Compliance Lead
Chester, England, United Kingdom
Specialist Motor Finance Limited
scanning overviews of relevant Compliance matters, escalating risks and issues of concern to the Legal and Compliance Director Undertake analysis and review to support management of SMFL’s Policy Framework, including governance of policies Create, review and update policies, processes, and procedures, overseeing the implementation/embedding of these … business briefings, whilst providing additional commentary/insight on areas of interest for the business and focus from the regulators Lead the risk event (incident management and regulatory breach reporting) processes. Responsible for maintaining the process and register, and lead the team in conducting investigation, analysis, and root … with regulatory obligations Identify, document and understand SMF’s regulatory compliance standards and associated regulatory compliance obligations in line with the company Compliance Risk Management Framework Candidate Requirements: SMFL are committed to ensuring its customers receive good outcomes, and therefore it’s crucial that all of our employees demonstrate more »
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