pipelines Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
Employment Type: Permanent
Salary: £75000 - £95000/annum great bonus, good ma pension scheme
and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and risk management teams to address any issues or concerns related to trade surveillance. Generate reports more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
verbal communications skills Highly advantageous but not essential: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »
step into such a position. There is a heavy preference for this person to have knowledge of Regulations such as EMIR 2.0/30, MIFID II or BoE regulations. more »
of the regulatory and compliance requirements applicable to the activities undertaken by Global Marketsin UK and Europe (e.g. FCA, PRA, ESMA, CBI, AMF, MiFID) ~ Strong awareness of the control environment to manage and mitigate regulatory compliance risks. ~ Understanding of key end-to-end processes related to relevant Capital Marketsmore »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
City of London, London, United Kingdom Hybrid / WFH Options
Barbara Houghton Associates
financial services business. Advanced IT skills, specifically MS Excel, preferably VBA and SQL Knowledge in OTC financial products, Client Assets (CASS) rules, EMIR and MIFID Sound working knowledge of financial services, banking operations, dealer/brokerage operations. CISI IOC Qualification or equivalent Knowledge of Clearstream Xact platform, Euroclear or similar more »
Conduct Risk and Consumer Duty training and curriculum and delivers training to new joiners Candidate requirements Strong knowledge of CASS, Consumer Duty, UCITS and MiFID II rules. Experience of working in a conduct role in regulated environment Working knowledge of FCA regulatory requirements including consumer vulnerability guidance Experience in a more »
Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/or private finance markets Good knowledge of MiFID II and IB Conduct rules Strong teamwork credentials, while also being able to work independently Candidates must be based in the UK with full and more »
within an advisory capacity in an investment, commercial, or wholesale bankGood knowledge of Debt Capital Markets and/or private finance marketsGood knowledge of MiFID II and IB Conduct rulesStrong teamwork credentials, while also being able to work independentlyCandidates must be based in the UK with full and unrestricted right more »
Clearing House, Exchange, Member Firm or the ETD department within a bank.Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantageServices offered by Computappoint Limited are those of an Employment Business and/or Employment Agency in relation more »
House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage Services offered by Computappoint Limited are those of an Employment Business and/or Employment Agency inmore »
to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, ongoing, and remediation clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate more »
Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable Experience in cryptocurrency and/or MiFID II highly beneficial Our client is not able to provide via sponsorship for this role Benefits Flexible and support a hybrid working environment. A competitive more »
South East London, England, United Kingdom Hybrid / WFH Options
Clarity Resourcing
pipelinesOutstanding written & verbal communications skillsHighly advantageous but not essential:Understanding of futures (especially LME), options or other exchange traded derivativesExperience of regulatory reporting (eg MIFID, EMIR)Advantageous:REST API experience including deployment, security and orchestrationWeb frameworks (eg React, Knockout and JQuery)Windows Forms (WinForms) and WCFAzure DevOps for work item more »
utilization and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
Group Compliance. EXPERIENCE REQUIRED: High level knowledge and understanding of UK regulations including, but not limited to, the FCA/PRA Handbook, PSD2, SMCR, MIFID 2, EMIR, Product Governance and their implications upon the business activities of the bank. Ideally have a high level of knowledge and understanding of compliance more »
Knowledge of trade lifecycle processes including: booking, amendment, contracts, and settlements. · Knowledge and interest of GB Power trading (products, market, etc.). · Knowledge of MiFID, EMIR, REMIT, MAR For more information, please contact Tomas at Marlin Selection and apply via the link provided. more »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
