1 to 25 of 26 Compliance Manager Jobs with Remote Work Options

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

and developing our unique culture. We encourage and welcome applications from across the global community and all appointments are made solely on merit. Role: Compliance Manager, Monitoring Location: London Remuneration: Competitive + Benefits ROLE OVERVIEW We are looking for an experienced Compliance Monitoring professional to join our … sector and collective investment schemes. You will have an understanding of the role and responsibilities of an Authorised Corporate Director/Alternative Investment Fund Manager and the different parties that support them in their day to day operations. You will also have previous experience of providing assurance over collective … deadline focused along with the ability to prioritise your workload as demands change. ESSENTIAL DUTIES AND RESPONSIBILITIES: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Leading more complex assignments, which may more »

Quality Compliance Manager (Children's Toys) £45,000 -£50,000 + 26 Days Holiday + Flexible Hours + Hybrid Working + Progression + Free Parking + Company Training Amersham Are you an experienced Quality Compliance professional with a background product compliance distributing nonperishable products into large … retail multiples? Do you have a background in Quality Compliance and want a role where you can apply your skills and expertise, with the scope to move into product design with complete autonomy, shaping the future of a globally leading company? The company are paving the way in the … and testing, the company pride themselves on their creativity and attention to detail. With continued success and expansion, an opportunity arises for a Quality Compliance Manager to join a dynamic and proactive team, where you will be responsible for liaising with internal departments, providing quality and safety legislation more »

WEEE Compliance Manager - (Waste Electrical and Electronic Equipment) Location - Stratford Upon Avon, CV37 0HR Hours - Monday to Friday, 8:30-5:00. 1 day in the office and the rest remote, however this can change on occasion. We have an exciting opportunity for a Compliance Manager … time with hybrid working, typically 1-2 days a week in Stratford Upon Avon office the other three to four from home. The WEEE Compliance Manager has total responsibility for the scheme and ensuring all deadlines and Agency standards are met. The individual will need to deal with … for collecting and verifying WEEE & Battery returns. Member communication and account management of key WEEE clients Ensure up to date on Legislation changes. Ensure compliance with all QA procedures in line with job tasks. Responsible for recruitment and retention of WEEE members. To provide first line support to members more »

Senior Compliance Manager (Advisory) Permanent role Flexible hybrid working Are you a experienced compliance professional looking for an opportunity that not only challenges your expertise but also allows you to make a significant impact in a dynamic consumer credit business? Look no further! Oxbow Resourcing are working … with a leading consumer credit firm for someone to join the team as a Senior Compliance Manager (Advisory) in Cardiff and be at the forefront of shaping the compliance landscape in a business that's on the rise. As they navigate through growth, they need individuals who … safely, ensuring their customers remain the heart of everything they do. In this role, you'll be the go-to person for providing invaluable compliance advice across their business operations. Your insights will be crucial in delivering exceptional customer outcomes while ensuring compliance with laws, regulations, and industry more »

Senior Compliance Manager (Advisory) Permanent role Flexible hybrid working Are you a experienced compliance professional looking for an opportunity that not only challenges your expertise but also allows you to make a significant impact in a dynamic consumer credit business? Look no further! Oxbow Resourcing are working … with a leading consumer credit firm for someone to join the team as a Senior Compliance Manager (Advisory) in Cardiff and be at the forefront of shaping the compliance landscape in a business that's on the rise. As they navigate through growth, they need individuals who … safely, ensuring their customers remain the heart of everything they do. In this role, you'll be the go-to person for providing invaluable compliance advice across their business operations. Your insights will be crucial in delivering exceptional customer outcomes while ensuring compliance with laws, regulations, and industry more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Technical Compliance Manager - Hybrid £45,000 - £50,000 Berkshire Food Manufacturing Job ref: 8651 About the Technical Compliance Manager job You will be responsible for managing the technical aspects of the companys relationship with its customers and suppliers. Key to the role will be developing the … food safety culture within their suppliers, ensuring audit compliance of all legal and customer food safety standards. Key tasks Work with supplying sites to ensure compliance with relevant customer standards and codes of practice. Conduct factory audits to drive continuous improvement in sites capabilities for food safety, quality … their supplier site visits. Support and/or manage product launches ensuring products are delivered to the correct specification on time. Support the Technical Manager where required to ensure the department provides an effective and efficient service to commercial and supply chain technical queries. About You You will possess more »

of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing … payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay updated with … relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory requirements more »

Compliance Manager Wealth Management Location: Doncaster (Hybrid) Salary: £45k - £60k + benefits Stuck in a rut? Frustrated in a business with no clear desire or plans for growth? Is it time to join a business as ambitious as you? This wealth management firm has ambition, there’s no … It’s a great time to join and this could be the start of a very interesting journey for you. Supporting the Head of Compliance, you’ll use your Wealth Management compliance experience to provide group-wide compliance advice, guidance and support at all levels. You’ll … work closely with 1st line (including a current team of 10 advisers) to ensure compliance with all relevant FCA and PRA regulations. You’ll also support the execution of the firm’s T&C scheme, promote compliance awareness at all levels through training and regulatory updates and help more »

impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the … firm. We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting retail and independent branch office compliance testing. The Senior Manager is an individual contributor and will conduct testing to evaluate the … effectiveness and adequacy of certain internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine the testing program and will remain current on regulatory developments, enterprise-wide policies more »

InterQuest are leading the search for an exciting new mandate for on of our growing retail banking clients. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance … per week. Responsibilities would include - Highlighting any regulatory/conduct risk concerns to stakeholders/wider business - Acting as point of contact for the Compliance function on key business/regulatory projects , including attendance at Steering Committee’s. - Ensuring customer outcomes are at the heart of decision making To … be considered you would need - Compliance advisory experience within retail lending - Strong conduct risk background with an in depth knowledge of the FCA handbook. - Knowledge of consumer duty/regulatory principles This role would offer up to £75k per annum with excellent benefits. Please click apply for consideration more »

Compliance Monitoring & Assurance Manager Retail Banking Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £45k - £55k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or perhaps … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. And that means this could be just the start of a long and successful career for you with the … Bank. You’ll be performing thematic and deep dive reviews across the business and across the entire customer journey as part of the annual Compliance Assurance Plan. You’ll use your investigative skills to identify and scope the impact of any Compliance and Conduct breaches, communicating your findings more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

Building Compliance Testing Manager (Air tightness, Sound Insulation, Ventilation) Borehamwood, UK £35,000 - £45,000 + Training + Progression + Development + Laptop/Tablet + Workwear + Holiday + Pension Are you an experienced air tightness, sound insulation and ventilation testing engineer looking to get into a … an impressive portfolio of clients and customers within the housing association sectors and have lengthy goals to become the market leading, go-to building compliance testing company. In line with this growth, the company are looking to onboard an excellent testing manager to effectively manage and monitor the more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute … comprehensive compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare reports summarizing key findings, trends, and risks. Present findings to more »

Business Relationship Manager, Accountancy Audit, Compliance, L&D, Mainly Remote, 12 month FTC Business Relationship Manager/Audit Learning & Development Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to … into a permanent role. This is within the Audit space of this particular firm where you will be working almost as a Business Relationship Manager (more on the business side) between Learning & Development and Audit. Audit experience/knowledge is not essential but is preferable. Alternative to Audit, we … trusting relationships with key stakeholders in the business and really help to drive new ideas forward. Read on for more details Experience required: Experienced Manager (or equivalent) Strong understanding of Audit including the regulatory environment Ability to build and maintain strong working relationships with senior stakeholders Proven ability to more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »