Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for work more »
Employment Type: Permanent
Salary: £100000 - £111000/annum good bonus, pension, health, gym e
London, England, United Kingdom Hybrid / WFH Options
Vanguard
BitBucket), Cucumber automated testing and Tableau. The team is Agile based and operates leveraging a continuous delivery pipeline. Current projects include re-platforming EuropeanMarketInfrastructureRegulation reporting from legacy datawarehouse processing to Java/AWS, and building a regulatory Transactional Reporting Hub using AWS Analytics and Tableau. Team Managers more »
that will help (optional): Knowledge of one or more of the key European/UK transaction reporting regulations would be desirable, although not essential (EMIR, MIFID/MIFIR, REMIT). Experience working among diverse teams globally and taking on multiple viewpoints to make sound judgements and decisions/recommendations on more »
Housing Associations and Charities, including benchmarking. • Providing technical support on accounting and regulatory change projects such as IFRS 9 Financial Instruments, new UK GAAP, EMIR and Basel III. • Assisting with delivering Treasury advisory projects ranging from strategy reviews, target operating models, and audit support, including providing input to larger, multi more »
An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships and act more »
Digital asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers more »
a graduate degree. Minimum 8 years of experience in quantitative finance and engineering roles. Proven experience in regulatory interpretation and reporting, especially in IFPR, EMIR regimes, and their application to prime brokerage, secured financing, and digital assets. more »
including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ more »
of products for one of the foremost Post Trade businesses in the world. The Post Trade business includes regulatory reporting services (including ARM, APA, EMIR, etc.), a trade matching platform and a suite of intelligent analytics tools that are used by major global counterparties on both the buy-side and more »
processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the UK, European and US market along more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the UK, European and US market along more »
the table. Key Skills Demonstrated experience as a Change Manager/Business Analyst Experience working across Regulatory Change programmes is highly desirable (e.g. DORA, EMIR etc.) Ability to support wide scale business change and transformation programmes Experience working within the Investment Management arena is beneficial This is an exciting opportunity more »
as a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »
Role Responsibilities include, but are not limited to: • Supporting the team in the daily management of regulatory reporting tasks, including Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting, and more. • Document processes and procedures in line with regulatory requirements and assess continuously the regulatory reporting risks and developments, to ensure more »
for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed … understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability to "own" and drive Business Requirements elicitation, Functional Specification documentation and explanation - working closely with more »
a comprehensive grasp of compliance frameworks. While familiarity with commodities is advantageous, it's not essential. However, hands-on experience with EU regulations like EMIR, DODD FRANK, and REMIT will greatly benefit the role. Key Responsibilities: Lead the Fernergo implementation project, identifying essential data capture for various entities. Proficient understanding … of client lifecycle management, KYC, and AML. Develop and maintain compliance reporting mechanisms, focusing on regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Collaborate with the technology team to align Fenergo product configuration with business needs. Create and interpret wireframes to enhance UI-driven configurations. Utilize BI reporting tools … or similar compliance and onboarding platforms is highly desirable. Ability to comprehend and create wireframes and UI designs. Knowledge of compliance regulations such as EMIR, Dodd-Frank, EFET, and REMIT. Excellent analytical, problem-solving, and project management skills. Effective communication and stakeholder management abilities. Experience in the commodities trading industry more »
sell-side experience and an interest in commodities to gain more exposure to this asset class. You will be tasked with working on their Emir Refit and Remediation project, providing analysis and reporting in terms of software solutions, subsequently followed by its implementation or change. The ideal candidate will understand … the SDLC and work on technology-focused regulatory projects. High level of knowledge in the regulatory space, understanding of EMIR, MiFID2, Dodd-Frank Experience working as a Business Analyst in the Financial Services regulatory space Working knowledge and hands-on experience interacting with complex data sets in SQL Good experience more »
Regulatory Control Specialist, Investment Banking, MiFID/EMIR £750 - £880pd via an Umbrella Company London Regulatory Control Specialist, Business Analyst, Regulatory Risk & Control, MiFID, MiFIR, EMIR, MAR, Market Abuse, Control Assessments, Regulatory Reporting, Financial Services, Investment Banking A global Investment Bank are currently seeking a number of Regulatory Control Specialists …/Business Analysts to join them on a long term contract in London. The roles require in-depth knowledge of MiFID, EMIR or Market Abuse and experience of performing control gap assessments. £750 - £880pd via an Umbrella Company Essential Requirements: Extensive knowledge and experience of MIFIR/MIFID II, MAR more »
Regulatory Control Specialist, Investment Banking, MiFID/EMIR £750 - £880pd via an Umbrella Company London Regulatory Control Specialist, Business Analyst, Regulatory Risk & Control, MiFID, MiFIR, EMIR, MAR, Market Abuse, Control Assessments, Regulatory Reporting, Financial Services, Investment Banking A global Investment Bank are currently seeking a number of Regulatory Control Specialists …/Business Analysts to join them on a long term contract in London. The roles require in-depth knowledge of MiFID, EMIR or Market Abuse and experience of performing control gap assessments. £750 - £880pd via an Umbrella Company Essential Requirements: Extensive knowledge and experience of MIFIR/MIFID II, MAR more »
Employment Type: Contract
Rate: £750 - £880 per day + via Umbrella or PAYE Solution
the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large more »