1 to 25 of 33 Compliance Manager Jobs in London

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

broadening their portfolio soon with the foundations in place for a positive, supportive and thoughtful new bank. We are now looking for an exceptional Compliance Manager to join the second line team. The role of Compliance Manager is principally to lead and support the business in … the undertaking of compliance monitoring activities, and also in the development assessment and testing of controls. There are also wider responsibilities to support the CRO and Head of Risk and Compliance in relation to Compliance Advisory (including Financial Promotions) and/or Consumer Duty. Responsibilities of the … role of Compliance Manager To assist and support on all matters relating to Compliance Monitoring and control testing. To monitor consultation papers and policy statements issued by relevant regulatory authorities and wider bodies, liaising as necessary with the CRO and Head of Risk and Compliance on more »

Compliance Manager (SMF 16&17) The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Compliance Manager My client is a fast-growing global fintech payments company that offer a full range of innovative cloud based payment and banking solutions to the financial services industry. They are enjoying a sustained period of growth as they continue to scale and are looking to hire … an experienced, dynamic Compliance Manager based in London to help play a key role in the next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first … line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports for the Risk and Compliance Committee. Offer compliance advice and assistance to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join … develop their skills and help them strive for their best. Key Responsibilities: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure compliance across the company Risk Assessment and Value: Rigorously assess risk and value, challenging technical solutions for optimal outcomes Robust Standards … safety by design, eliminate hazards, and complete safety documentation Risk Communication: Clearly communicate remaining risks to the Operations team and end users Pre-Construction Compliance: Ensure compliance with pre-construction information and design risk assessments Hybrid: This position will require you to sometimes travel around within the UK more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

EMEA People Safety and Compliance Manager London (Hybrid) 12 Month Fixed Term Contract. Our client is a highly successful and expanding retailer who fosters a culture of ambition, collaboration, and innovation. They inspire global progress and have ambitious targets, foster substantial growth, and pioneer groundbreaking products that empower … individuals to both feel and perform at their peak. The EMEA People Safety and Compliance Manager will be critical to the success of the most complex and important business unit, their retail teams and be a key advisor to ensure safety standards are designed and delivered across the … business. Based out of their London office, the Manager will be instrumental in protecting their greatest asset, their people, maintaining a safe and secure environment for customers, while ensuring necessary content is available to allow education for their store teams and business partners on ways to minimise safety related more »

Governance & Compliance Manager Location: London Salary : £48,256 - £56,263 Hours: 34.75 Job Type: Full time Contract Type : Permanent Role Purpose: To manage governance and compliance activities to ensure that the GOC meets its statutory obligations and acts within established policies. Providing; effective advice and support to … staff and members, consistent and effective governance and compliance policies and meetings management services. Key Accountabilities: Provide governance support for Council and committee meetings, including forward planning, advice on delegated decision making authority and conflicts management, agenda and paper development, and drafting of accurate minutes and actions to ensure … to the planning and drafting of papers, corporate policies and the completion of impact assessments. Manage the development, review and implementation of governance and compliance policies including, management of interest, corporate complaints, gifts and hospitality and financial crime, including the drafting and presenting of papers. Manage the processes for more »

Funds Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

Base Location : London or Manchester plus network of 20 offices nationally: www.kpmgcareers.co.uk/experienced-professional/#LeBlender.OfficeLocations Why Join KPMG as a Tax Manager: Compliance Hub The KPMG financial services tax team is a fast-growing part of the KPMG tax practice. Operating from London & Manchester we do … work that matters, serving the region with diligence and expertise. The role is in our Compliance Hub, which has a diverse client and target base spanning the Financial Services sector. You are well on your way in your compliance career with UK corporate tax experience and have a … passion for compliance and the varied aspects of your role that this brings. The team is diverse and collaborative, with individuals based across London, Manchester, Birmingham, Leeds, Glasgow and Edinburgh, we embraced hybrid and flexible working long before it became the norm! Our team has a mix of backgrounds more »

Technical Services and Compliance Manager To work as part of the technical team with specific responsibilities in ensuring that incoming and outgoing specifications are fit for purpose, meet the expectations of both internal and external customers and are safe and legal. Additional responsibilities as part of the technical … performances as part of the vendor rating process. · To work with the technical management team and communicate outstanding areas & additions to standards to ensure compliance with all current relevant standards, COP, and legislation. · Work with broader site team to ensure any changes (specifications and printed packaging) associated with launches … delists and promo activities are implemented in line with the critical path. · To maintain department trackers in conjunction with Line Manager, e.g. Spec log, identifying missing information, reporting issues, and following up as required. · To deputize and support others in the technical team in all tasks as required and more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and analysis more »

We’re searching for a Compliance Manager on a part time basis to lead our compliance programme based from our head office in London. This is a wide ranging role with responsibility for driving successful certification programmes for our key accreditations, managing our enterprise risk programme, fulfilling … market. We welcome applications from all backgrounds but would like for the successful candidate to have a deep and broad working knowledge of the compliance and regulatory regimes relevant to the IT service industry and have the ability to drive and lead company-wide projects and demonstrate influence with … your background and experiences fits what we're looking. All being well, you will be invited to attend a behavioural interview with your line manager and members of the team to talk through your fit for the role in detail and explain more about Six Degrees. Some of our more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

The Firm I'm currently working closely with a prestigious US Headquartered global law firm in London, who are seeking a GDPR Compliance Manager to join them. Responsibilities You will lead data protection initiatives affecting the Firm’s London and EU offices, including ongoing review and update of … data breaches, and maintaining registrations Staying up to date on regulations Responding to data subject requests Knowledge sharing and training with the wider London Compliance team and provide training to lawyers and staff on data protection issues What do you need? 4-5 years of experience in GDPR and more »

OurClient Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products … and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provideconstructive challenge to the business, governance committees, and second line of defence. The Product Risk Manager is … for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge more »

Our Client Our client is an established Private Bank that operates on a global level. The Role The Product Risk Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment … Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth Management or Private Banking product knowledge and will confidently be able to provide constructive challenge to the business, governance committees, and second line of defence. The Product Risk … Manager is responsible for investigating and establishing key issues and causes in respect of the design and process of the UK Investment product offering. The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

Opportunity- Forensic Testing Compliance ( Delivery Manager ) Location- London • The role requires a presence on client premises for all weekdays (5 days). Description This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct risk assessments, deep-dive analysis, and … fraud investigations. Core functions of the team will include gathering data, performing analysis, documenting results, developing work plans, and escalating to line compliance coverage. • One of the key responsibilities will be to play an integral part in addressing high-risk issues, and operational challenges and mitigating potential risks. This … role will help develop solutions for the clients by proactive compliance testing, guidelines revision/suggestion, implementation of policies and regulations and internal controls. This role will help develop solutions for the clients by proactive compliance testing, policy revision/suggestion, implementation of policies and regulations and internal more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are … policies and support them with new products and services. You will assess the impact of new financial regulations and provide input to the internal Compliance policies and procedures as necessary. What You Offer Extensive experience in commodities compliance advisory within the financial services industry. In-depth knowledge of more »