Senior Regulatory Compliance Manager
Leeds, Yorkshire, United Kingdom
Hybrid / WFH Options
Hybrid / WFH Options
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will havea great head for project management and organisation, being comfortable working both independentlyand with close supervision, to get the input you need from different stakeholders to support theRegulatory Compliance Team's overall deliverables.You'll play a key role in helping to manage regulator interactions and support critical projects,facilitating entry into new markets at a cutting-edge, dynamic … or issues that require innovative solutions. What excites you Obtain and maintain all requisite licences and authorizations (including managing of changesin scope of products and org). Manage all regulatory reporting to the regulators (FCA,PSR,ASIC,HMRC) and notificationsand act as custodian to keep records of all correspondence between regulators or externaladvice providers. Manage regulatory examinations and … audits. Conduct horizon scanning and update the regulatory obligations register. Engage regulators where appropriate and conduct outreach activities. Support corporate governance as necessary for the regulated entities to maintain goodstanding and meet obligations. Provide oversight over key processes run by other affiliates to ensure that they have beendesigned and are operating effectively. Conduct regulatory assessments with a view More ❯
Employment Type: Permanent
Salary: GBP Annual
Posted: