1 to 25 of 32 Compliance Officer Jobs

dynamic environment? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the BRAC … Work: Monday to Friday 9am until 6pm (45 minutes unpaid lunch break) Salary: £25,000 to £30,000 gross per annum (Depending on Experience) Compliance Officer Requirements: A minimum of 3 years experience in a financial crime position relevant to the job description in relevant field, i.e. bank … concept of investigations and the ability to demonstrate/explain this if selected for interview Ability to multi-task, prioritise and manage time effectively Compliance Officer Opportunities: Exceptional candidates demonstrating a strong work ethic, have the exciting potential to advance within our compliance team, with the opportunity more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across … London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial … institutions. Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and … applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as more »

Job Role: Data Privacy & Compliance Officer Location: Hybrid - home based with regular attendance at our Birmingham office Salary: £30,000 to 35,000 per annum Job Sector: Corporate Legal Hours: Monday to Friday 9am to 5pm As a Data Privacy & Compliance Officer you will be you … will contribute to our vision of being the UK’s favourite property manager by implementing and maintaining our Data Protection, privacy and compliance framework. The role of Data Privacy & Compliance Officer sits within the Legal & Business Conduct team, reporting to the Head of Data Privacy & Compliance. Main … Responsibilities Be the first point of contact for all compliance and data protection enquiries. To monitor and report on initiatives, issues, trends via RAG and status reports to the Head of Data Privacy & Compliance as required. To support Emeria’s legal and industry compliance-related activities and more »

Compliance Officer, Regulatory Change - London Company Overview: Our client is an active, global investment manager who have a focus on both fixed income and equity markets. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all … relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Officer, you will play a crucial role in maintaining and enhancing the … firm's compliance programme, with a specific focus on regulatory change. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Advise the business on regulatory change · Manage the implementation of more »

This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. … trade compliance regulations. This position will involve reviewing transactions and transactional documents, coordinating export authorizations, and maintaining records as required by regulations. We are looking for someone with excellent communication and collaboration skills to interact effectively with various stakeholders. You will report to the UK Export Lead. Essential Duties … and Responsibilities: Ensure legal compliance with relevant export regulations associated with the trading of export-controlled products. Identify export license requirements for domestic and international shipments accurately. Coordinate and organize the application of export authorizations with relevant licensing authorities. Review sales orders to confirm compliance with export regulatory more »

flexible working to all. Our individual impact and output is what counts most. About The Role This is an exciting opportunity for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all … profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting; Supporting the Chief Risk & Compliance Officer with the rollout of more »

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer. We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we are … seeking a highly motivated and detail-oriented Compliance Officer to join our team and play a crucial role in upholding regulatory standards and fostering a culture of compliance within the organization. Job Overview: The Compliance Officer will be responsible for overseeing and implementing compliance … thorough understanding of relevant laws and standards, strong analytical skills, and effective communication to collaborate with internal teams and regulatory bodies. Key Responsibilities: Regulatory Compliance: Stay abreast of relevant energy market regulations, guidelines, and industry best practices. Develop, implement, and update compliance policies and procedures to align with more »

Job Description Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a … Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »

sustainability, and innovation. Specialising in importing premium products, they serve a diverse clientele across the globe. They are seeking a skilled Customs and Trade Compliance Officer to join our team in line with growth and the increasing complexity of global trade regulations. Your new role The Customs and … Trade Compliance Officer will play a critical role in ensuring that all their product import activities comply with national and international customs regulations and trade laws. This position requires a meticulous and proactive individual who can navigate the complexities of customs procedures, trade compliance, and regulatory requirements … efficiently. Key Responsibilities: Customs Compliance: Ensure all import transactions comply with national and international customs laws and regulations. Prepare, review, and submit all necessary customs documentation required for the clearance of imported products. Trade Compliance: Stay abreast of changes in trade policies, agreements, and regulations that may affect more »

Onboarding and Compliance Officer Liverpool Street Hybrid working (After 6 month probation) Up to £35,000 My client, a growing, international contract recruitment business is looking for an Onboarding and Compliance officer to join their team. The ideal candidate will have experience working within a compliance … sales teams regarding any missing, inaccurate or unconfirmed information. • Communicating both internally and externally in connection with information and outstanding documentation required for contracts, compliance and payments (i.e. missing bank details, contracts, timesheets, receipts, references etc.). • Recording and inputting details of all documentation received back from contractors (including … relevant systems. • Data entry onto any relevant and internal spreadsheets. • Data entry onto any client and internal systems/CRMs. • Basic knowledge of any compliance legislation including AWR & IR35 processes. • Checking the validity of candidates’ right to work. • Carrying out ID checks on candidates’ right-to-work documents. • Chasing more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management … Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA … Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

Interim Information Compliance Officer Bristol (Hybrid, 1 day a week in office preferably, 4 days WFH) 6 months initially (potential for extension). £350 - £400 a day via Umbrella I am working exclusively in partnership with a major organisation in Bristol to hire an Information Compliance Officer … reporting on data breaches Handling Subject Access Requests Responding to ad-hoc queries Desirable Skills and Experience Experience in a similar Data/Information Compliance position in a complex organisation Experience in a Public Sector, Local Council or Higher Education environment highly desirable Experience of DPIAs, dealing with low more »

Job Description Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank Knowledge of country … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »

Job summary We have an exciting opportunity for two Information Governance Compliance Officer's to join our team on a fixed term contract for 6 months. The post-holder's will be required to provide effective expert advice to colleagues and members of the public with regards to … personal data; developing new processes and policies; best practice; legal and statutory responsibilities; training and education relating to data and information usage; incident management; compliance reporting; annual assurance submissions and any additional measures or structures required to support this. Main duties of the job As an IG compliance officer you will be involved in all aspects of data governance for the trust. You will advise services on the best way to process and share information whilst maintainingcompliance with all data protection legislation and NHS standards. They will be responsible for assessing and responding to complex requests more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across … UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory … developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of more »

We are looking for an Information Compliance Officer to join our Parliamentary Knowledge and Information Office at the House of Lords. This is an exciting opportunity for someone with good knowledge of data protection legislation and experience of handling FOI/EIR requests, who is keen to use … their expertise to advise and support multiple stakeholders. The work that you do will ensure compliance with legislation and best practice, through your contribution to relevant policies, processes and sharing of knowledge with others. This is an opportunity to work on a hybrid basis where you will be able … policies and procedures on information security issues and the accreditation of ITsolutions, in liaison with the Information Security Team and House of Commons Information Compliance Team - supporting the Head of Information Compliance in completing Data Protection Impact Assessments (DPIAs) for projects and IT solutions that are processing personaldata. more »

The role of the QA Compliance Officer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory findings and more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance … Job Summary This is a new role where the successful candidate will provide vital administrative support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing Headquarters (CTPHQ) to ensure that statutory deadlines are met. The Unit manages Freedom of Information … processing of these requests within the statutory deadline. This will entail liaising regularly with these SO units and providing advice and guidance to ensure compliance, where necessary Therefore, it is expected that you will have a basic understanding of these Acts and the General DataProtection Regulations (GDPR). This more »

Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »

Role: Quality Assurance Officer - Compliance Location: Marlow site (Orega, Marlow International Parkway, Marlow SL7 1YL), Hybrid Duration: 12 Months Position Description: Reporting to a Quality Manager, providing day-to-day assistance for commercial QA activities associated with effective running of the site QMS supporting the batch release. The … QA Officer will ensure assigned tasks are performed in a timely manner to meet internal standards and all associated international GMP/GDP requirements. Organizational Relationships: Reporting to line manager. Relationship with active EU Qualified Persons (QPs) performing certification Interactions with the global Quality Assurance team, PGS manufacturing sites … quality metrics reporting, and training as determined by the QA Manager • Complete scheduled records and quality system tasks in a timely manner and in compliance with internal standards and EU GMP • To compile & review Product quality review sets for completeness & compliance to EU GMP, Pfizer internal requirements, and more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they … platforms of any London based hedge fund - hence why its employees find no reason to ever look externally for another hedge fund role. The Compliance Officer will assist in all aspects of compliance for the business. Working as part of a team of 3, in a flat … involved in various automation projects, within a world class team. The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best more »

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Key Responsibilities: · Advise on compliance requirements more »