expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
per annum I am looking for a compliance and MLRO for a European banking institution. You will be experienced within a MiFID II environment and have have exposure to AML, ABC & Sanctions. Ideally you will have held SMF16/17 status previously although this is not essential. Experience of implementing more »
firms Experience and skills Experience in overseeing investment products Detailed knowledge of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules University educated with at least one degree Great communication and listening skills Fluency in English Ability to work on your own with more »
