Are you an experienced AML Analyst/Senior Analyst ready to take the next step up to AML Manager? OR Are you an AML Manager seeking a unique opportunity to join a prestigious and growing international law firm? Then please read on! The Firm An esteemed and rapidly growing global … in London and Europe, making a significant impact on the legal market. The role The Anti-MoneyLaundering (AML) Manager will oversee the firm's AML compliance programme, ensuring adherence to UK regulatory standards and international best practices. This role requires a proactive individual … as needed. What do you need? Educated to degree level (English law degree preferred). A professional certification such as the Certified Anti-MoneyLaundering Specialist (CAMS) or the International Compliance Association's (ICA) Diploma in Anti-Money Laundering. A more »
Are you an experienced AML Analyst/Senior Analyst ready to take the next step up to AML Manager? OR Are you an AML Manager seeking a unique opportunity to join a prestigious and growing international law firm? Then please read on! The Firm An esteemed and rapidly growing global … in London and Europe, making a significant impact on the legal market. The role The Anti-MoneyLaundering (AML) Manager will oversee the firm's AML compliance programme, ensuring adherence to UK regulatory standards and international best practices. This role requires a proactive individual … as needed. What do you need? Educated to degree level (English law degree preferred). A professional certification such as the Certified Anti-MoneyLaundering Specialist (CAMS) or the International Compliance Association's (ICA) Diploma in Anti-Money Laundering. A more »
Exciting Opportunity: Junior Deputy MLRO (Deputy MoneyLaundering Reporting Officer) Location: London Company Overview: Join a leading force in B2B payments and digital banking platforms, committed to revolutionizing payments and setting new standards in "regulated fintech" across Europe. We blend trust as an e-money … more. Our solutions are designed to streamline processes and enhance financial experiences for businesses. Job Description: As the Junior Deputy MLRO (Deputy MoneyLaundering Reporting Officer) with 3 to 5 years of relevant experience, you will play a crucial role in supporting our efforts to ensure … procedures, and controls. Strong communication and teamwork skills, with the ability to engage effectively with stakeholders. Relevant certifications such as CAMS (Certified Anti-MoneyLaundering Specialist) are a plus. Join Us: If you have a passion for combating financial crime, ensuring regulatory compliance, and more »
Deputy MLRO (Deputy MoneyLaundering Reporting Officer) Company Overview: Join a prominent player in B2B payments and digital banking platforms, committed to simplifying payments and leading the charge in "regulated fintech" across Europe. As a key figure in the financial industry, we blend trust as an … institution with innovation, holding principal memberships with industry giants like Mastercard, VISA, SWIFT, and SEPA. Job Description: As the Deputy MLRO (Deputy MoneyLaundering Reporting Officer) with at least 5 years of relevant experience, you will play a pivotal role in supporting our efforts to ensure … Strong communication and leadership skills, with the ability to engage effectively with stakeholders at all levels. Relevant certifications such as CAMS (Certified Anti-MoneyLaundering Specialist) are highly desirable. Join Us: If you have a passion for combating financial crime, ensuring regulatory compliance, and more »
components of a work ethic taken very seriously since the company was founded in 1959. Tradition is currently seeking to appoint an Anti-MoneyLaundering Analyst initially on a 6 month contract to be based within the London office. The AML KYC Analyst is … responsible for ensuring a compliance with Anti-MoneyLaundering regulations. Key responsibilities include: To act as an advisory and control function for the purpose of complying with regulatory and internal requirements to combat AML/CFT (including as an outsourced onboarding function for Madrid … role: Good Knowledge of Client On-boarding process Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-MoneyLaundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions more »
financial crime framework, with a particular focus on financial crime prevention including managing fraud risks, preventing bribery and corruption, reporting suspicions of moneylaundering, customer due diligence requirements, transaction monitoring and preventing market abuse. Ensure that a commercially orientated service is delivered, whilst continuing to meet … third party solutions where appropriate. Horizon scanning & Subject Matter Expert knowledge on existing and emerging Anti-MoneyLaundering (AML), Fraud, Anti-Bribery and Corruption (ABC), Counter-Terrorism Finance (CTF), Payments and other relevant regulations and their impact on business’ products and expansion … internal and external compliance and regulatory reporting requirements relating to financial crime (including relevant reporting, e.g. MLRO Report). Develop and delivering Anti-MoneyLaundering and financial crime management awareness programmes. Investigate ‘red flags’, alerts and financial crime concerns effectively. Manage, support and develop more »
A leading international law firm is looking for an experienced Compliance Team Leader (AML Focus) to join their team based in London. This role would be suitable for an experienced Team Leader or a Senior Analyst who is looking to take the next step in their career. Prior experience of … within a law firm is essential. The firm has a dual compliance function that covers anti-moneylaundering (AML) and conflicts however the primary focus of this role will be on AML. Key Responsibilities for the Compliance Team Leader (AML Focus): Supervise and mentor … and provide ongoing training and development to team members. Allocate tasks and manage workloads to ensure timely and efficient completion of compliance activities. Lead AML compliance efforts, including client due diligence, monitoring, and reporting. Ensure adherence to all relevant AML regulations and guidelines. Oversee the implementation and monitoring of sanctions more »
for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-moneylaundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and services adhere to FCA regulations and are safeguarded against financial … crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and controls in the UK. Ensure compliance … with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the group's products and services. Manage the process more »
checks on remediated client files to ensure accuracy and completeness. Ensure compliance with regulatory requirements, including KYC (Know Your Customer) and AML (Anti-MoneyLaundering) regulations. Stay updated on changes to regulatory frameworks and industry best practices related to client onboarding processes. Assist in … onboarding or remediation within the financial services industry, Experienced with Quality Control. Ideally have worked previously in a Brokerage. Strong understanding of KYC and AML regulations in the UK. Excellent analytical skills with the ability to identify and resolve complex issues. Attention to detail and ability to maintain high standards … Effective communication skills, both written and verbal, with the ability to collaborate with cross-functional teams. Professional certifications such as CAMS (Certified Anti-MoneyLaundering Specialist) or ICA (International Compliance Association) are desirable but not essential. more »
Birmingham, England, United Kingdom Hybrid / WFH Options
Capital Dynamics
Compliance, Fund Operations, Marketing and Communication. Assist with various seasonal, annual, and semi-annual projects (FATCA/CRS/CDOT tax compliance, KYC and AML checks, transfers, annual meeting planning, and webcasts). Close coordination required with Legal/Compliance/IM/Marketing & Communications teams and third-party service … terminology. Experience of investor reporting procedures is highly desirable though not essential. Strong knowledge of anti-moneylaundering (AML/KYC) and control procedures, client onboarding, GDPR requirements, partnership subscription and transfer agreements, data protection. Highly developed interpersonal, customer service and verbal/written more »
challenge of leading and overseeing all aspects of client and matter onboarding in the Firm, escalation of conflicts issues and compliance with anti-moneylaundering legislation and sanctions.The role will also include responsibility for critically assessing and continually evolving and improving the Firm's … Team comprises more than 45 team members with responsibility for conflict checking and resolving conflicts issues, client and matter onboarding, escalation of anti-moneylaundering risks, sanctions checking and compliance. The Onboarding Team is primarily based in the UK, with some members of that … Code of Conduct and escalations to the Firm's Conflicts Partner and2 undertakes client and matter onboarding, client due diligence (CDD) and anti-moneylaundering checks, associated risk assessments, sanctions checks and assessing potential reputational risk issues. This includes supporting the Firm's Moneymore »
challenge of leading and overseeing all aspects of client and matter onboarding in the Firm, escalation of conflicts issues and compliance with anti-moneylaundering legislation and sanctions.The role will also include responsibility for critically assessing and continually evolving and improving the Firm's … Team comprises more than 45 team members with responsibility for conflict checking and resolving conflicts issues, client and matter onboarding, escalation of anti-moneylaundering risks, sanctions checking and compliance. The Onboarding Team is primarily based in the UK, with some members of that … Code of Conduct and escalations to the Firm's Conflicts Partner and2 undertakes client and matter onboarding, client due diligence (CDD) and anti-moneylaundering checks, associated risk assessments, sanctions checks and assessing potential reputational risk issues. This includes supporting the Firm's Moneymore »
as a cashier at closed counter * Carry out the client on-boarding process and conduct Anti-MoneyLaundering (AML), Know Your Customer (KYC), Know Your Business (KYB) checks such as Customer Due Diligence (CDD) on new clients according to the Bank’s policies * Complete … the internal compliance policy and procedure and maintain awareness of all other associated compliance policies and procedures * Assist with the preparation of business, statistical, AML, internal audit requirements and compliance requirements reports Mandarin Speaking Banking Hall Customer Service Associate - The Skills You'll Need to Succeed: * Ideally Degree educated in more »
clients. Working closely with the Compliance department to meet all regulatory obligations, particularly related to Anti-MoneyLaundering (AML) processes for new clients. Providing regular, clear, and detailed updates to the business regarding the status of new and ongoing transition activities. Coordinating the operational … to be confident leading project calls and meetings with internal and external stakeholders Detail-oriented with excellent organizational abilities. Familiarity with regulatory compliance and AML processes. Due to the number of applications, we regret we will only be able to contact successful applicants. At our company, we prioritise equity throughout more »
new clients in a compliant, efficient and timely manner. * Process all new incoming applications to invest within set internal policy and procedures & Anti-MoneyLaundering legislation * Respond to client queries via email, telephone and post within set policy and procedures * Responsible for logging and … distributing daily post. * Perform Anti-MoneyLaundering, Politically Exposed person Checks Sanction checks on all new clients. * Drafting enhanced due diligence reports, where required * Create new client accounts within internal Portals. * Prepare and send acknowledgment correspondence to successful applicants. * Responsible for sending requests for … the relevant internal databases * Database management, ensuring data integrity is maintained across all systems. Client Onboarding Assistant Skills Needed: * Good understanding of Anti-MoneyLaundering policies and procedures - * Good proficiency with Word, Excel, PowerPoint, SharePoint and Outlook. * Confident in liaising with clients * Proactive with more »
Greater London, England, United Kingdom Hybrid / WFH Options
Ntrinsic Consulting
regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-moneylaundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the more »
new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-moneylaundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and 2) and Form PF. Organise more »
Clerkenwell, England, United Kingdom Hybrid / WFH Options
Brimstone-Recruitment
internal stakeholders. #eDiscoveryjobs, #eDiscoveryPMjobs, #eDiscoveryProjectManagerjobs, #eDiscoveryjobsLondon, #eDisclosurejobs About Brimstone Consulting: We specialise in finding highly qualified staff in the following areas: Forensic Accounting & Fraud - (AML/CTF, Investigation, CFE’s etc.); Legal and LegalTech (E-Discovery, Digital Forensics, EDRM); Big Data and Data Analytics - (MI/BI/CI); InfoSec more »
Purpose: The Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable antimoneylaundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely … with the MoneyLaundering Reporting Officer (MLRO), reporting any suspicious activity for escalation to the MLRO. The Senior C&R Analyst will specifically be responsible for AML detection and compliance within our UK retail business. The role will be required to monitor pre-set levels and … They will also be required to investigate and analyse suspicious activity reporting and make recommendations on what action is required. Key Accountabilities : Ensure adequate AML checks are completed for all transactions utilising the tools and systems available at Travelex and ensuring adherence to standards set takes place. Analyse Transaction Monitoring more »
/Implementation (eg. PEGA, Appian), CRM (Salesforce) Experience in intelligent automation and GenAI Solution/Implementation Domain experience in Account Opening/Onboarding, KYC-AML, Lending, Servicing, Risk, etc. across banking & financial services products (either business, technology or operations transformation Experience with collaboration and facilitation techniques Knowledge of project planning more »
Greater London, England, United Kingdom Hybrid / WFH Options
ComplyLens Limited
London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory Change Business Analyst role, with the flexibility for remote work. more »
requested by customers 5. Understand and comply with the bank’s policy and procedures on regular reporting practices such as AntiMoneyLaundering/KYC/Compliance issues, mandate workflows, etc. 6. Careful and timely processing of ad hoc internal reporting within and outside more »
and others. • Respond to inquiries and resolve issues from clients, ensuring a high level of customer satisfaction. • Assist with compliance efforts, including KYC/AML procedures and reporting requirements. Qualifications: • Bachelor's degree in finance, business administration, or a related field. • Minimum of 2-3 years of experience in operations more »
any projects that require FCMO SME input in relation to data sets and the monitoring systems. Accountabilities & Responsibilities Work with the fraud, sanctions, and AML analysts and using data from the systems, drive understanding of trends noted. Ensure all sanction lists observed by the organisation are correctly loaded into the more »
product and engineering teams to design features that enhance user experience while bolstering security and reducing friction. Partner with Compliance Officers to ensure all AML and compliance requirements are fully met. YOUR SKILLS AND EXPERIENCE Over 4 years of experience in fraud management with either a bank or fintech startup. more »