24 of 24 MiFID Jobs in London

Legal, Compliance, Risk, Information Security and Data Privacy to ensure AI governance controls are integrated with, and not duplicative of, existing regulatory frameworks (e.g. MiFID II, DORA, GDPR). Provide governance and operational input to support the Head of Data & AI's Steering Group and Board/exco reporting ...

Legal, Compliance, Risk, Information Security and Data Privacy to ensure AI governance controls are integrated with, and not duplicative of, existing regulatory frameworks (e.g. MiFID II, DORA, GDPR). Provide governance and operational input to support the Head of Data & AI's Steering Group and Board/exco reporting ...

reporting platforms. Understanding of data management tooling, security frameworks and control environments within regulated financial services, including WAM regulatory and ESG requirements such as MiFID II, SFDR, PRIIPs/KIDs and FATCA. Strong communication skills with the ability to engage stakeholders across technical and non-technical teams, alongside curiosity about ...

Databricks, ensuring minimal disruption and high data fidelity. Collaborate with cross-functional teams to align data architecture with financial regulations (e.g., GDPR, Basel III, MiFID II). Drive adoption of Delta Lake , Apache Spark , and MLflow for advanced analytics and machine learning use cases. Provide technical leadership and mentoring ...

clients to understand their needs and collaborate with them to identify and quantify their custom requirements. Ensure compliance with regulatory obligations such as MIFID II, including adherence to market access controls. Partner with technology teams to coordinate production releases, conduct post-release validation with clients, and oversee the go-live ...

Exposure to Azure, AWS, or GCP Experience with data governance, metadata, and data lineage Background in regulatory/risk data programmes (BCBS 239, FRTB, MiFID, etc. ...

feeds Client Onboarding Client master data, KYC/AML data structures, account hierarchy, regulatory reporting feeds Regulatory Reporting BCBS 239 data lineage, EMIR/MiFID trade reporting data, data quality SLAs for regulatory submissions Experience & Profile 15+ years of progressive technology experience, with at least 5 years in senior data ...

communications, serving highly regulated industries — principally financial services (banking, wealth management, broker-dealers) and the public sector — against requirements such as SEC, FINRA, and MiFID II. We're recognised as a Leader in Gartner's Magic Quadrant for Digital Communications Governance and Archiving Solutions, and we're extending that position ...

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

actionable specifications. You will collaborate with traders, quants, risk managers, and IT to analyze processes, design trading and risk systems, and ensure regulatory compliance (MiFID II, EMIR). #J-18808-Ljbffr ...

background within Wealth Management, Private Banking or Insurance in the German or Swiss markets. Working knowledge of relevant financial regulation such as BaFin, FINMA, MiFID II and GDPR. Pay & Benefits Base salary in the region of £100,000–£120,000 per year, plus a commission plan tied to performance. Benefits ...

join a financial services technology team. You will build dashboards and reporting solutions, leveraging Qlik Sense, NPrinting and SQL against Oracle databases to support MiFID-related reporting requirements. The role involves collaborating with developers and business analysts to translate business needs into reliable, scalable reports and dashboards in an office ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

problem-solving skills Comfortable working with technical teams and engaging with stakeholders to clarify requirements Financial services or regulatory reporting experience advantageous, particularly MiFID No sponsorship available. Get in touch for more details ...

firm is seeking a Technical Lead in London for its Global Middle/Back Office Technology team. In this role, you will lead the Mifid Transaction Reporting Reengineering project, collaborating with multiple teams to ensure compliance and regulatory updates. Candidates should possess a strong technical background, with at least ...

Qlik Sense Developer in London to join a financial services technology team. You will design and enhance dashboards and reporting solutions, focusing on MiFID-related reporting, Oracle data, and regulatory requirements. The role involves collaboration with developers and analysts to translate complex business needs into reliable BI outputs. Requirements include ...

bias for AI‐first ways of working. You use AI tools daily and have shipped AI‐powered features Comfort operating in regulated environments (MIFID, KYC/AML, FATCA, CRS) Strong collaboration with engineering and design. Able to influence cross‐functional teams without authority Data‐driven decision‐making and clear written ...

Java, C++, Kernel bypass low latency tuning, Low latency network programming, Domain knowledge Expert Knowledge of over proprietary direct feeds in EMEA, US Options, MIFID II market structure, Denali, MPAC, Beacon, Refinitiv ETA market data distribution protocols If you are interested in this position and would like to learn more ...

will be leading the regulatory reporting function in EMEA. On top of regular new business request assessment, you will also be leading the strategic Mifid Transaction Reporting Reengineering project. You would need to analyse the current Mifid Transaction Reporting platform and come up with a new one that’s inline … good understanding in data model ii) hands-on regulatory reporting experience and iii) good project management experience.**Key Areas of Responsibilities*** Lead the Mifid Transaction Reporting Reengineering project. Ensure the design is sound, fit-for-purpose and align with global corporate architectural standard* Regularly update stakeholders on project progress. Manage ...

join a global financial services organisation and take ownership of its EMEA regulatory reporting technology . This is a key role leading a greenfield MiFID Transaction Reporting re-engineering project , working closely with Business, Operations, Compliance and Technology teams to design and deliver a modern, scalable reporting platform. What youll … doing Lead the MiFID Transaction Reporting re-engineering programme from design through delivery. Own the technical direction and ensure solutions align with wider enterprise architecture. Work closely with Business, Operations, Compliance, Front Office and IT stakeholders. Assess regulatory and business changes and translate them into technology requirements. Provide technical leadership ...

firm's solutions business globally and across Asia. Regulatory Change & Compliance: Leading implementation streams for major regulatory shifts (e.g., T+1 settlement, AIFMD II, MiFID III/UCITS revisions, and AI Regulations). Technology & Systems Enablement: Partnering with technical teams on enterprise systems implementations and target operating model upgrades. Establish … product launches, and fund structures across vehicles including UCITS, ETFs, Mutual Funds, CITs, or Private Funds. Strong understanding of key financial regulations (T+1, AIFMD, MiFID/UCITS) and fund governance processes. Exceptional executive communication, stakeholder management, and negotiation skills. Hands-on leadership style with comfort navigating both macro programme strategy ...

looking for a hands-on Technical Lead to drive the reengineering of MiFID Transaction Reporting within a Capital Markets environment. This role will focus on redesigning and rebuilding complex regulatory reporting logic, ensuring solutions are scalable, compliant, and aligned with global architecture standards. What you'll do: Lead … redesign and reengineering of MiFID Transaction Reporting systems. Analyse and rewrite complex MiFID transaction logic currently embedded in Stored Procedures into Qlik-based reporting solutions. Work closely with business, compliance, and global technology teams to align reporting architecture with regulatory requirements. Design, optimise, and maintain complex SQL queries, stored procedures ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer ...