19 Head of Compliance Jobs

Shape the Future of Digital Finance as Head of Compliance! 🌐 Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering … client in the digital assets space, seeking a visionary Head of Compliance to join their dynamic team. Position: Head of Compliance – Digital Assets Platform Why Join Us? 🌐 Cutting-Edge Digital Assets: Be at the forefront of the digital revolution! Join a trailblazing platform … that's reshaping the way the world engages with digital assets, backed by the regulatory strength of the Financial Conduct Authority (FCA). 💡 Innovative Fintech Culture: Immerse yourself in a culture of innovation and technological advancement. Contribute to the development of groundbreaking solutions in a company that more »

Head of Compliance/MLRO - Corporate Finance - £100,000-£120,000 A newly created role based in the London, working for a corporate finance business who are looking for someone to help drive their compliance function forward, and to take on the SMF16 & SMF17 functions for … the UK entity. Head of Compliance & MLRO (SMF16 and SMF17) The Role Our expanding Corporate Finance client is currently seeking an experienced Head of Compliance & MLRO to take responsibility for leading the compliance and conduct function and act as MLRO. This senior-level … role holder will be responsible for the design, delivery, and execution of compliance, conduct, and financial crime frameworks. Responsibilities Assume the regulatory responsibility of SMF 16 and SMF 17 Assume and retain ownership for the design, development and execution of the Compliance Programme and supporting more »

The Role Deputy Head of Compliance, Head of Anti-Financial Crime & MLRO – SMF17 (Urgent 6-month FTC role, possible to go perm: 5-days per week in the office) Martis Search are representing a boutique, City of London based Investment Bank to urgently hire … an “SMF17 – Deputy Head of Compliance.” Our client is looking for someone who has held the SMF17 Control function before and is happy to be the SMF17 again (holding SMF17 function for a minimum of 5-years). In addition, you need to be immediately available with … no holidays coming up in the next couple of months. The role is based on the Trading-floor and reports directly into their “Chief Compliance Officer” and is a small and busy team. The role will be responsible for managing x 2 others. Candidate Profile Summary: The ideal more »

The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The … role reports into their Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate … Institutional clients that need FX solutions. The business is highly profitable, with huge YoY growth. They boast a low turnover of staff, with a genuine family feel. Their offices are stylishly designed and located in the heart of London’s West End. The company have an amazing working more »

Get to know us 🎆 BANXA is a hyper-growth global Payment Services Provider that enables the purchase of digital assets and currencies such as Bitcoin or USDT using traditional currencies, such as Australian Dollars, Euros and Pounds (just to name a few)! Every 15 seconds someone purchases cryptocurrency with … powering global crypto giants, such as OKEX, Metamask and Trust Wallet and in 2024 Banxa UK received the UK FCA registration - joining the likes of Paypal and Bitstamp - and the first firm to do so in 2024! 🚀 Our on-and off ramp product manages the entire value chain to … re a global team spanning across 10 countries, with 4 offices, in Australia, Lithuania, USA & Philippines and are coming to the UK. The majority of the team sits in Melbourne at our Australian headquarters in Cremorne, however our connected and collaborative culture empowers our people to excel no matter more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

Position: Head of Compliance - Trade Finance House Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play … pivotal role in ensuring that our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the … compliance function within a dynamic and fast-paced environment. Key Responsibilities: Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and more »

tenant referencing and specialist lettings insurance, we thrive on energy, creativity, and a passion for excellence. We are seeking a highly motivated and experienced Head of Compliance to oversea and enhance our compliance framework in alignment with industry standards and regulations. This role is pivotal in … ensuring that our business operations maintain the highest levels of integrity and ethics in a fast-paced environment. If you're ready to take on a high challenging leadership role in a high-energy environment where your expertise can make a real difference, we want to hear from you. … Apply now and become a key player in shaping the future of Barbon! This role: Carries operational responsibility for ensuring Barbons products and services and how they are delivered are in line with regulatory requirements and the Groups policies and standards, in order to provide positive and fair outcomes more »

Head of Compliance FTSE 100 multinational business - Excellent Package & Benefits Background: We are representing a cutting-edge FTSE 100 company who are going through transformational change which has created a huge opportunity, as the company will be at the forefront, and fundamental to energy transition to NetZero … the UK. This is a true greenfield site where you can make a real difference across the business. They are looking for an exceptional Head of Compliance based in the Nottingham region to join a growing dynamic team to support with various priority workstreams and lead across … all compliance processes. This role is varied and with that exciting, allowing you the opportunity to become involved in a variety of projects. You will have input in the delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across more »

International payments business is seeking a Head of Compliance and MLRO. This will be a part time role (3 days a week) with the ability to work on a remote basis. The company has an excellent reputation and is well placed for growth and expansion over the … coming years. Responsibilities: Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations Act as the Money Laundering Reporting Officer and Data Protection Officer maintaining relevant policies Ensure all regulatory reporting is completed in an accurate and timely manner Build and maintain strong relationships with … regulatory bodies Requirements: Extensive experience in financial crime compliance with a focus on UK regulations Previous Head of Compliance/MLRO experience Knowledge and experience of payments/e-money Strong communication skills capable of building internal and external relations more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique opportunity to manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory more »

Taylor Root is pleased to be exclusively working with a growing FTSE 250 Manufacturing business to recruit a Group Head of Compliance. The role Reporting into the General Counsel the Head of Compliance will be responsible for: Leading the design, communication, maintenance and continuous improvement … of the global compliance programme and culture in all its aspects. Leading and facilitate risk assessments in relation to key compliance areas, such as anti-bribery and corruption, trade sanctions and export controls and competition law. Providing guidance and technical direction on strategic and day-to-day … matters such as trade sanctions, speaking up, third party risk management and investigations. Maintain the company’s compliance registers and training logs, including conflicts of interest and gifts and entertainment. 4. Facilitating the global network of Ethics & Compliance Champions, ensuring that they understand the key tenets more »

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. The business is approaching unicorn status and has operations in the UK, Middle East and Asia. Their products are … innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: Acting as the group MLRO Design, implement and lead a robust and commercially focused risk and compliance strategy. Implement and maintain an effective risk … management framework that identifies, assesses, controls and reports on key risks. Build out and manage a team of compliance and risk professionals based in the UK and/or on Group level. Managing the firm’s AML and CFT risks and for ensuring processes are in line with more »

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and implement and embed the companywide Risk Management Framework. Responsibilities: Develop the risk and compliance function, as well as lead the company’s regulatory strategy in line with commercial strategy and product development roadmap. Act as regulatory strategic advisor to members of the Executive … Board and Senior Management relating to growth and expansion. Develop and embed a robust risk management framework to support sustainable growth of the business. Develop, manage and implement policies and procedures for regulatory compliance. Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance more »

Your new company A high-profile Ministerial Department supporting businesses to invest, grow and export Your new role Interim Head of GRC (Governance, Risk and Compliance) - SC Cleared What you'll need to succeed We are working exclusively with a Public Sector Client, recruiting for the role … of Interim Head of Governance, Risk and Compliance (GRC).The role is a new requirement, and the client needs a candidate to join as soon as possible, delivering across set responsibilities and role requirements.The Head of GRC is responsible for building and leading the … GRC team, in line with the Cyber Security Strategy. This role requires a deep understanding of: Information Security Risk Management Risk Management Security Policies Assurance Tools Strong background in Cloud Technology This position requires a candidate with the ability to think strategically and tactically, communicate effectively, execute with precision more »

Gleeson Logistics are exclusively partnering with an Internationally renowned Retailer in their search for an experienced Head of International Trade Compliance, being one of the UK Leads for all things Import & Export. As the Head of International Trade Compliance, you will lead a … dedicated team, including an International Product Trade Compliance Manager and an Exports Data Team Manager. Working closely with the global Distribution Centres and cross-functional teams, your role will be pivotal in setting strategy, driving compliance, and supporting international expansion. Key Responsibilities Oversee the end-to-end Import … within their fulfilment centres in Ireland, the Netherlands, and across our E-Commerce offerings in the EU, USA, and Australia. Lead the International Trade Compliance Team, including direct management of the International Product Compliance Manager and the Exports Data Team Manager. Drive process improvements across import and more »

THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the … compliance framework is regularly reviewed and consistent with all applicable legal and regulatory requirements Keep up to date with applicable legal and regulatory requirements and obligations and ensure these are communicated to the senior management team and business Advise on regulatory requirements of any new business or new … products. Provide compliance, anti-money laundering, financial crime and conduct rules training to the Branch’s management, business heads and other staff Induction training to new joiners. Monitor the Branch’s regulated activities to identify situations in which the Branch has not acted in accordance with its regulatory responsibilities more »

Job Description Head of Risk and Compliance - Retail Bank Our Client is a new challenger bank due to open for business soon in London. They are looking to recruit a Head of Risk and Compliance with at least 5 to 10 years proven track … record of heading up a small UK bank's Risk and Compliance team. The Client will be aiming the bank at the Caribbean community in the first instance, so any experience of working or understanding the Caribbean community and culture would be very handy for this position. … Ability to work under pressure. Must be comfortable working for a small UK based bank in advising the bank and being the first line of defence to safeguard the bank and its strategy. You will be fully conversant with the rules and regulations from the FCA. This is an more »