20 of 20 MiFID Jobs in London

maintain a robust data controls framework to mitigate data-related risks (accuracy, completeness, timeliness). Ensure alignment with regulatory expectations (e.g., BCBS 239, MiFID II, FRTB, Dodd-Frank, EMIR). Lead control testing, audit engagements, and regulatory reviews , ensuring timely remediation of issues. Data Management & Operations Oversee the lifecycle ...

adherence to best practice and regulatory standards Key Experience Proven experience as a Senior Business Analyst within financial services Strong regulatory change experience, including: MiFID Solvency II (TPT/QRT) Dutch regulatory frameworks (FTK, MER, MESRAP, CCI) Demonstrated ability to manage multiple workstreams simultaneously Strong requirements gathering, data analysis ...

level prioritisation 8. Nice-to-Have Skills Experience with surveillance tools/platforms (Actimize, SMARTS, etc.) Knowledge of financial regulations (e.g., Market Abuse, MiFID II) Exposure to data analytics/SQL for validation or investigation ...

requirements gathering, system design, configuration, testing, go live, training, and support. Familiarity with EDM data governance, lineage, and audit processes; regulatory frameworks (e.g., Basel, MiFID, Dodd‐Frank) a plus. Must be willing and able to travel up to 80%, depending on client requirements. Candidates authorized to work for any employer ...

gathering, system design, configuration, testing, go live, training, and support. Familiarity with EDM data governance, lineage, and audit processes; regulatory frameworks such as Basel, MiFID, Dodd‐Frank are a plus. Must be willing and able to travel up to 80%, depending on client requirements. Candidates authorized to work ...

clients to understand their needs and collaborate with them to identify and quantify their custom requirements. Ensure compliance with regulatory obligations such as MIFID II, including adherence to market access controls. Partner with technology teams to coordinate production releases, conduct post-release validation with clients, and oversee the go-live ...

clients to understand their needs and collaborate with them to identify and quantify their custom requirements. Ensure compliance with regulatory obligations such as MIFID II, including adherence to market access controls. Partner with technology teams to coordinate production releases, conduct post‐release validation with clients, and oversee the go‐live ...

Databricks, ensuring minimal disruption and high data fidelity. Collaborate with cross‐functional teams to align data architecture with financial regulations (e.g., GDPR, Basel III, MiFID II). Drive adoption of Delta Lake , Apache Spark , and MLflow for advanced analytics and machine learning use cases. Provide technical leadership and mentoring ...

data governance you understand why constraints exist, not just how to code them Preferred Experience Financial services domain: fund data, securities master, regulatory compliance (MiFID, UCITS, listing rules) FIBO (Financial Industry Business Ontology) or similar financial ontologies TopBraid EDG/GraphWise (our target platform evaluation input from this hire ...

strategy and deliveries to ExCo level. Security & Compliance Embed security-by-design principles into all engineering processes. Ensure compliance with regulatory frameworks such as MiFID II, PSD2, and GDPR. Collaborate with Information Security and Risk teams to maintain robust controls and audit readiness. Align engineering processes and technology stacks across ...

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness) Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

within the retail investments, fund management, broker-dealer, or capital markets industry Deep working knowledge of securities regulations in the United Kingdom e.g. COBS, MiFID, FSMA, CASS 6/7 Familiar with the evolving regulatory expectations of the FCA with regards to investment firms. Other skill-set: Ability to prioritise ...

capture and position management through risk analytics (VaR, Greeks, Monte Carlo, stress testing), P&L attribution, settlement, invoicing, confirmations and regulatory reporting (REMIT, EMIR, MiFID II, ACER). Design and govern the market connectivity architecture, covering exchange connectivity, broker interfaces, electronic trading platforms, TSO/DSO nomination interfaces and real … target-state blueprints, Architecture Decision Records, NFR strategies, data flow diagrams and technology lifecycle assessments. Experience with regulatory and compliance technology, including REMIT, EMIR, MiFID II and ACER reporting requirements and their architectural implications for trading systems. Desirable Skills & Experience Experience with additional ETRM platforms (e.g., Murex, TriplePoint/Aspect ...

plus), lifecycle models You've shipped AI-powered products — not just used AI tools, but built them into customer experiences Comfortable in regulated environments (MiFID, KYC/AML) Deeply data-driven, strong communicator, and able to lead without authority Our client offers flexible working and genuinely values diverse perspectives ...

production management, network engineers, and application development groups. Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite. Produce and present in-depth analytics … execution quality analytics; knowledge of FIX Protocol is advantageous. Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks. Proven stakeholder management and communication skills, with the ability to translate complex ...

Trade & Transaction Reporting Business Analyst (MiFID II Rewrite) Location - London (hybrid with 2-3 days per week onsite) Contract - 6 months with potential to extend Rate - Up to £810 per day (Umbrella) Are you ready to make a significant impact in the world of regulatory change? Our client is seeking … passionate and skilled Regulatory Change Business Analyst to join their dynamic project team! This is an exciting opportunity to support a major MiFID Rewrite Programme, as well as broader reporting architecture transformation and vendor onboarding initiatives. About the Role: In this dedicated Transformation BA role, you will play a vital ...

Trade & Transaction Reporting Business Analyst (MiFID II Rewrite) Location - London (hybrid with 2-3 days per week onsite) Contract - 6 months with potential to extend Rate - Up to £810 per day (Umbrella) Are you ready to make a significant impact in the world of regulatory change? Our client is seeking … passionate and skilled Regulatory Change Business Analyst to join their dynamic project team! This is an exciting opportunity to support a major MiFID Rewrite Programme, as well as broader reporting architecture transformation and vendor onboarding initiatives. About the Role: In this dedicated Transformation BA role, you will play a vital ...

looking for a hands-on Technical Lead to drive the reengineering of MiFID Transaction Reporting within a Capital Markets environment. This role will focus on redesigning and rebuilding complex regulatory reporting logic, ensuring solutions are scalable, compliant, and aligned with global architecture standards. What you'll do: Lead … redesign and reengineering of MiFID Transaction Reporting systems. Analyse and rewrite complex MiFID transaction logic currently embedded in Stored Procedures into Qlik-based reporting solutions. Work closely with business, compliance, and global technology teams to align reporting architecture with regulatory requirements. Design, optimise, and maintain complex SQL queries, stored procedures ...

MIFID Transaction reporting Business Analyst banking London AVP 60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some cross over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting This is a great team to join, and we are keen ...

hiring a MiFID Transaction Reporting SME to support a key regulatory reporting transformation initiative. The role will focus on analysing complex MiFID transaction reporting logic currently built in SQL stored procedures, and migrating it into Qlik for improved scalability and reporting efficiency. What you'll do: Analyse and rewrite complex … MiFID transaction reporting logic Migrate reporting workflows from SQL stored procedures into Qlik Validate regulatory reporting outputs and ensure MiFID compliance Troubleshoot reporting issues across post-trade flows What you'll bring: Educated to degree level or equivalent Knowledge and experience of regulatory reporting, ideally for EMIR, MiFID/MiFIR ...