , is dedicated to becoming the world’s premier platform for regulatory compliance. We are a technology-driven company offering businesses an innovative online solution for managing indirect tax obligations across 60+ countries. Our platform seamlessly integrates VAT registrations, tax calculations, filings, notifications, centralized document storage, and payments. Additionally … clients benefit from the expertise of our experienced, multilingual team of tax professionals. Thanks to the increasing demand for high-quality compliance services, Tax Desk has rapidly grown to a team of over 40 professionals specializing in tax compliance and technology. About Us We’re a fast-growing, international team on a mission to simplify and transform how … activities with company strategy. Identify opportunities to improve processes, reduce costs, and increase partner value. Manage and mentor a small team, fostering a culture of accountability and growth. Monitor compliance and risk, including VAT-related matters (nice to have). Report regularly to leadership on partnership performance and strategic initiatives. What We’re Looking For 7+ years of experience More ❯