1 to 2 of 2 Head of Compliance Jobs in London with Remote Work Options

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk management framework within the Bell SI business. They will be responsible for Bell’s internal audit function, ensuring ISO certifications are maintained as well as ensuring corporate … compliance policies are established and adhered to. They will be leading a team and working with key stakeholders within the business to ensure that the organisation remains compliant and has a positive approach to risk management. They will also be responsible for developing the ESG and CSR capabilities within … Role Responsibilities: Lead a team to manage the IMS internal audit function, ensuring that all required internal audits are completed as necessary to ensure compliance to Bell’s ISO certifications (9001, 27001, 45001, 14001). Day to day management of HSEQ Lead, Quality & Information Security Audit Lead and more »