1 to 12 of 12 Compliance Specialist Jobs in England

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject … matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements. as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme. as the Compliance Specialist providing Asset … Servicing entity support for all Compliance matters. a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class more »

and comfortable housing. They manage a significant portfolio of properties and have a sizeable workforce dedicated to achieving their goals.Job DescriptionAs the Technical Fire Compliance Specialist, you will:Ultimately support the fire safety and well being of customers and residents and the safety of the buildings they occupyBe … part of the Development team and will deliver first class specialist and technical service to the business providing assurance of practice and standards for statutory complianceWork with the Senior Health and Safety manager, the Group Building Safety Team, and Development DirectorateProvide design advice for new developments, making sure that … s Requirements for fire safetyBe key to delivering on assurance of fire policy and process by fulfilling a proactive position on fire standards and compliance through auditing, review and external stakeholder liaisonBe the technical expert and lead for complianceBe responsible for providing fire safety advice to technical teams in more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector … offering a range of services and advanced technology solutions. What we're looking for: In-depth understanding of Legal and Compliance Regulations, focusing on SIPP and ISA products and HMRC laws Strong leadership and critical thinking for risk assessment Exceptional problem-solving with acute attention to detail Skilled in … off for your birthday Private Healthcare Smart Pensions Plan Hybrid working options Perks at work Team social events Are you interested in the Technical Compliance Specialist and would like to be considered? We would love to hear from you! Click the apply button now or contact us on more »

Compliance Specialist £80k A leading brand in the FS space, who specialise in supporting firms with advisory, risk management and capital requirements, are looking for a Compliance Specialist to tackle a broad role in Governance and Compliance. The role Develop the current compliance programme (policies … Maintain up-to-date knowledge of industry regulations in an advisory capacity Manage current and new regulatory projects Your profile Understanding of Financial Markets Compliance Knowledge of UK (EU) regulations Comfortable managing regulatory change projects and horizon scanning/watching Excellent soft skills For full details please apply here. more »

Information Security Compliance Specialist Based: Fully remote (UK only), or office based in High Wycombe or London N7 Term: Permanent, Full time Salary: £45000 - £85000 pa depending on experience + excellent benefits The Role: We are looking for an Information Security Compliance Specialist to support and … Officer (CIO), the position requires providing support and advice to all parts of the business on Information Security and data protection. Duties: Data Protection compliance primarily UK, EU, and USA privacy laws, to own and maintain all requirements including:o Data Subject Access Requests, (DSARs) o Data Protection Impact … the risk o Conduct and maintain supplier audit assessments o Own the Incident management system o Updating and maintain procedures/procedure training and compliance o Conduct Phishing simulations and other cyber related training exercises o Conduct risk assessments on products, systems, and processes o Own and be responsible more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully. What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement more »

Compliance Learning Specialist Locations: Epsom Salary: Circa £60,000 plus benefits Job Type: Full-time Working Pattern: Hybrid (2 days per week in office, 3 days remote) Annual bonus of up to 10% Private medical insurance Pension contributions: up to 6% employee, 15% employer. On-site gym and … to the location being not close to a train station) Latham and Bond HR are currently supporting our client in their search for a Compliance Learning Specialist. In this role, you will have the opportunity to work collaboratively with the Compliance and Quality Assurance teams to develop and … interventions that are crucial for maintaining focus on optimal customer outcomes. Additionally, you will play a key role in shaping the future landscape of compliance training, ensuring the cultivation of the right cultural framework within the organisation. Your responsibilities will include designing, developing, and delivering comprehensive financial services training more »

The company: A people-centred business in the North East is searching for a Governance Risk and Compliance Specialist to join the team. This business has recently received huge investment from a global tech phenomenon and is looking to drive technical innovation across its platforms and applications. They … security teams as well as a data protection team, you'll play a crucial role. Your primary responsibilities will involve: Establish an effective technical compliance framework. Ensure that the business maintains a robust security posture while remaining agile and competitive. Work closely with compliance experts, technology teams, and … risks. Maintaining and enhancing the Information Security Management System (ISMS), policies, standards, and processes Lead in audits, partnering with external test houses and Group compliance teams. Ensure that all platforms meet all technical compliance requirements set by local and international regulators. Key skills required for this role: Experience more »

Sewell Wallis are currently recruiting for an Internal Control and Compliance Specialist to join an international Tech business with offices in Leeds. This is a great time to be part of a growing and fast paced business where you will play a pivotal role within the Finance team. … Reporting to the Senior Management team, your responsibilities will include:- Reviewing process within both finance and operations ensuring compliance with the relevant legislation Reviewing tax accounting processes Documenting accounting policy procedures, formalising reviews and reviewing and establishing a robust internal control environment Establishing suitable internal controls to to mitigate … non-compliance and ensure processes are adaptable to business growthRequirements Fully qualified Accountant, ideally ACA/ACCA Experience of working within internal control and compliance and ability to implement robust internal control procedures Excellent communication skills Ability to work with key stakeholders across the wider business and to more »

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. This position supports our cyber security and ESG certification programme, and the successful candidate will need extensive experience in … compliance activities associated with ISO 27001, ISO 9001 and SOC 2 as a minimum . The nature of this position requires contact with company employees at all levels as well as contact with external auditors, client representatives, vendors and other business-related representatives. What You'll Do: Work with more »

a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in … the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking regulatory horizon developments in the UK as they relate to financial crime. Support on … the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and oversee updates to the framework of Compliance Policies, Manuals and Procedures, including approvals via relevant committees. Manage and oversee responses to counterparty diligence requests. Support the Operational Due Diligence Team on more »