10 of 10 MiFID Jobs in London

create a broader wealth ecosystem, encompassing areas such as CRM, Lombard Lending, and Compliance.* Ensure alignment with regional regulatory frameworks, including SEC, FINRA, MiFID II, best execution, and trade surveillance requirements.* Work with regional teams and marketing to optimally position solutions for target markets.* **Execution & Delivery*** Own the product backlog ...

Required Skills & Experience: Proven experience as a Technical Analyst in Banking or Capital Markets environment. Hands-on experience with regulatory reporting frameworks: MiFIR/MiFID II, EMIR/EMIR Refit, and SFTR transaction reporting and pre/post trade transparency requirements Experience working with reporting platforms (e.g., UnaVista, DTCC... ...

advanced degree is a plus Preferred Skills: Experience selling SaaS, cloud-native platforms, or enterprise software solutions Familiarity with regulatory drivers (e.g., SEC, FINRA, MiFID II, Basel III) Technical fluency with APIs, data integration, or financial infrastructure is a plus We may use artificial intelligence (AI) tools to support parts ...

pilots or transformation programmes • Exposure to financial services — banking, insurance, asset management or payments • Understanding of regulatory frameworks would be beneficial (e.g. FCA, PRA, MiFID II, EMIR, DORA) • Strong project management capability across complex, multi-stakeholder environments • Ability to operate comfortably across technical and non-technical conversations • Familiarity with cloud ...

collapse, minimize, and simplify booking flows moving forward. Evaluate and manage the project's impact on global regulatory reporting, utilizing your knowledge of MiFID reporting, which is a key aspect in EMEA. Work closely with business (product) teams that look after projects serving trading teams. Collaborate with various leads ...

Business Analyst - MiFID 2 Product Governance - sought by investment bank based in London - Contract - Hybrid Key Responsibilities Interpret regulatory requirements and translate them into business and functional requirements, engaging closely with Legal, Compliance and Front Office stakeholders. Conduct gap analysis on current-state MiFID II Product Governance processes, identifying enhancements … facilitation of UAT where required. Required Skills & Experience 10+ years' Business Analysis experience within Investment Banking. Proven experience delivering regulatory change within either: MiFID II Product Governance , or FCA Consumer Duty Strong track record across legal interpretation, impact assessment, solution design, and handover to BAU. Extensive collaboration experience with Front ...

managing trading sessions, providing regular updates and reports on system health to clients and internal stakeholders. Regulatory & Compliance Support Ensure operational processes adhere to MiFID II and other relevant UK & European trading regulations. Monitor trade reporting obligations and support regulatory inquiries as needed. Assist in reconciling post-trade workflows ...

data architectures Familiarity with DevOps practices, including Docker, Kubernetes, CI/CD, and infrastructure automation Exposure to financial services regulatory frameworks such as EMIR, MiFID II, GDPR, PFMI, or similar What you'll get in return An exciting opportunity to join an internationalorganisation working with a major financial services organisation. ...

assisting with transaction reporting advisory, remediation programmes, back-reporting of transactions, and execution of Business-as-Usual reporting activities under regulatory regimes such as MiFID II Transaction Reporting, EMIR (European Market Infrastructure Regulation), and SFTR (Securities Financing Transactions Regulation). This role is suitable for recent graduates or early-career … continued compliance with regulatory obligations. Key Responsibilities BAU Regulatory Reporting Operations Support the execution of daily BAU regulatory reporting processes across reporting regimes including MiFID II, EMIR, and SFTR. Assist with the monitoring, validation, and reconciliation of transaction reports submitted to regulators, Approved Reporting Mechanisms (ARMs), Trade Repositories ...

team, setting clear standards for performance, operational resilience, incident management and continuous improvement Ensure trading operations run in line with regulatory expectations including CASS MiFID II and COBS, maintaining strong books and records integrity and robust control frameworks Own relationships with key market infrastructure providers, execution partners, and trading venues … have experience implementing or delivering direct market access or brokerage infrastructure You have a deep understanding of how regulatory frameworks such as CASS, MiFID II and COBS shape real trading operations You hold an appropriate Level 4 trading or securities qualification and are comfortable supporting direct market execution activity where ...