1 to 1 of 1 Head of Compliance Jobs in the South East

Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of contact … for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. AML Compliance Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments … and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and manage relationships with regulatory bodies. Regulatory Liaison Serve as the primary point of contact for regulatory inquiries and examinations. Keep abreast of regulatory developments and communicate changes to relevant stakeholders. Coordinate responses to regulatory inquiries and more »