25 Sarbanes-Oxley Jobs in London

designing and presenting IT solutions In-depth knowledge of Dynamics 365 F&O and CRM (CE), including LCS, DevOps, BYOD, Dual-Write (DataVerse), RSAT SOX, HIPAA & GDPR knowledge preferred Senior-level application management experience (12+ years) 12+ years of people management 2+ years in a large international company preferred Excellent more »

INCLUDE: Must have detailed knowledge and experience with technology controls across a variety of Industry frameworks and how to assess controls supporting compliance for SOX, PCI, and Privacy Developing dynamic approaches to the implementation of and technology compliance program utilizing a variety of testing methods, both manual and automated, to more »

relative Information Security certification, and extensive related experience. Information Systems Security Professional (CISSP), or related certification. and understanding of controls related to COBIT, HITRUST, SOX, PCI, HIPAA, and other regulations. to review Service and Organization Controls (SOC) reports to confirm expected business and partner controls are implemented. of risk management more »

areas International Consulting. Our goal is to help optimise financial performance. New project set ups in ERP system, in accordance with the contract and SOX regulations Client billing, working with Treasury to monitor aged debts and chase accordingly, help to reduce WIP Calculating and posting monthly sub-contractor accruals Monitoring more »

an understanding of the regulatory environment; Significant understanding of controls and their application in the workplace including design, sufficiency, operating effectiveness, deficiencies, and recommendations; SOX or previous ISQM1 experience desirable; Experience and successful track record in establishing and developing detailed monitoring programmes within professional services or similar industry; Strong networking more »

across the business, and with external regulatory bodies and third-party suppliers. The key focus of the role is taking an ownership of the SOX implementation, but will also include elements of business resilience, service management and strategic planning with SMEs in these areas reporting in to this person. Key … deliverables will include: • Support the evolution of controls to a SOX based framework - this is a crucial element of the role. You will be responsible for taking overall ownership of the SOX controls working closely with auditors and the Head of Technology Risk Managing technology deliverables within a heavily regulated … audits • Ownership of all third party supplier management • Ensuring adherence to ITIL frameworks In order to be considered you will need: Strong knowledge of SOX 404 IT controls implementation and experience of having worked in a pre and post SOX environment. Ideally you will also have an understanding of the more »

accounting Forecasting assistance at month end Assisting on nominal review and analysis at month end Quarterly Corporate reporting assistance Assisting on Audit and Sarbanes Oxley audits Ad-Hoc queries and projects Training Level 4 qualification for CIMA, 18 -24 month training contract, you will have the ability to more »

and assessments Contribute to training programs, sharing your expertise with auditors and controllers. Providing recommendations for improving IT controls and processes Cybersecurity reviews IT SOX Your Qualifications: A Bachelor's degree (additional qualifications a plus). Relevant experience in IT internal audit, Cyber or data analytics. Strong communication skills and more »

Understand risk management practices and experience driving risk culture. Compliance with the Security aspects of applicable laws, regulations, and industry standards including ISO 27001, SOX, PCI DSS, Data Protection. CISM, CISSP, ISO27001 certified Information Security – GRC Consultant £55,000 - £70,000 London, UK more »

include: Lead and execute transformation initiatives to streamline financial operations and establish consistent ways of working, aligning to corporate strategy, local statutory requirements and SOX controls Gain a deep understanding of the existing business processes to identify areas of process inefficiency and advocate for continual improvement and process redesign Own more »

Line of Defence Experience is Essential Delivering IT Audits from Planning to Reporting Phase Exposure to Cyber Security, Data Privacy, ERP, Cloud and IT SOX Good understanding of IT General Controls - for example: IT Risk and Governance, Identity and Access Management, IT Development, IT Change, and IT Disaster Recovery. The more »

Delivering high quality service to brokers and customers in line with our service standards. Complying with all legal, insurance, regulatory, Lloyd's and Sarbanes Oxley rules and guidelines. Acting at all time in compliance with the Treating Customers Fairly outcomes. Working as a team with colleagues within the more »

Auditing Strong experience and knowledge of technology domains including infrastructure, networks, databases, cyber security and emerging technologies Demonstrated experience in conducting technology audits including SOX compliance audits Proficiency in Data Analysis tools such as ACL, SQL , Python, etc. This position operates primarily in the UK but you will also be more »

data processes. ● Maintain awareness of, and comply on an ongoing basis, with the requirements of relevant professionallegalregulatoryrisk management frameworks, e.g. Technical Actuarial Standards, IPL, SOX, PRAIS, SII & UK GAAP requirements. What were looking for: ● Nearly or newly qualified actuary ● Reserving and capital modelling experience ● Programming (SQL, R) reserving and capital more »

responsible for the monthly, quarterly and year-end close for all the Group entities (non-OpCo’s), including completion of and adherence to certain SOX controls, and is responsible for taking ownership of the annual financial statements and audits of these entities. The role requires the candidate to independently manage … Commercial teams and providing the necessary information to all the markets to assist them with their quarterly decommissioning provisions Accountable for ensuring that various SOX controls pertaining to Group entities are performed and adhered to on a monthly and quarterly basis, including providing suggestions for improvements where necessary Leading the more »

experience in Finance. Overall back office role for the Client, including but not limited to; - Accounting, Internal Reporting, Taxation, Auditing, Internal control/J-SOX - System maintenance and development - Other administrative works, especially to be compliant with financial regulations in EU and UK Similar to above jobs for finance activities … Payment/Receipt related duties, including trade finance Treasury/Foreign exchange assistance Key Responsibilities: All accounting, reporting, taxation, auditing, internal control/J-SOX for the Company Some treasury-related duties such as payment and receipt of money, settlement confirmation, interest and foreign exchange risk management Supporting loan, deposit more »

has a huge amount of potential for the right candidate. The initial key challenge is around supporting the Head of Technology Risk on the SOX 404 controls but will also encompass information security (ISO27001 standards) and will work closely with the service management and business continuity teams. Key accountabilities include … for Internal and External Audits that impact Technology services and stakeholders. Key Skills needed: 2+ years experience in a technology risk role Experience of SOX 404 controls. Experience of IT risk management within a regulated environment Understanding of regulatory frameworks e.g ISO27001, ISO31000. Any ISO27001 certifications highly desirable Good communication more »

learn and grow. Overall back office role for the Client, including but not limited to; - Accounting, Internal Reporting, Taxation, Auditing, Internal control/J-SOX - System maintenance and development - Other administrative works, especially to be compliant with financial regulations in EU and UK Similar to above jobs for finance activities … Payment/Receipt related duties, including trade finance Treasury/Foreign exchange assistance Key Responsibilities: All accounting, reporting, taxation, auditing, internal control/J-SOX for the Company Some treasury-related duties such as payment and receipt of money, settlement confirmation, interest and foreign exchange risk management Supporting loan, deposit more »

of the stream including assisting with strategy, drive marketing and business development.Services you can expect to fall within your portfolio are delivery of US SoX testing, design and implementation of controls as well as ad- hoc advisory services. You will work independently and be accountable for the delivery of the … strong organisation, team player and able to research and resolve technical challenges. Youll be someone with: Qualified ACA, ACCA, MIIA or CCAB or equivalent SOX experience or UK internal controls frameworks Awareness of compliance, legislative and market issues relevant to client businesses. Ability to prioritise and plan effectively, adopting a more »

Head of Technology Governance | SOX | Digital Wealth Management Firm | London, Hybrid | Competitive Salary + Bonus, Benefits ❗Note: This role does not provide Visa sponsorship❗ 🏆Recognised as one of the best places to work by Great Place to Work UK, our client, a Digital Wealth Management Firm, requires an experienced Head … Governance , you'll oversee the efficient management of the firm's Technology business. This includes financial management, resource planning, strategy alignment, delivery of the SOX-based technical risk and control framework , business resilience (including operational resilience and DORA), and all related reporting and stakeholder management. Your role is pivotal in … Street and Moorgate. ⚙️Essential Requirements: Experience in leading Technology Governance for a US listed organisation (3000+), Experience of managing Technology deliverables within a regulated SOX environment Practical experience of managing stakeholders across COO, CRO, Operational Risk, Audit and Compliance. Practical experience of working with Quality Management Systems , ideally with ISO27001 more »

for establishing and confirming the adequacy of financial operational and IT internal controls over financial reporting (in both design and application) working towards a SOX 404 compliance framework. Working at Waterstones At Waterstones, everything we do is about our customers, and we work hard to provide them with the best … in regulatory requirements and industry standards to ensure compliance and update in internal control requirements. Ensure compliance with financial reporting standards, e.g., GAAP, IFRS, SOX etc., Provide training and guidance to employees on internal control policies, procedures and best practices Foster a culture of compliance and awareness throughout the organisation. … You have significant and demonstrable people and stakeholder management experience You have a detailed understanding of the IIA Professional Practices Framework and the Sarbanes-Oxley Act 2002 and COSO 2013 Person Profile: You pride yourself on being a highly motivated and organized self-starter, with excellent verbal and more »

experience in Auditing or accounting or controls/process experience. - Highly developed numerical skills with an advanced knowledge of MS Excel. - Knowledge of Sarbanes Oxley and Solvency II, financial reporting is desired. - Knowledge of IT controls and best practices preferred. - Intermediate knowledge of MS Visio and experience of … process mapping. - Experience in evaluating processes and systems for SOX, Data Quality for Solvency II and/or Operational risk. - ACA/ACCA/CPA or Audit qualification is desired. The company offers a range of benefits including, group private medical, health insurance, travel season ticket and personal allowance benefit more »

Analyst. to £50,000 + full benefits package For a candidate with auditing or accounting or controls/process experience and knowledge of Sarbanes Oxley and Solvency II, financial reporting this could be an excellent opportunity to join a leading insurance organisation with an excellent market reputation . … Experience in evaluating IT Internal Controls and systems for SOX and/or Data Quality for Solvency II is highly desirable. The fundamental function of the Controls and Operations Analyst is to support the Controls and Data Assurance Manager with monitoring, maintaining and improving the internal controls framework and improving more »

teams and the process owners to refine risk control matrix, develop process flows and test procedures and improve IT controls and Process documentation. Previous SOX experience is essential for the role. This is an Inside IR35 contract, for initial 6 months , paying £550-£650/day , with 3 days working … scoping and risk assessments, including maintaining the internal IT controls, procedures, and documentation Contribute to the ongoing efforts to standardise, streamline, and enhance existing SOX control documentation to meet regulatory requirements Participate in planning meetings and share prior testing experience through personal example and explanation to increase testing efficiency and … improve the quality of testing results Required skills: Technical auditing skills and corporate-level IT Control experience, especially SOX Familiarity with internal control concepts, practices, procedures, and implementation of controls Working knowledge of regulatory requirements, and operational risk concepts Information Technology Infrastructure Library (ITIL) or IT Service Management (ITSM) risk more »

IT Auditor £70,000 - £80,000 per annum + great benefits London - Hybrid IT | Audit | Auditing | Information Security | InfoSec | Cyber Security | SOX | CISA A large global media company is growing its Auditing team with the appointment of an IT Auditing Lead. This role will be reporting to the Chief Auditing … The two days will be reimbursed as holiday days for you to use throughout the year. IT | Audit | Auditing | Information Security | InfoSec | Cyber Security | SOX | CISA more »