1 to 25 of 32 MiFID Jobs in England

Job Description MiFID MiFIR Manager Our Client is seeking a qualified candidate MiFID/MiFIR Manager to serve in a full-time capacity as Manager for the Capital Market division. Of the Company. This position will offer you an opportunity to work closely with senior individuals at leading investment banks … and regulators in European capital markets, on the review of the Market in Financial Instruments Directive 2/Market in Financial Instruments Regulation (MiFID/MiFIR). It is an opportunity to work on the cutting edge of regulatory and market practice developments as well as to participate in initiatives … aimed at facilitating opportunities for Members. You will report to the Head of MiFID and will work closely with other staff and members across a wide range of product and policy committees, including equities, fixed income, investor protection, compliance and advocacy. You will support the Head of MiFID, the MiFID more »

pipelines Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »

business activities such as settlement, risk management, operations & accounting Strong understanding of UK and EU securities and derivatives regulatory frameworks including, for example, EMIR, MiFID, SFTR and other EU legislation Understanding of market, credit, and operational risk frameworks Strong understanding of electronic trading platforms and ecosystem: algorithmic trading, market making more »

areas: Electronic trade clearing/confirmation system APIs and workflows (any of MarkitWire, Reuters RTNS, Bloomberg VCON, Interdealer IDT, ICELink, LCH, CME, Eurex) DTCC, MiFID, or other regulatory reporting systems. Bloomberg Data License, Bloomberg Server API, BPipe Reuters RFA/SFC/Marketlink FPML FIX Messaging Knowledge of Exchanges and more »

is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »

out populations of alerts from either e-communications or trade surveillance platforms; familiarity with a range of surveillance vendor technologies; knowledge of MAR and MiFID II regulation; significant technical knowledge of one or more wholesale banking asset classes; working with trade and order transactional data; tuning lexicons and machine learning more »

of relevant financial regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.) European Union Withdrawal Agreements; and of regulations for ICAAP/ICARA, ISO27001 Excellent verbal more »

of providing Compliance advice to the business as well as implementing solutions to bolster first line defences Existing knowledge of FCA regulations along with MiFID II, MiFIR & EMIR rules and guidance and the ability to horizon scan for future developments Strong knowledge of the regulatory environment for FX and Payments more »

our ETF surveillance capabilities. Job Description: The role involves monitoring and analyzing ETF trading activities to detect market abuse patterns and ensure compliance with MiFID II regulations. The successful candidate will collaborate with the CRO to refine surveillance processes and tools, utilizing their market surveillance experience and trading interest. Coding more »

House, Exchange, Member Firm or the ETD department within a bank. Previous line management experience would be beneficial Knowledge of EMIR 2.0/30, MIFID II and BoE regulations would be an advantage To be considered, please ensure you complete your application on the Computappoint website. Services offered by Computappoint more »

to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, ongoing, and remediation clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate more »

Conduct Risk and Consumer Duty training and curriculum and delivers training to new joiners Candidate requirements Strong knowledge of CASS, Consumer Duty, UCITS and MiFID II rules. Experience of working in a conduct role in regulated environment Working knowledge of FCA regulatory requirements including consumer vulnerability guidance Experience in a more »

advantage. Excellent MS Office skills (Excel, Word, PowerPoint) 5 years of experience in Lending/Credit Fluent in English and Greek is a plus MiFID II certification is a plus more »

for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »

ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »

new product development and growth opportunities. To monitor and advise upon various legal and regulatory matters related to the trade of financial products, particularly MIFID, SFTR and ICMA regulations. To provide legal advice on derivatives, debt and asset-backed securities, and various other financial products. To also advise and work more »

Services Solid knowledge of SDLC practices You articulate broader business concerns and/or regulatory landscape, including key risks and controls (such as GDPR, MIFID, SOX) Skilled at making decisions that are in line with the firm’s broader business strategy You set the expectations for development practices and ensures more »

in data-driven environments A strong communicator, who is well-versed in managing external stakeholders Familiarity with rules and regulations in the industry, including MIFID II, GDPR, Suitability, and SMCR Qualifications such as PMP, Prince2, Lean Six Sigma, and CFA are advantageous Benefits: A salary ranging from more »

Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »

per annum I am looking for a compliance and MLRO for a European banking institution. You will be experienced within a MiFID II environment and have have exposure to AML, ABC & Sanctions. Ideally you will have held SMF16/17 status previously although this is not essential. Experience of implementing more »

gap analysis of consultation papers from the regulator, thematic reviews and will ideally have good FCA/PRA handbook knowledge including some of CASS, MiFID, COBS, BCOBS, DISP, SMCR. If you have a background in Compliance, are based in the North West and/or would consider relocating to the more »

of value. In this role you will ensure compliance with all regulatory, tax, and corporate rules demonstrating relevant regulation knowledge to include UCITS and Mifid II which are crucial. You will also be experienced in comparing and contrasting investment solutions against competitors, market developments, and customer and adviser feedback, as more »

Job Description Project Manager with MiFID - City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks … ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instruments in an investment bank - Have the ability to challenge more »

Asia. Department Overview: The Operations Transaction Reporting Team is responsible for overseeing the daily Transaction Reporting processes, which include transaction reporting to the FCA (Mifid II), SFTR, EMIR and HKMA. The team works closely with the New Business team, Regulatory Technology, Regulatory Affairs and Compliance to ensure that any improvements … weaknesses in the current process by reviewing current reporting logic and data integrity testing. Additionally, to execute the test plans for system enhancements for MIFID II, SFTR, HKMA & EMIR. The candidate will report into the Head of Transaction Reporting. Key Responsibilities & Tasks: EMIR Refit Definition and execution of EMIR Refit … EMIR Refit reconciliations and control framework Definition and documentation of EMIR Operational processes BAU: Oversight and control of the BAU Transaction Reporting obligations including Mifid II, SFTR, HKMA and EMIR Manage work-stream deliverables and support project leads Monitor progress against program plans and milestones, identify actual and potential delays more »

e.g. workstream meetings, steering committee updates) Participate in the testing cycle and own the resolution of defects pertaining to requirement and design clarifications using MiFID reporting systems and processes to ensure accuracy, reliability, and adherence to regulatory standards. Qualifications/Skills Required: Hands on experience with business analysis in financial … services- ideally a Buy-side Business Analyst exp. in regulatory reporting space- MiFID/MAS exp. desirable Strong Technical Background with an understanding of programming languages, i.e. Java, C# Experience with various methodologies including waterfall or agile Excellent attention to detail and interpersonal skills Strong analytical and problem-solving skills more »