1 to 25 of 323 Regulatory Compliance Jobs

The Role: This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime. The Senior Compliance Lead … will play a key role in ensuring that SMF has fit-for-purpose systems and processes in place to manage regulatory risk and deliver good customer outcomes. This role will provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute … to policy changes, analysing the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures and partner with key stakeholders in the business to deliver change and improve controls. Key Responsibilities: Key responsibilities include, but are more »

Global household name speciality chemical company Responsibility for National and Regional regulatory compliance Diverse business units – complex aqueous mixtures and substances Become a regulatory subject matter expert This will be a highly diverse role; typical duties include answering complex customer regulatory enquiries, researching/impact assessing … emerging regulatory issues, regulatory support to NPD, product notifications, REACH registrations, managing external expert consultants and, sharing your regulatory expertise to business on legislative requirements. Suitable candidates must have: A proven track record in product stewardship or regulatory compliance Chemicals industry regulatory knowledge The … to read, interpret and apply chemical legislation A broad knowledge of regulations with ability to be subject matter expert in certain regulations Key Skills: Regulatory affairs, compliance, product stewardship, horizon scanning, regulatory support, regulatory enquiries, NPD support, CLP, GHS, REACH, Food contact, biocides, circular economy, chemical more »

Job Title: Regulatory Compliance Officer Location: London, United Kingdom Type: Full-Time (5 days a week, on-site) About the Client: Our client is a pioneering fintech company that specialises in global payments and remittances. They are committed to providing seamless financial solutions to their customers and ensuring … the highest standards of compliance and regulatory adherence. Role Overview: We are seeking a dedicated and experienced Regulatory Compliance Officer with a focus on Consumer Duty to join our client's dynamic team in their London office. This role demands a proactive and knowledgeable professional who … can swiftly adapt to a new environment and contribute to the company’s compliance framework. Key Responsibilities: Ensure compliance with UK regulations for payment and financial services, specifically focusing on Consumer Duty requirements. Develop, implement, and monitor compliance policies and procedures to ensure the company’s operations more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. Main … Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable … standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London … Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliance more »

Title: Security Regulatory Analyst - Energy Sector Location: England (Remote) Are you passionate about cybersecurity and regulatory compliance? Do you have experience in the energy sector, specifically Critical National Infrastructure (CNI)? If so, we have the perfect opportunity for you to make a meaningful impact! We are a … the energy sector, dedicated to safeguarding critical assets and infrastructure. As we continue to strengthen our cybersecurity posture, we are seeking a talented Security Regulatory Analyst to join our team. Your Role: As a Security Regulatory Analyst, you will play a pivotal role in ensuring compliance with … regulatory requirements and industry standards governing the energy sector. You will be responsible for: Writing policies, procedures, and documentation from scratch to align with regulatory frameworks and industry best practices. Conducting thorough research and analysis of cybersecurity regulations and standards applicable to the energy sector, including NIS Directive more »

Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, including supporting on the … set up of new overseas companies and Lloyd’s syndicates. Key Responsibilities: Keeping informed of regulatory developments and communicating key changes out to the business; Horizon scanning; Undertaking initial due diligence on pre-bind sanctions referrals; Support in conducting the annual financial crime risk assessment; Maintaining compliance training … records; Providing advice and guidance to the business on regulatory matters; Reviewing and updating compliance policies and procedures Support in drafting of compliance management information and reporting to Boards, Committees and regulators; Maintaining the business timetable; Responsible for conducting monthly monitoring activities, identifying any issues in the more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Head of Regulatory (Food) Full Time (37.5 Hours) Up to £80,000 DOE + 25 Days Holiday + Enhanced Company Pension + Employee Assistant Programme Remote Working (With Requirements to Attend Industry Events, Client Meetings and Visit London Office When Required) Head of Regulatory required for a Global … Regulatory Compliance Consultancy business covering over 80 International markets. This is a great opportunity to work for a highly reputable company and play a pivotal role in developing relationships with global blue-chip companies in the food industry. The successful candidate will have experience working within a regulatory affairs role and will need a degree (or equivalent) in food science, food law, regulatory affairs or similar. You will have in depth knowledge of food law acquired in a commercial, enforcement or policy setting environment along with a deep understanding of food regulations and of Codex Alimentarius more »

Quality Compliance Engineer - RF | £40k-£45k DOE | Chelmsford | Permanent We have an exciting opportunity for a Quality Compliance Engineer to work on production equipment used for the manufacture of RF products, from standard to bespoke solutions. Our client is known for being at the forefront of technology and … in creating cutting-edge products for space/satellite industries and healthcare. This role would be great for someone with a great understanding of regulatory compliance and electronics/electrical engineering. Role/Responsibilities: Focus on Compliance: Provide technical teams with direction and support to ensure all … regulatory compliance standards are understood and met. Ideal for an experienced electronics/electrical engineer with a solid understanding of relevant regulations and standards, and how to meet them from an electrical and mechanical design perspective. Emphasis on Product Quality: Ensure RF Power systems, processes, and products operate more »

International Regulatory Development Associate Lloyds is the worlds leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the markets brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrows progress isnt limited by todays risks. Our shared … and inclusive, youll find a home at Lloyds build a braver future with us. Lloyds are seeking to recruit an Associate within the International Regulatory Development Team. As part of the team, support the Lloyds Global Network with the development, enhancement & defence of Lloyds licences and trading rights globally … whilst achieving international compliance. The Corporation does not control direct compliance of the Lloyds market with international regulations. Rather, it sets principles for the markets compliance controls and gives guidance on regulations. As such, IRA does not control the Lloyds markets international regulatory compliance but works more »

who is set to pave the way for AI-based automated analysis software to overcome a global crisis affecting millions of lives. Quality and Regulatory Specialist As the Quality and Regulatory Specialist, you will play a pivotal role in my client's mission to deliver groundbreaking solutions in … key responsibilities will include document control and the ability to implement robust document control processes while working closely with the Head of Quality and Regulatory Affairs establish the QMS aligned with ISO 13485 requirements, driving continuous improvement and operation excellence. The successful candidate will also compile technical files with … comprehensive documentation to support regulatory submission and product certification while conducting risk management activities in accordance with ISO 14971, identifying potential hazards, assessing risks and implementing effective mitigation strategies. Quality and Regulatory Specialist Key Responsibilities: Manage and organize quality and regulatory documentation Ensure timely and accurate filing more »

Compliance Officer City of London 5 days per week in office Permanent £35,000 - £45,000 cer Financial are working alongside an international bank who are based in the City of London. They are seeking a Compliance Officer to work with them on a personal basis. Please only … respond if you have experience within compliance in financial services (ideally banking!) Key requirements from suitable candidate: Strong regulatory compliance/compliance monitoring experience and knowledge AML and KYC onboarding experience Transaction monitoring experience The Responsibilities of a Compliance Officer Will Include: Responsible for monitoring … the branchs compliance with applicable laws and regulations. Identifying and assessing the appropriateness of the Banks compliance policies and procedures in order to conform with applicable laws and regulations. Developing and updating all compliance related policies and Compliance Rule Book. Preparing compliance annual work plan. more »

team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across the … through our own Risk Academy. About you As a minimum you’ll have: You will need strong technical knowledge and understanding of the payments regulatory and legislative framework, the governing regulators including their remits and their strategic intentions as well as external market developments. You will also have a more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, andconstructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … keeping in line with the Private Banks management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require … The Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager … in line with the Private Bank’s management framework. The Product Risk Manager is to develop realistic recommendations to address any issues, working alongside compliance and other business-related areas ensuring all relevant actions are put in place in a timely manner. The Product Risk Manager is expected to more »

to improve quality and increase efficiencies Analyse and interpret data in order to lead functional process improvement initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Lead and effectively manage constructive crucial interactions with clients or regulatory agencies Lead functional process improvement … initiatives to drive efficiencies and effectiveness of Regulatory Compliance & Quality Assurance (RC&QA) processes Interpret applicable quality regulations/standards and create appropriate policies and procedures Ensure Regulatory Compliance and Quality Assurance (RC&QA) management responsibilities, as indicated in applicable controlled documents, are followed Perform other … duties, as assigned by management Minimum Required: 8 years in regulatory environment (experience in GXP roles) Experience & regulatory expertise of industry quality systems/standards Ability to interpret applicable regulations/standards Experience in leading process improvement initiatives Ability to communicate and negotiate internal stakeholders effectively Recommended Education more »

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished … products, labelling, claims, packaging and supporting UK/IRL. In this role, you will provide leadership and guidance to internal partners on regulatory matters, recommend options and implement solutions to resolve problems so that products can be brought to market in the UK and Ireland, and across the broader … plus car allowance and ~20% annual bonus. What will be your key responsibilities? Accountable for the development and execution of the external regulatory influencing strategy related to UK/IRL. Works with internal partners to understand priorities and impacts of developing legislation and aligns appropriate external positions. Accountable for more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to … the Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the more »

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

dedicated to providing effective solutions for customer needs through developing high quality, innovative new products. To ensure continuity they are looking to add a Regulatory Affairs Manager to the team focused on Middle East operations. The position will report to the Head of Regulatory Affairs. Position: The Regulatory Affairs Manager will provide broad regulatory strategy, management and support for registrations and notifications in the Middle East and Export markets. Including working with direct reports to assure appropriate registrations and certifications for medicines, medical devices, cosmetics, and consumer (general) products, are in place to support the company … with planning, establishing, monitoring, maintaining and growing its presence in these regions. Duties: Provision of advice and regulatory strategy for activities in support of new products in the region - in all categories (medicines, devices, cosmetics, general consumer products) Communication with internal and international colleagues, and local distributor supporting RA more »

We are a prominent recruitment firm dedicated to connecting top talent with leading financial institutions. We have 3 clients, seeking dynamic Macro Compliance Advisory Specialists to join their esteemed team. Role Overview: As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance … and expertise on regulatory compliance matters at a macro level. Collaborating with senior stakeholders, you will assess regulatory developments, analyze their implications, and develop proactive compliance strategies to ensure the bank's adherence to regulatory requirements. Key Responsibilities: Stay abreast of global regulatory developments … and macroeconomic trends impacting the financial services industry. Conduct comprehensive assessments to evaluate the potential impact of regulatory changes on the bank's operations and compliance framework. Collaborate with senior management to develop and implement proactive compliance strategies and initiatives. Provide expert guidance on compliance best more »

Compliance Policy Analyst - 6 month contract Are you passionate about ensuring regulatory compliance within a dynamic and fast-paced environment? I am seeking a talented individual to join an organisation as a Compliance Policy Analyst on a contract basis. Key Responsibilities: Conduct a thorough review of … their compliance policies and 1LOD operating procedures. Map these policies and procedures to regulatory requirements, ensuring alignment with standards set by regulatory bodies. Provide assurance that their most impacted policies and procedures are fully compliant with relevant regulations. Implement thematic monitoring strategies to proactively identify and address … compliance risks within the operations.Required Knowledge and Skills: In-depth knowledge of FCA rules and regulations. Experience in mapping policies and/or procedures to regulatory requirements, preferably with a focus on FCA and/or the Payment Services Regulator. Strong analytical skills and attention to detail. Excellent more »

detail-oriented Technical Administrator & Retrofit Assessor to join our Energy Team. In this role, you will provide essential administration support for existing contracts, ensuring regulatory compliance and efficiency in all our external wall insulation projects. Responsibilities: Conduct assessments of existing properties to determine suitability for retrofitting external wall … insulation Coordinate with subcontractors and contractors to schedule and oversee retrofitting projects Ensure compliance with public procurement processes and regulatory standards Maintain accurate documentation and records related to assessments and retrofit projects Monitor project progress and report on key milestones to stakeholders Provide technical support to sales and … of documentation via CRM and other software systems Handle customer inquiries related to retrofit projects and provide relevant information Uphold stakeholder responsibilities and ensure regulatory/accreditation requirements are met Collaborate with internal teams to optimize efficiency and quality of retrofitting operations Assist with HSE documentation and compliance more »