1 to 25 of 26 MiFID Jobs in London

adherence to best practice and regulatory standards Key Experience Proven experience as a Senior Business Analyst within financial services Strong regulatory change experience, including: MiFID Solvency II (TPT/QRT) Dutch regulatory frameworks (FTK, MER, MESRAP, CCI) Demonstrated ability to manage multiple workstreams simultaneously Strong requirements gathering, data analysis ...

Manager Exposure to SQL and data analysis. Experience supporting Endur upgrades, cloud migrations, or large-scale transformation programmes. Understanding of regulatory reporting (REMIT, EMIR, MiFID II) is advantageous. Priyanka Sharma Senior Delivery Consultant Office: 020 4514 3823 Email: psharma@vallumassociates.com ...

Equities market structure (venues, routing patterns, liquidity/access models) and how this shapes platform capabilities. Deep knowledge of the European regulatory landscape (e.g. MiFID II, Market Abuse (MAR), Short Selling). Proven ability to influence and build trusted relationships across Trading, Regulatory Compliance, Operations and Technology at multiple seniority ...

Experience with multiple asset classes (Rates, equities, futures, options, FX) Knowledge of market‐making strategies and risk management techniques Familiarity with financial regulations (e.g., MiFID II, Reg NMS) Experience with distributed systems and cloud computing platforms KDB or other time series database Leadership Behaviours Explore Insights & Vision: Identify the underlying ...

requirements gathering, system design, configuration, testing, go live, training, and support. Familiarity with EDM data governance, lineage, and audit processes; regulatory frameworks (e.g., Basel, MiFID, Dodd‐Frank) a plus. Must be willing and able to travel up to 80%, depending on client requirements. Candidates authorized to work for any employer ...

gathering, system design, configuration, testing, go live, training, and support. Familiarity with EDM data governance, lineage, and audit processes; regulatory frameworks such as Basel, MiFID, Dodd‐Frank are a plus. Must be willing and able to travel up to 80%, depending on client requirements. Candidates authorized to work ...

maintain strong client and stakeholder relationships. Support thought leadership and internal practice initiatives. Your Skills: Capital Markets Post Trade Processing Trade & Transaction Reporting (MiFID II, EMIR, CFTC, ASIC, MAS) Regulatory Change Management Project Management Business Analysis Financial Market Infrastructure Data & Analytics Controls & Risk Management Process Re-engineering Stakeholder Management Consulting ...

reporting lifecycle processes. Experience working with multiple stakeholders across business and technology functions. Excellent analytical and problem-solving skills. Desirable Knowledge of MiFIR, MiFID II and/or SFTR reporting regulations. Experience supporting regulatory change initiatives. Exposure to reporting assurance, reconciliation or quality control frameworks. Experience working with third-party ...

ideally SMF 17 Strong knowledge of FCA and PRA regulatory requirements, AML & Financial Crime regulations, UK GDPR and Data Protection Requirements, SMCR and MIFID II, Market Abuse Regulation and EMIR Good understanding of corporate and wholesale banking activities Excellent communication skills to liaise at all levels and with regulators ...

movement workflows Collateralised and uncollateralised trading arrangements FX Product knowledge across (Spot, Forwards, NDFs, Options, structured products.) Awareness of relevant regulatory frameworks such as MiFID II and/or PSD. Personal Competencies Highly organised, proactive and delivery-focused. Strong ability to operate under pressure and manage competing priorities. Commercially aware ...

Databricks, ensuring minimal disruption and high data fidelity. Collaborate with cross‐functional teams to align data architecture with financial regulations (e.g., GDPR, Basel III, MiFID II). Drive adoption of Delta Lake , Apache Spark , and MLflow for advanced analytics and machine learning use cases. Provide technical leadership and mentoring ...

descriptions into agent designs — including with input from Business Analysts and operations subject-matter experts. Own production readiness: SLOs, security review, regulatory alignment (DORA, MiFID II, GDPR, NIS2), and acceptance criteria for client-facing pilots. Cross-functional engagement Work alongside the ProfileOne Product Manager on the architectural separation between unifying ...

feeds Client Onboarding Client master data, KYC/AML data structures, account hierarchy, regulatory reporting feeds Regulatory Reporting BCBS 239 data lineage, EMIR/MiFID trade reporting data, data quality SLAs for regulatory submissions Experience & Profile 15+ years of progressive technology experience, with at least 5 years in senior data ...

pressured environment. A pro-active approach to Service Management, focus on preventative to reactive support. Shift left Continuous Improvement approach. Understanding of Compliance regulations (MiFID, DODD-Frank etc.). Job Band & Level Manager/6 #LI-Hybrid #LI-MID Location UK - 135 Bishopsgate - London Connecting clients, communities and colleagues ...

multitask in a pressured environmentA pro-active approach to Service Management, focus on preventative to reactive support.Shift left Continuous Improvement approach.Understanding of Compliance regulations (MiFID, DODD-Frank etc.)Job Band & LevelManager/6#LI-Hybrid #LI-MIDNot The Perfect Fit Concerned that you may not meet the criteria precisely ...

pressured environment* A pro-active approach to Service Management, focus on preventative to reactive support.* Shift left Continuous Improvement approach.* Understanding of Compliance regulations (MiFID, DODD-Frank etc.)**Job Band & Level*** Manager/6#LI-Hybrid #LI-MID**Not The Perfect Fit?**Concerned that you may not meet the criteria precisely ...

regulatory role with 2+ years' experience using trade surveillance tools; minimum of 10+ years in trading compliance for a Senior Advisor Strong knowledge of MiFID II, EMIR, MAR, Dodd-Frank and related regulations Experience using trade surveillance and compliance systems Excellent stakeholder management and communication skills Ability to interpret complex ...

role working closely with trading, treasury, credit risk, and collateral management teams, and covering legal and regulatory developments including EMIR, UK EMIR, Dodd-Frank, MiFID II, SFTR, and CDSR. Experience with GMRA/GMSLA and securities financing transactions is advantageous but not essential. What we're looking for: Qualified solicitor ...

Product Management role within Financial Services, Capital Markets, RegTech or FinTech. Good understanding of regulatory transaction reporting and relevant reporting regimes such as EMIR, MiFID II, SFTR, CFTC, ASIC or MAS . Demonstrated experience managing products through the full development lifecycle. Strong understanding of Agile product development methodologies. Experience working ...

connectors needed. Nice to have • GraphRAG, multi-hop reasoning, or graph quality assessment experience. • Prior FDE or technical consulting background. • Regulatory data fluency — MiFID II, MLR, ACPR. • Experience enabling SI or implementation partners. • Streamlit or similar rapid prototyping tools. Why this role Most enterprise AI deployments stall between the model ...

within the retail investments, fund management, broker-dealer, or capital markets industry; Deep working knowledge of securities regulations in the United Kingdom e.g. COBS, MiFID, FSMA, CASS 6/7; Familiar with the evolving regulatory expectations of the FCA with regards to investment firms. Other skill-set: Ability to prioritise ...

support its regulatory reporting obligations . This is not a managerial position. The firm is looking for an established subject-matter expert with strong MiFID II/MiFIR trade and transaction reporting knowledge who can apply their expertise within a fast-paced and evolving busines s. Key responsibilit iesMonitor … firm’s regulatory reporting obligations, includi ng:MiFID II trade and transaction report ingMAS OTC derivatives report ingShort Selling disclosu resSubstantial Shareholder disclosu resTakeover Panel disclosu resREMIT report ingWork closely with Legal and Compliance to interpret regulatory chang es.Translate regulatory and business changes into clear operational requiremen ts.Continuously assess regulatory ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...

Trade & Transaction Reporting Business Analyst (MiFID II Rewrite) Location - London (hybrid with 2-3 days per week onsite) Contract - 6 months with potential to extend Rate - Up to £810 per day (Umbrella) Are you ready to make a significant impact in the world of regulatory change? Our client is seeking … passionate and skilled Regulatory Change Business Analyst to join their dynamic project team! This is an exciting opportunity to support a major MiFID Rewrite Programme, as well as broader reporting architecture transformation and vendor onboarding initiatives. About the Role: In this dedicated Transformation BA role, you will play a vital ...

Trade & Transaction Reporting Business Analyst (MiFID II Rewrite) Location - London (hybrid with 2-3 days per week onsite) Contract - 6 months with potential to extend Rate - Up to £810 per day (Umbrella) Are you ready to make a significant impact in the world of regulatory change? Our client is seeking … passionate and skilled Regulatory Change Business Analyst to join their dynamic project team! This is an exciting opportunity to support a major MiFID Rewrite Programme, as well as broader reporting architecture transformation and vendor onboarding initiatives. About the Role: In this dedicated Transformation BA role, you will play a vital ...