group based in the City that specialises in project and acquisition finance. THE RESPONSIBILITIES: Contribute to maintenance and development of the Branch’s operational risk policies and procedures with all stakeholders Identify and map key operating processes and operational risk exposures (e.g. critical manual tasks or EUC models … and applications) Collate and review all operational incidents logs (i.e. IT, Security and Settlements) Declare operational risk incidents and losses via Group’s declaration system (i.e. RISKIN) Follow-up on implementation of corrective actions Provide subject matter expert advice to the Branch relating to operational resilience Ensure all insurance … covers are in place and review with brokers annually to ensure cost effectiveness Produce and report operational risk KRIs and reports Analyse regulatory and industry documents and perform gap analysis as and when requested Prepare the minutes for operational risk related committees/meetings Various other tasks and more »
A leading financial services institution is looking for a Risk & Controls Analyst to join a global cloud services certification programme. Working directly with Engineers, the role covers Workloads where there are country or workload specific requirements such as payments. (The role does not involve technical architecture or coding … . Role: Translating policy requirements to technical requirements Translating regulatory requirements to technical requirements Review residual risk for findings and issues through engineering processes Balance business priorities vs risk to firm (Blockers vs acceptable based on historic audit issues) Document MVP with key mandatory controls Follow up and … track corrective action plans for issues that need to be resolved Running risk acceptance process Reviewing architectural RFI/RFPs Regulatory and IA engagement will follow later once team has been fully Embedded Evaluating efficacy, validity and sustainability of controls (eg no manual) Job Requirements: Experience in Technology Riskmore »
the long term. The Role Due to significant growth of the business and ever-increasing expectations of regulators and clients, we are expanding our Risk & Compliance team. Lead by the Chief Risk & Compliance Officer, Pinnacle’s Risk & Compliance team is responsible for the delivery and continual improvement … of the governance, risk & compliance (GRC) framework across the Group, including Pinnacle Investment Management (UK) Limited and the provision of GRC services to Pinnacle’s Affiliate Investment Managers. Key Responsibilities Daily Monitoring of pre and post trade investment compliance rules; Assisting in implementing and reviewing investment compliance rules and more »
UK’s longest-serving active bulk annuity provider, and a market-leading, multi-award-winning business. Job Description We’re recruiting for an Actuarial Analyst to join our Financial Risk Team. We’re offering acompetitive base salary, great benefits and full actuarial study support (including rotations). You more »
trusted retail retirement and insurance businesses, we’re a fast-growing division with big, customer-centred ambitions. Job Description We’re recruiting for a Risk and Controls Assurance Analyst to join us. We’re offering a competitive base salary and strong benefits package. This role can be offered … compressed hours contract and the team are generally in the office 2 or 3 days a month. What you'll be doing: Providing proactive risk management advice to various teams working on Retail Annuities Reviewing, challenging, and advising on operational, enterprise, conduct and financial risks Creating audit packs used … training events to get a better understanding of current regulations and future changes Qualifications Who we're looking for: We are looking for a risk professional or someone with a background in risk-based change Ideally with will have some financial services experience and understand aspects of operational more »
