14 of 14 MiFID Jobs in London

requirements gathering, system design, configuration, testing, go live, training, and support. Familiarity with EDM data governance, lineage, and audit processes; regulatory frameworks (e.g., Basel, MiFID, Dodd‐Frank) a plus. Must be willing and able to travel up to 80%, depending on client requirements. Candidates authorized to work for any employer ...

level prioritisation 8. Nice-to-Have Skills Experience with surveillance tools/platforms (Actimize, SMARTS, etc.) Knowledge of financial regulations (e.g., Market Abuse, MiFID II) Exposure to data analytics/SQL for validation or investigation ...

/Windows using profiling tools. Desired Qualifications Experience working in Fixed Income eTrading technology domain specializing in the D2C & D2D trading platforms. Familiarity with MiFID II front office context - understanding trading controls and obligations within eTrading domain Agile development practices with a focus on writing thorough and testable code. Experience ...

enhancements and monthly Prudential Risk updates. Role Responsibilities 1. TTR/Post-Trade Testing Lead testing for TTR, Prudential Products, and CTB initiatives across MiFID II/MiFIR, EMIR, SFTR . Collaborate with Product Analysts, Compliance, IT, and business teams. Perform data analysis, validation, root-cause investigation , and back-reporting … management and escalating risks where needed. Skills & Experience Core Requirements Strong QA/Test Lead experience in regulatory reporting (PTTR). Deep knowledge of MiFID, EMIR, SFTR . Experience across asset classes: IR, FX, Credit, Commodities . Strong data analysis, problem-solving, and stakeholder management skills. Hands-on experience with ...

Explain to clients how Broadridge technology achieves straight through real‐time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

capture and position management through risk analytics (VaR, Greeks, Monte Carlo, stress testing), P&L attribution, settlement, invoicing, confirmations and regulatory reporting (REMIT, EMIR, MiFID II, ACER). Design and govern the market connectivity architecture, covering exchange connectivity, broker interfaces, electronic trading platforms, TSO/DSO nomination interfaces and real … target-state blueprints, Architecture Decision Records, NFR strategies, data flow diagrams and technology lifecycle assessments. Experience with regulatory and compliance technology, including REMIT, EMIR, MiFID II and ACER reporting requirements and their architectural implications for trading systems. Desirable Skills & Experience Experience with additional ETRM platforms (e.g., Murex, TriplePoint/Aspect ...

within the retail investments, fund management, broker-dealer, or capital markets industry; Deep working knowledge of securities regulations in the United Kingdom e.g. COBS, MiFID, FSMA, CASS 6/7; Familiar with the evolving regulatory expectations of the FCA with regards to investment firms. Other skill-set: Ability to prioritise ...

plus), lifecycle models You've shipped AI-powered products — not just used AI tools, but built them into customer experiences Comfortable in regulated environments (MiFID, KYC/AML) Deeply data-driven, strong communicator, and able to lead without authority Our client offers flexible working and genuinely values diverse perspectives ...

production management, network engineers, and application development groups. Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite. Produce and present in-depth analytics … execution quality analytics; knowledge of FIX Protocol is advantageous. Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks. Proven stakeholder management and communication skills, with the ability to translate complex ...

Trade & Transaction Reporting (TTR) Data Quality function. This is a key role focused on ensuring the accuracy, completeness, and integrity of regulatory reporting across MiFID II, EMIR Refit, SFTR, and REMIT. Working closely with Technology, Operations, Compliance, and Change, you will play a central role in strengthening the firm … team capability development Maintain high-quality documentation and improve QA frameworks We are looking for candidates with: Strong experience in regulatory reporting data quality (MiFID II, EMIR, SFTR, REMIT) A solid understanding of trade and transaction lifecycles and system flows Hands-on experience with QA vendor platforms, ideally Kaizen Excellent ...

MIFID Transaction reporting Business Analyst banking London AVP 60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some cross over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting This is a great team to join, and we are keen ...

Senior BI Consultant – MiFID Reporting (Fintech) £400–500/day | Outside IR35 | 12 Months | Hybrid – London Intro Scaling fintech with a complex MiFID reporting stack built in SQL/stored procedures. As regulatory demand grows, they need to modernise how this data is surfaced and used across the business. This … Qlik reporting layer , improving visibility, usability, and decision-making. The Role This is a high-impact build role focused on reshaping regulatory reporting: Rebuild MiFID transaction reporting in Qlik Translate complex stored procedure logic into BI outputs Define data models and reporting structure Partner with trading, compliance, and tech stakeholders ...

hiring a MiFID Transaction Reporting SME to support a key regulatory reporting transformation initiative. The role will focus on analysing complex MiFID transaction reporting logic currently built in SQL stored procedures, and migrating it into Qlik for improved scalability and reporting efficiency. What you'll do: Analyse and rewrite complex … MiFID transaction reporting logic Migrate reporting workflows from SQL stored procedures into Qlik Validate regulatory reporting outputs and ensure MiFID compliance Troubleshoot reporting issues across post-trade flows What you'll bring: Educated to degree level or equivalent Knowledge and experience of regulatory reporting, ideally for EMIR, MiFID/MiFIR ...

Role profile The FX Market Surveillance Product Director will be responsible for the end-to-end ownership, design, and evolution of FX trade surveillance across Spot, Forward, Swap, NDF, Options, and emerging FX‐linked products. ...