26 to 31 of 31 MiFID Jobs in London

Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »

investment bank is seeking 3x Senior Business Analysts to join a team, supporting the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK … MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large/Tier 1 banks (preferably in Markets businesses) with practical, BAU experience Extensive knowledge of transparency and reporting regimes and how they translate into controls Participated in relevant industry forums and monitored changes/developments to relevant … EU/UK MIFIR/MIFID II standards Understanding of controls vs processes, and what constitutes a good control Conducted gap analysis of control environment for regulatory compliance Ability to interpret rules based on facts and provide opinions Developed regulation artifacts (e.g., Policy, Standards, procedures) and overseen implementation Extreme attention more »

Product Manager Salary: £60,000 - £80,000 Location: London/Bristol - Hybrid Skills : Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 Are you looking for an excellent opportunity to join an exciting more »

supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/… processes in line with internal standards. Report program status to internal and external stakeholders. Qualifications & Skills: Extensive knowledge of EU/UK MIFIR/MIFID II, MAR, and EMIR. Experience implementing MiFID/R in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. more »

very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »