by customers 5. Understand and comply with the bank’s policy and procedures on regular reporting practices such as Anti Money Laundering /KYC/ Compliance issues, mandate workflows, etc. 6. Careful and timely processing of ad hoc internal reporting within and outside ESFD 7. Assist other team members more »
organisation, we are focused on supporting clients with Strategy (including Mergers and platform implementations), Agile Coaching and Transformation, Cloud adoption, Automation, Digital Transformation, KYC remediation and large Regulatory programmes. Job Summary We are seeking an experienced and dynamic Test Lead with a strong background in Avaloq to join a more »
up, closure of dormant accounts, trust estate processing, portfolio creation stock transitions and transfers, manage client file details and ensure remediation of all incomplete KYC data · Client Transaction Execution Initiation (ensuring regulatory compliance) · Stock transitions / transfers in and out within portfolios · Money transmission, standing order and payment processing – all more »
London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
prime brokers, auditors, fund’s administrator, directors Review of the fund audited financial statement, over a 3-year period if available Perform AML /KYC due diligence review of manager and fund Written operational due diligence reports for presentation to the Investment Committee Operational Due Diligence – Monitoring activities for approved more »
Ownership of new clients throughout the onboarding process. Building strong relationships with internal teams and colleagues. Creating and reviewing merchant contracts. Carrying out KYC/ KYB / AML checks. Ensuring that that clients are onboarded successfully and efficiently. Working closely with our Acquiring Banks AIB & Elavon to process more »
Ownership of new clients throughout the onboarding process. Building strong relationships with internal teams and colleagues. Creating and reviewing merchant contracts. Carrying out KYC/ KYB / AML checks. Ensuring that clients are onboarded successfully and efficiently. Working closely with our Acquiring Banks AIB & Elavon to process documents more »
/ qualifications in finance or related fields, IOC or FA2 in Pension Administration Qualification Knowledge of investment platforms highly desirable Client onboarding, AML and KYC experience Why join us? Be part of our flexible and supportive work environment, where our innovative team value collaboration and trust. Make an impact and more »
Bitgo and others. • Respond to inquiries and resolve issues from clients, ensuring a high level of customer satisfaction. • Assist with compliance efforts, including KYC/ AML procedures and reporting requirements. Qualifications: • Bachelor's degree in finance, business administration, or a related field. • Minimum of 2-3 years of experience more »
Admitted to the bar (or local equivalent) and in good standing or otherwise authorised to practice law. 5+ years’ relevant experience in AML /KYC/ RISK / COMPLIANCE. Previous experience in a similar law firm compliance team or regulated industry. Understanding of SRA Code of Conduct and Proceeds of more »
Key skills, experience and competencies required to be successful in this role: knowledge of regulatory requirements and best practices related to client on-boarding, KYC (KnowYour Customer), AML (Anti-Money Laundering), and CDD (Customer Due Diligence). Experience with the NFA would be desirable. Excellent leadership skills more »
and maintain compliance policies and procedures · Regulatory filing · Financial promotions and marketing compliance reviews · PA dealing · G&E · Compliance training · Client onboarding (AML and KYC) · Ad hoc project work Requirements: · Bachelor's degree in Finance, Economics, Law, or a related field. · Prior experience (3+ years) in a generalist compliance role more »
essential, the following skills are desired by the client: Affinity or experience with Compliance, CFT (Counter-Financing of Terrorism), AML (Anti-Money Laundering), or KYC (KnowYour Customer) Experience with financial messaging systems, Swift and other banking format is a plus Experience in using rapid authoring tools such more »
Key Skills / Experience: Ideally with experience in Banking / Financial Services with experience in AML / CFT & Compliance Risk Management. Substantial experience in KYC/ KYB reviews process assurance is a prerequisite. Awareness and ability to quickly understand internal systems, processes, procedures, and relevant external influences (competitors, laws and more »
Key Skills / Experience: Ideally with experience in Banking / Financial Services with experience in AML / CFT & Compliance Risk Management. Substantial experience in KYC/ KYB reviews process assurance is a prerequisite. Awareness and ability to quickly understand internal systems, processes, procedures, and relevant external influences (competitors, laws and more »
Location: London, UK Workplace Type: Hybrid Employment type: Permanent Job Description: Strong background in IT security and software development in RiskShield Experience in the KYC & analysing Cybercrime patterns Experience in data analysis with Python or a similar programming language. Experience in linux services and commands with a good understanding of more »
and close liaison with Compliance to resolve any issues due to large proportion of relationships being domiciled in high risk countries. To manage overdue KYC profiles of Banks and Corporates. Prepare notes in connection with new / review of correspondent relationships and Corporate Accounts after analysing their standing. Resolve complaints more »
AML and / or sanctions compliance environment within a law firm. Thorough understanding of AML regulations and requirements in the UK and globally, including KYC/ CDD procedures, transaction monitoring, and suspicious activity reporting. Proven leadership experience, with the ability to motivate and inspire a team to achieve common goals. more »
reviewing, and drafting LMA standard documents and other trade-related documents including confirms, assignment agreements, sub-participation agreements, pricing letters and multilateral agreements. Conducting KYC/ AML analysis on trade counterparties Preparing internal documents required for booking / funding for settlement Keeping accurate trade record and maintain a healthy aging more »
Greater London, England, United Kingdom Hybrid / WFH Options
Soldo
payment screening logic Knowledge and experience to work with several systems and technology programs that facilitate the day to day operations, including KYB /KYC case management tools, public company registers, Sanctions and PEP screening tools, Transaction Monitoring systems (such as Featurespace, Go AML and Tableau). Strong knowledge of more »
international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML /KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to more »
director induction and onboarding. Support and coordinating director training programme and Board effectiveness reviews Liaise with external auditors and other external parties as required KYC support to other functions Support and coordinate corporate projects of business changes or continuous improvement initiatives, for example, corporate finance transactions, corporate reorganisations or closure more »
execution of the firms AFC framework Ensuring compliance with all applicable Anti-Money Laundering & Terrorist Financing (AML / CTF), KnowYour Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and regulations. Designated Money Laundering Reporting Officer (MLRO, Nominated Officer for the firm, SMF 17 registered holder, point more »
OFX value proposition and is well accustomed to working in a fast pace environment. What you do Active outbound call function, making the initial KYC call and providing ongoing follow up support Identifying registration backlogs, prioritising follow ups around this pool Providing regular feedback to improve follow up and reporting more »
highest standards Handle client escalations and ensure prompt resolution Review relevant on-boarding due diligence documentation from customers and liaise with relevant department (KYC Team) to ensure completion of the on-boarding process is swift and friction free for the customer. Be fully compliant with Bank’s policies, FCA more »