51 to 75 of 91 Compliance Manager Jobs in the UK

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Technical Compliance Manager Tiverton C£45 - 50,000 DOE plus Excellent Benefits My client, a highly successful food/drinks manufacturer, is looking to recruit a Technical Compliance manager for one of their sites. The successful Compliance Manager will be the main compliance more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... more »

Job Advertisement: Housing Compliance and Building Safety Manager Position Title: Housing Compliance and Building Safety Manager Reporting to: Housing Asset and Compliance Service Manager Are you passionate about ensuring safety and compliance within housing properties? Do you have extensive experience in managing teams … and implementing best practices in housing compliance? If so, we have an exciting opportunity for you! Role Summary: We are seeking a highly motivated and experienced Housing Compliance and Building Safety Manager to join our Housing Property Service team. This role involves overseeing the compliance and … safety of our housing asset portfolio, ensuring adherence to statutory regulations and best practices. The successful candidate will manage a team of compliance officers and surveyors, focusing on areas such as gas safety, electrical safety, water safety, asbestos, fire safety, damp and mould, and lift maintenance. Key Responsibilities: Fire more »

Product Compliance Manager Location: Remote (Italy, Netherlands, UK) Salary Range: EUR €55,700 to €85,590 Overview: Join a leading company in promoting sustainable Chemical solutions across global markets as Product Compliance Manager . This position offers the chance to influence significant environmental and compliance … Minimum of a Bachelor's degree in Chemistry, Biology, Toxicology, Engineering, or equivalent. At least 3 years of supervisory experience in product stewardship Product Compliance Management within the chemical/petrochemical or related industries. Demonstrated experience with REACH and CLP regulations essential. Key Responsibilities: Develop and execute product stewardship … strategies aligned with our global vision. Manage compliance with all regional chemical and product regulations. Lead a team of dedicated professionals in achieving ambitious growth and compliance goals. Why You Will Love Working with Us: Impactful Work: Drive substantial changes in sustainability and product safety across EMEAI. Leadership more »

We excel at Bottomline because we are positive and passionate about building a #LifeAtBottomline Role Bottomline Technologies is looking to hire an Information Security Compliance Manager . This is a role for an early in career person (3-5 years’ experience). This role focuses on protecting our … customers’ confidential information as part of our operational security and compliance framework. Working closely with CISO, Technology, HR, Sales and Product Development teams, the Information Security Compliance Manager plays a pivotal role in ensuring that our product teams maintain our high expectations of Information Security compliance … open location in either the United Kingdom (UK) or the United States (US) How you’ll contribute: Manage annual and ad hoc Information Security compliance projects as part of the global CISO team. Primary point of contact to support our product teams in audit preparation, assessment, and any resulting more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

InterQuest are delighted to be working with a European Commercial bank to help support with the recruitment of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence in the area of payments and accounts … responsibilities include advising and working with the 1LoD to design and implement controls to meet regulatory expectations, attending key governance committees and representing the compliance team, and reporting and escalating key regulatory risks to senior management and governance committees. The individual should have strong communication, reasoning, influencing skills, and … be able to manage a team. The candidate should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained within the High level Standards and Business Standards sections of the FCA Handbook. Additionally, they should have an understanding of conduct more »

collaborative work environment that empowers you to excel.Through a combination of in-depth subject matter expertise, global research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption more »

Compliance Manager Financial Services Are you a driven and experienced Compliance Manager looking for an exciting opportunity to make a significant impact? Our client, a leading organisation in the financial services industry, is seeking a talented Compliance Manager to join their team. This is … a permanent role with a competitive salary range of £83,000 - £86,000 per year. As the Compliance Manager, you will play a crucial role in ensuring compliance across the organisation. Reporting to the Head of Risk and Compliance, you will be responsible for providing senior … management with confidence in our client's compliant operations. Your key responsibilities will include: Supporting the Head of Risk and Compliance in developing an appropriate compliance approach Delivering on second line of defence responsibilities on compliance Maintaining and providing strategic compliance reporting and management information Deputising more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join … develop their skills and help them strive for their best. Key Responsibilities: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure compliance across the company Risk Assessment and Value: Rigorously assess risk and value, challenging technical solutions for optimal outcomes Robust Standards … safety by design, eliminate hazards, and complete safety documentation Risk Communication: Clearly communicate remaining risks to the Operations team and end users Pre-Construction Compliance: Ensure compliance with pre-construction information and design risk assessments Hybrid: This position will require you to sometimes travel around within the UK more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager … with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the Pan-European level, other Compliance teams and other subject matter experts and stakeholders, providing an excellent opportunity for personal and professional development. Working in a hybrid working culture, initially within probation the expectation is to more »

Technical Compliance Manager/Compliance Officer Wincanton/Shepton Mallet/Yeovil A303 area £45,000-50,000 My Client, a successful, innovative and expanding food packaging company is looking to recruit a Technical Compliance Manager/Compliance Officer/QMS Manager for more »

Compliance Manager - Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4027G £70K - £80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support … the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on compliance processes and systems to team members … and assist with resolving problems where possible. regular updates to the Head of Compliance on levels of workload in the team, identifying potential areas of risk or a shortfall in performance. checks to ensure that core controls are being followed, using system enquiries and reports, internal documentation and staff more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special o... more »

Compliance Advisory Manager EMEA Edinburgh Permanent Meraki Talent’s leading Financial Services client are looking for a Compliance Advisory Managerto join their team in Edinburgh. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions … growth and development in Edinburgh over the coming years with a tangible progression path to Head of level. Responsibilities of the Compliance Advisory Manager EMEA: -Providing value adding compliance advice to a number of assigned departments across multiple jurisdictions -Some compliance monitoring work, but this is … part of the role -Regulatory development/reg change work, with a large focus of this being around sustainability and MiFID Background of the Compliance Advisory Manager EMEA: -Strong experience in compliance within the investment management sector -Experience operating at manager or VP level -Exposure to more »

Funds Compliance Manager Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its … last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development … and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication more »

Halma plc (www.halma.com), where autonomy and the entrepreneurial spirit are key factors to the continued success of the group. Job Purpose: The Supplier Quality & Compliance Manager be responsible for ensuring that materials, components, or services procured from suppliers meet stringent quality standards. Key areas of responsibility of the … development projects and continuous improvement activities Focusing on supplier quality, delivery and costs on a global basis. Monitor and stay abreast of global regulatory compliance requirements Evaluation of performance against regulatory compliance requirements Defining AQLs and DCLs internally and with suppliers Factory QC training Staff technical training Control … of non-conforming products Customer focussed approach Willingness to travel Technical/Engineering capability Developing factory capabilities Verification of product specification Identification of compliance criteria Inspection standard generation/negotiation People management of small team Key Qualifications and Experience Required: degree and/or a recognised Quality Management qualification. more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join more »

Export Control Manager Havant, Hampshire | Permanent, Full-Time | Hybrid Working The primary purpose of this position is to provide expert advice and guidance to individuals and managers at all levels within the business unit to ensure compliance with UK and foreign import/export laws (including the US … Regulations (ITAR)), as well as conforming with internal corporate policies and procedures, including CMMC accreditation in the future when available. As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders … you will drive a culture of compliance to protect the business and enable strategic objectives. This role is business critical as SLS UK must stay compliant with both UK & EU trade regulations, in particular export controls for all military sales, which are a large % of SLS UK GTV. The more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »