19 of 19 MiFID Jobs in London

and trading strategies Support implementation of new trading instruments, market data feeds, and pricing models specific to energy commodities Analyze regulatory requirements and market changes impacting trading operations (EMIR, MiFID II, REMIT, etc.) Contribute to the design of trading workflows for physical and financial energy products System Implementation & Testing:- Collaborate with development teams throughout the software development lifecycle Design and More ❯

classes beyond Rates (FX, futures, options, equities) Knowledge of distributed systems, cloud platforms, or KDB/time-series databases Familiarity with risk management, market-making, or financial regulations (e.g., MiFID II) Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates More ❯

functions Strong business writing, communication, and project management skills Experience in risk assessment and control design within electronic trading or financial markets Regulatory knowledge, including a deep understanding of MIFID II, RTS 6, PRA, and ASIC requirements related to algorithmic trading Presentation skills for supervisory meeting decks Ability to lead or collaborate within a cross-functional team and work with More ❯

a similar role. Bachelor's degree preferred; Master's or equivalent experience is advantageous. Knowledge of financial services operations, especially trade booking and regulatory reporting (EMIR, ASIC, MAS, MiFIR, MiFID II). Understanding of the competitive landscape and technology trends in trade reporting is beneficial. Leadership competencies include: Strategic Thinking Organizational Savvy Leading Change Financial Acumen Team Building Inclusive Leadership More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevant to trade and transaction reporting. An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial. Leadership competencies for this level include More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: o Certification - Client Dealing - CD0 Meeting with Clients o Certification - Cert Manager MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯

Skills: Ability to build and review/QA KYC files for clients/non-clients Excellent knowledge of all regs including MiFID, EMIR, DFA, FATCA/CRS UK Experience Excellent excel skills Excellent knowledge of onboarding funds/hedge funds/self-managed funds/IMs/AMs More ❯

as it applies to proprietary trading firms as well as proven experience dealing with regulatory agencies such as the FCA, ESMA, SEC etc. Strong knowledge of UK FSMA, EU MiFiD or similar tradfi and digital asset regulatory regimes. Expertise in responding to, handling and managing regulatory enquiries, document requests and commercial disputes, advising senior stakeholders on and mitigating regulatory and More ❯

space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner with business stakeholders. About You: 2–3 years’ experience in a … compliance generalist role within an FCA-regulated firm (investment management or FinTech preferred). Solid understanding of UK regulatory frameworks for MiFID firms. Relevant compliance qualification (CISI, ICA). Experience with compliance monitoring and financial promotions. Enthusiastic, proactive, and keen to develop within a growing firm. More ❯

space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner with business stakeholders. About You: 2–3 years’ experience in a … compliance generalist role within an FCA-regulated firm (investment management or FinTech preferred). Solid understanding of UK regulatory frameworks for MiFID firms. Relevant compliance qualification (CISI, ICA). Experience with compliance monitoring and financial promotions. Enthusiastic, proactive, and keen to develop within a growing firm. More ❯

Location: London Salary: £70,000 - 75,000 per annum Email: Ref: db3485 We are seeking candidates with experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures in More ❯

requirements including JMLSG and Money Laundering Regulations Experience of analysing complex company legal structures Understanding of risk assessment matrix Experience of conducting client categorisation using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The ability to meet strict deadlines/set targets Dedication to resolve pending queries or concerns in a timely manner Strong … communication and interpersonal skills Great attention to detail Good to have: Experience of reviewing a variety of legal entity types from across the globe Familiarity with MiFID Client Categorisation process Experience of CDD Quality Assurance Experience in implementation of new KYC processes In-House Financial Services experience Advanced Microsoft Excel skills A motivated individual who thrives in a dynamic, open More ❯

requirements including JMLSG and Money Laundering Regulations Experience of analysing complex company legal structures Understanding of risk assessment matrix Experience of conducting client categorisation using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The ability to meet strict deadlines/set targets Dedication to resolve pending queries or concerns in a timely manner Strong … communication and interpersonal skills Great attention to detail Good to have: Experience of reviewing a variety of legal entity types from across the globe Familiarity with MiFID Client Categorisation process Experience of CDD Quality Assurance Experience in implementation of new KYC processes In-House Financial Services experience Advanced Microsoft Excel skills A motivated individual who thrives in a dynamic, open More ❯

requirements including JMLSG and Money Laundering Regulations Experience of analysing complex company legal structures Understanding of risk assessment matrix Experience of conducting client categorisation using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The ability to meet strict deadlines/set targets Dedication to resolve pending queries or concerns in a timely manner Strong … communication and interpersonal skills Great attention to detail Good to have: Experience of reviewing a variety of legal entity types from across the globe Familiarity with MiFID Client Categorisation process Experience of CDD Quality Assurance Experience in implementation of new KYC processes In-House Financial Services experience Advanced Microsoft Excel skills A motivated individual who thrives in a dynamic, open More ❯

requirements including JMLSG and Money Laundering Regulations Experience of analysing complex company legal structures Understanding of risk assessment matrix Experience of conducting client categorisation using the FCA Handbook or MiFID classification Experience with PEPs, Sanctions and Adverse Media screening The ability to meet strict deadlines/set targets Dedication to resolve pending queries or concerns in a timely manner Strong … communication and interpersonal skills Great attention to detail Good to have: Experience of reviewing a variety of legal entity types from across the globe Familiarity with MiFID Client Categorisation process Experience of CDD Quality Assurance Experience in implementation of new KYC processes In-House Financial Services experience Advanced Microsoft Excel skills A motivated individual who thrives in a dynamic, open More ❯