1 to 2 of 2 Compliance Analyst Jobs in the South East

Compliance Policy Analyst - 6 month contract Are you passionate about ensuring regulatory compliance within a dynamic and fast-paced environment? I am seeking a talented individual to join an organisation as a Compliance Policy Analyst on a contract basis. Key Responsibilities: Conduct a thorough review … of their compliance policies and 1LOD operating procedures. Map these policies and procedures to regulatory requirements, ensuring alignment with standards set by regulatory bodies. Provide assurance that their most impacted policies and procedures are fully compliant with relevant regulations. Implement thematic monitoring strategies to proactively identify and address compliance … and attention to detail. Excellent communication and interpersonal skills. Ability to work independently and collaboratively within a team environment. Proven track record of driving compliance initiatives and delivering results. If you're ready to make a significant impact on regulatory compliance and contribute to ongoing success, we encourage more »

Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm adheres to FCA compliance … team of 4, reporting to the Head of Compliance. Responsibilities: * To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme * To assist in ensuring that the Company establishes and maintains effective systems or internal controls in order to … controls, so that prompt remedial action may be taken by Senior Management * To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes * To assist in identifying, investigating and rectifying rule breaches, and fulfil any associated reporting requirements. * To assist in coordinating the more »