1 to 25 of 73 Compliance Manager Jobs in the UK

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & Compliance Manager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & Compliance Manager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & Compliance Manager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »

Grid Connections and Compliance Manager Climate17 are working with a market-leading renewable energy developer who focus on providing flexible generation and grid stability services to support the UK energy sector’s transition to net zero. Since 2019, they have developed and built over 20 separate power assets … and 3 of its Stability Pathfinder programmes. Due to growth in the project management team, they are now seeking an experienced Grid Connections and Compliance Manager to assist in developing grid stability projects across the UK. This will be a permanent position within the business. Location The client … UK), and regular visits to the client’s Cardiff city centre office when required, alongside working from home. Role As a Grid Connections and Compliance Manager you will primarily be responsible for successful delivery of the EHV, HV and LV grid connections for new grid stability facility projects more »

A growing business is looking for a Cyclical Maintenance & Compliance Manager to join the team in Barnstaple. You will be working Monday-Friday and will receive a salary of £34,000 - £37,098 per annum. As Cyclical Maintenance & Compliance Manager, your responsibilities will include: Ensuring the … asbestos database is robust, and the information is accessible. Liaising and communicating verbally and in writing with stakeholders. Were looking for a Cyclical Maintenance & Compliance Manager with the following: Experience specifying cyclical maintenance contracts, including developing formal specifications, contracts and technical information and managing health & safety. Experience managing … asset management compliance requirements. An advanced level of IT software knowledge Knowledge of budget setting and financial and budgetary control. Experience delivering change projects to improve systems and processes. To apply for this role as Cyclical Maintenance & Compliance Manager, please click apply online and upload an updated more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Vehicle Registration Data & Audit Compliance Manager · £50,000 - £55,000 · Initial 2 years Fixed Term Contract · Near Epsom, Surrey (location is most easily reached by own transport) · Hybrid working (3 days a week in the office) · ASAP start · Generous benefits package (Performance related bonus, Pension, access to their … membership, subsidised Café and Canteen, 25 days holiday + all bank holidays) *** Do you have audit/financial experience ? If so we have the Compliance role for you *** The UK automotive landscape is evolving. 2024 marks a significant timeline in the UK’s decarbonization strategy and the introduction of … commercial vehicle) registrations are required to be zero emissions at the tailpipe. Therefore, we are on the hunt for a Vehicle Registration Data & Audit Compliance Manager who has at least 4-5 years of experience within regulatory/compliance setting to join our Global automotive OEM, voted more »

Technical Risk and Compliance Manager I am working with a leading software company who are currently experiencing rapid growth and a variety of exciting customer engagements across a variety of sectors, to support this they require a Technical Risk and Compliance Manager with experience in SaaS … to apply, no sponsorship is offered with this role You will be responsible for overseeing and managing the technical aspects of their risk and compliance program Responsibilities Technical Expertise Deep understanding of the technical risks faced by a SaaS software company and the design aspects that can be put … mitigate these risks. Knowledge of secure software development practices, secure networking and protection mechanisms, and data security. Technical Risk Develop and maintain the technical compliance framework and documentation for the company’s platform, keeping this updated as changes are made to their security approach. Implement and monitor technical controls more »

contractor, specialising in the design, build and installation of full fibre networks. As the business continues to grow, we are seeking a Street Works Compliance Manager to join the team in Cumbria. This role will be responsible for ensuring the business unit maintains compliance with the New … Roads & Street Works Act 1991, the Traffic Management Act 2004, Council permit schemes. The Street Works and Compliance Manager will have the ability to develop relationships with all stakeholders and promote a professional image for the company. The key tasks will be to provide expert advice in relation … to street works legislation, complete audits on work sites to ensure compliance, assist in training and coaching of internal and external resourcesand collate, document, defend, negotiate and manage legislative fines/prosecutions relating to the relevant Acts. There will also be a requirement to supply in depth reports, KPIs more »

Senior Compliance Manager London - Hybrid Duties: Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. Implement systems and controls, including policies and procedures. Provide input to the Group Compliance Monitoring Programme. Undertake regulatory monitoring of international regulatory developments. Provide regulatory advice … to business stakeholders. Support the Head of in preparing updates and reporting in relation to international compliance matters. Help team members maintain licensing records required. Experience: Experience in a similar Compliance role within the Insurance market is essential Strong knowledge of international regulatory and compliance requirements. Have … an excellent understanding of international regulatory frameworks, with an ability to swiftly understand the requirements and regulatory landscape of new jurisdictions. Broad generalist compliance experience covering licensing, sanctions & financial crime, data protection and compliance assurance required Specific experience in the North America, Australia and/or European insurance more »

COMPLIANCE MANAGER***** Robert Half is delighted to partner with a leading International bank providing banking services including traditional corporate transactions, investment banking and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory … To advise and work with the 1LoD to design and implement controls to meet regulatory expectations. To attend key governance committees and represent the compliance team by being able to effectively provide real time advice and effective challenge to stakeholders. To report and escalate key regulatory risks to senior … management and governance committees. To work with wider 2nd line and 3rd line assurance functions to consider regulatory risks. Provide input to compliance reporting for internal committees and external regulators. Manage a team of compliance officers ensuring the business objectives are delivered and provide guidance and support where more »

Role Overview: The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA’s Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the … firm’s reputation. Key Responsibilities: Regulatory Compliance: Ensure the firm’s operations comply with the FCA’s CASS rules, maintaining accurate records and implementing effective controls. Policy Development: Develop, implement, and review CASS policies and procedures, ensuring they are robust and up-to-date with current regulations. Monitoring and … Reporting: Conduct regular compliance monitoring and prepare comprehensive reports for senior management and regulatory bodies. Training and Support: Provide training and guidance to staff on CASS compliance matters, promoting a culture of compliance within the organisation. Risk Management: Identify, assess, and mitigate risks related to client assets more »

our ambitious goals and become the World’s Number One payment provider, we need you to join us as our newly created Risk and Compliance Operations Manager. THE ROLE AND TEAM: At Enfuce, It is an exciting time to join our BIN Sponsorship team as Risk and Compliance Operations Manager and help shape our processes as we begin to grow our customer base. The Risk and Compliance Operations Manager will lead our efforts in managing risks and ensuring compliance across our operations. This 1LOD position is crucial for developing a critical part of … our business, offering the successful candidate significant exposure and career development opportunities. Working closely with our Head of Risk and Compliance Operations, this role is an important individual contributor position in our risk and compliance framework, embodying integrity, and being proactive in identifying and communicating risks and compliance more »

Peaple Talent have partnered with a large retail organisation based in Northampton who are recruiting a Governance, Risk and Compliance Manager. Reporting into the Head of Information Security, the Governance Risk and Compliance Manager will be responsible for the day to day management of the GRC deliverables … and management of direct reports in the GRC team to ensure effective Governance, risk and compliance aligning to the organisational information security policies. Role Responsibilities: Provide leadership and direction to the Governance Risk and Compliance team, plus day to day task management, performance management and development. Maintain and … standards, procedures and guidelines. Implement, monitor, maintain and continuously improve the GTS risk management process. Deliver and maintain strategies and audit capabilities to maintain compliance to the GDPR , PCI - DSS and Cyber Essentials. Ensure the maintenance and delivery of an effective, engaging information security awareness programme to the wider more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders you will drive a culture of compliance to protect the business and enable strategic objectives. Your responsibilities: Serve as … subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and US licensing and agreements, ensuring business … needs and future strategic aims are accommodated with minimal disruption Continuously develop and embed compliance and security procedures and processes Undertake an active role in various project groups, analysing complex business transactions to ensure compliance requirements are proactively met and risks are appropriately monitored Liaise and coordinate directly more »

Export Control Manager £61k Warton– hybrid working Permanent position My client is a Global leading Aerospace and Defence organisation. Recruiting for an Export Control Manager with the responsibility to lead the international programmes within the business. Responsibilities: Being the lead person for the International programmes within the business … the subject matter expert in leading the knowledge and understanding of key export control regimes and feeding this to the wider business and ensuring compliance with day-to-day business activities Develop and implement export control processes and procedures to ensure compliance with export control regulations Provide support … regulations Current Knowledge on International Export Control laws and regulations Team Leading and people management experience If you are interested in this Export Control Manager role, please ‘APPLY’ and submit your CV for immediate consideration. more »

have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring … will play a pivotal role in establishing CAMO approvals and re-writing manual and process documents. Within the role you will: Ensure that the Compliance Monitoring System is effective in its application and any follow up actions required addressing findings; Monitor compliance with Part-CAMO and Part-M … Review Staff (ARS) to issue an ARC or send the recommendation to the responsible register NAA; maintenance of accurate records and documentation related to compliance activities, audits, and corrective actions Guidance and training is provide to CAMO staff regarding regulatory requirements, compliance procedures, and best practices Opportunities for more »

We're looking for an IT Compliance & Controls Manager to join us in Watford. The opportunity: You will be a key member of our IT Team, helping to ensure there is a robust data & technology controls framework. This role offers an excellent opportunity to make a genuine impact … on the company’s risk and compliance frameworks across the EMEA region. What you’ll be doing: This position will involve the following tasks/deliverables: Establishing, embedding and enhancing a comprehensive data and controls framework across the EMEA region that reflects WPP guidance; Conduct regular checks and operational … Preparing detailed audit reports, highlighting findings, recommendations, and opportunities for continuous improvement; Collaborating with stakeholders from across the business to foster a culture of compliance and risk management; Monitor and track the implementation of audit recommendations, ensuring timely and appropriate remediation actions are taken; Staying updated on changes in more »

systems, there is a need for support from various visiting sub contractors, which represents challenges around compliance. Therefore, we are looking to recruit a Compliance Supervisor to manage compliance around visiting sub contractors. In addition there will be some support of the day to day in house engineering more »

Tax Manager – Corporate Tax Compliance and Advisory - Leeds Base Location: Leeds is the main hub however we are open to regional candidates as well. The KPMG Corporate Tax team is a cornerstone of our business. Operating from London we do work that matters, serving the region with diligence … our clients are kept up to date with emerging corporate and wider tax developments impacting their business Managing the delivery of UK corporation tax compliance services Supervising the work of junior members of staff and providing coaching to support their development. Assisting our Partners, Directors and Senior Managers with … Partners in business development activities What will you need to do it? Qualified CTA or ACA/CA or equivalent Strong UK corporation tax compliance and advisory experience, including tax accounting Ability to: Analyse problems, identify core issues, investigate, evaluate, and integrate information Communicate with impact, in a way more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

Compliance Manager Industry: Lloyds London Market Insurance London/Hybrid £90000 - £(phone number removed) per annum Role overview: This position is for a Compliance Manager with the opportunity working for a top performing speciality insurer. Reporting into the Head of Compliance, you will play a … key role in the stakeholder management, and day-to-day operation of the Compliance function across the group. Required Experience: Extensive experience within the Lloyd's of London insurance market. Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements.The Role: Ensure the organisation's adherence … training to support business needs in regulatory compliance. Oversee and manage the regulatory framework, including horizon scanning for new regulations. Own and manage various compliance due diligence processes. Administer the sanctions and financial crime compliance framework. Develop and implement a comprehensive regulatory training strategy. Establish and oversee the more »

Product Compliance Manager Location: Remote (Italy, Netherlands, UK) Salary Range: EUR €55,700 to €85,590 Overview: Join a leading company in promoting sustainable Chemical solutions across global markets as Product Compliance Manager . This position offers the chance to influence significant environmental and compliance … Minimum of a Bachelor's degree in Chemistry, Biology, Toxicology, Engineering, or equivalent. At least 3 years of supervisory experience in product stewardship Product Compliance Management within the chemical/petrochemical or related industries. Demonstrated experience with REACH and CLP regulations essential. Key Responsibilities: Develop and execute product stewardship … strategies aligned with our global vision. Manage compliance with all regional chemical and product regulations. Lead a team of dedicated professionals in achieving ambitious growth and compliance goals. Why You Will Love Working with Us: Impactful Work: Drive substantial changes in sustainability and product safety across EMEAI. Leadership more »