51 to 75 of 265 Regulatory Compliance Jobs in England

an esteemed Board of Directors in London. This pivotal role requires a seasoned professional with extensive expertise in risk & audit, as well as governance & compliance within the financial services sector. The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA/FCA … Director - Key Responsibilities: - Provide strategic guidance and oversight on risk & audit matters, ensuring robust risk management practices and effective internal controls - Advise on governance & compliance frameworks, ensuring alignment with regulatory requirements and industry standards - Participate actively in Board meetings, committees, and discussions, offering valuable insights and perspectives to … support informed decision-making - Collaborate closely with executive leadership to assess and mitigate risks, enhance corporate governance, and strengthen compliance procedures - Stay abreast of regulatory developments, emerging risks, and industry trends, providing proactive guidance on potential implications for the bank Non-Executive Director - You: - Extensive experience at the more »

consistent results to tight deadlines . Job Summary The Head of Quality is a key leadership role responsible for ensuring the highest quality and compliance standards across all aspects of the organization's operations. Reporting to senior management, the Head of Quality oversees developing, implementing, and maintaining robust quality … management systems to ensure regulatory compliance, product safety, and customer satisfaction. Responsibilities Develop and implement comprehensive quality management strategies, policies, and procedures to ensure compliance with regulatory requirements (e.g. FDA, EMA, etc.) and industry standards (e.g. GMP, GDP, GCP). Provide leadership and direction to the … complaints. Conduct risk assessments and implement risk management strategies to mitigate quality-related risks throughout the product lifecycle. Lead internal and external audits, including regulatory inspections, ensuring timely resolution of audit findings, and implementing corrective and preventive actions (CAPAs). Collaborate with cross-functional teams, including R&D, manufacturing more »

results to tight deadlines. Job Summary The Head of Quality is a key leadership role responsible for ensuring the highest standards of quality and compliance across all aspects of the organization's operations. Reporting to senior management, the Head of Quality oversees the development, implementation, and maintenance of robust … quality management systems to ensure regulatory compliance, product safety, and customer satisfaction. Responsibilities Develop and implement comprehensive quality management strategies, policies, and procedures to ensure compliance with regulatory requirements (e.g., FDA, EMA, etc.) and industry standards (e.g., GMP, GDP, GCP). Provide leadership and direction to … complaints. Conduct risk assessments and implement risk management strategies to mitigate quality-related risks throughout the product lifecycle. Lead internal and external audits, including regulatory inspections, ensuring timely resolution of audit findings and implementation of corrective and preventive actions (CAPAs). Collaborate with cross-functional teams, including R&D more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK … Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding more »

a subject-matter expert (SME) with a strong background in MiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/R and MAR control assessments and remediation. Engage with project teams to … evaluate control designs and escalate enhancements. Conduct thorough regulatory control assessments and documentation. Facilitate workshops to validate control assessment outcomes. Design and implement processes and tools for regulatory control assessments. Prioritise and manage remediation items and integrate outputs into standard operations. Perform qualitative reviews and support project management … in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. Active participation in industry forums and monitoring of regulatory standards. Strong understanding of control vs. process and gap analysis in regulatory compliance. Familiarity with risk areas in regulatory or compliance more »

services teams and fee-earners from across the Group in respect of a range of work with particular emphasis on conflicts of interest queries, regulatory compliance, risk and professional ethics. The Solicitor may be required to support other areas of the team from time to time. Role Responsibility … Developing and promoting an understanding of the regulatory and professional environment in which the Group operates. Assisting with regulatory investigations and reporting requirements in conjunction with the COLP and COFA, working closely with colleagues in HR and Finance. Supporting colleagues in the resolution of potential legal and commercial … conflicts. Dealing with ad hoc regulatory and ethics queries. Developing and delivering training on topical risk areas and regulation, in accordance with business needs. Drafting/updating policy documents and guidance notes. Maintaining awareness of regulatory/compliance changes and helping to implement the processes to incorporate more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £50,000 to £55,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of the … Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: KEY more »

Compliance Analyst Industry: Lloyd's Syndicate Hybrid £50,000 to £55,000 Role overview: A rapidly growing Lloyd's Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of the … Managing Agency and Syndicate. Skills, Knowledge, and Experience: Technical knowledge of PRA/FCA/Lloyd's regulations. Experience in a regulatory compliance role within the Lloyd's insurance sector. Experience in financial crime, including sanctions. Ability to work independently and proactively in a fast-paced environment. Pragmatic … and solution-oriented approach to compliance matters. Proven ability to support business initiatives. Excellent verbal and written communication skills, confident in interacting with all levels of staff. Conduct horizon scanning and maintain the horizon scanning log. Email your CV or use the apply feature on this page. Email: (url more »

Looking for an organised, process driven, friendly with strong attention to detail and can-do attitude applicant. You will be dealing with compliance, contracts, finance, payable accounts, billing, compliance, office management, a bit of HR and you will also be dealing with supporting the logistics around the technologies … role/Responsibilities [will include but not be limited to] Vendor and Supplier Agreements: Negotiating agreements with third-party vendors and suppliers to ensure compliance with legal requirements. Regulatory Compliance: Staying up to date with labour laws, regulations, and industry standards in the UK, Europe, USA, and … vendors, terms, cancellation and notice periods and ensuring that we are getting ROI Audit and Documentation: Maintaining accurate records, documentation, and reports to demonstrate compliance efforts and facilitate audits. Timesheets: Ensure that all clients and contractors submit and approve timesheets every week, to enable Finance to bill weekly. Internal more »

Senior Business Analyst - Technology Compliance SME - Fenergo - £120,000 - Hybrid 3 days per week Join an esteemed commodities trading firm positioned for remarkable growth. Our client, a global organization engaging in both physical and financial trading, fosters an entrepreneurial culture akin to a hedge fund. Located in London, they … are looking for a dynamic individual adept at bridging the gap of the technology and compliance functions. Position Summary: We're creating a new role for a Senior Business Analyst with a strong technical and data-oriented approach to bolster our technology compliance and reporting functions. This position … will be pivotal in optimizing our KYC onboarding processes and beyond, utilizing data to streamline reporting and ensure regulatory compliance across our operations. As part of this initiative, they'll be implementing Fenegro/Fen-X, though experience with other compliance vendors is also valued. The ideal more »

DORA Regulatory Business Analyst London Hybrid: 2 Days p/w in Office International Banking Group Day Rate Contract We anticipate a requirement for several Regulatory Business Analysts with experience covering ICT-related infrastructure management, disaster recovery, incident reporting, and/or change management, as well as a … strong understanding of the DORA regulation, to support our financial client's compliance uplift programme. Key Responsibilities: Update policies, procedures, and standards for Capacity Management, Event Management, Systems Monitoring, Disaster Recovery, Incident Management, and Secure Coding to align with existing traceability matrices. Collaborate with tooling developers to ensure all … ICT resilience requirements are covered. Review and compare Regulatory Technical Standards and Implementation Technical Standards to current requirements and modify them as necessary. Uplift reporting templates to meet DORA regulatory requirements as prescribed in existing traceability matrices. Establish ICT processes for Capacity Management, Event Management, Systems Monitoring, Disaster more »

advisors to mitigate risks and secure cost-efficient grid connections. Technology Optimisation: Identify and evaluate emerging technologies and techniques to optimize grid connections, ensuring compliance with distribution and grid codes. Feasibility Studies: Assist with feasibility studies for Private Wire connections, including behind-the-meter setups, routes to export, and … grid capacity assessments. Regulatory Compliance: Ensure compliance with relevant regulations and policies for existing and future connections. Project Support: Assist with project valuations, support due diligence for acquisition opportunities, and aid in project sales. The role is based in the London City office and hybrid working is more »

provide essential support and expertise, enhancing market reach and impact. In this role, you will manage product lines, coordinate new product development, and ensure compliance with regulatory standards. Your efforts will directly contribute to maintaining the company's market-leading position by fostering innovation and driving strategic product … under pressure in a fast-paced environment. Industrial Plastics, Product Management, Strategic Planning, Market Analysis, Competitive Benchmarking, New Product Development, Lifecycle Management, Profitability Management, Regulatory Compliance, Technical Product Support, Innovation in Manufacturing, Stakeholder Engagement, Supply Chain Coordination, Sales Enablement, Industry Standards This opportunity is offered through Roundhouse Recruitment more »

essential support and expertise, enhancing our market reach and impact. In this role, you will manage product lines, coordinate new product development, and ensure compliance with regulatory standards. Your efforts will directly contribute to maintaining the companies market-leading position by fostering innovation and driving strategic product decisions. … under pressure in a fast-paced environment. Industrial Plastics, Product Management, Strategic Planning, Market Analysis, Competitive Benchmarking, New Product Development, Lifecycle Management, Profitability Management, Regulatory Compliance, Technical Product Support, Innovation in Manufacturing, Stakeholder Engagement, Supply Chain Coordination, Sales Enablement, Industry Standards . more »

essential support and expertise, enhancing our market reach and impact. In this role, you will manage product lines, coordinate new product development, and ensure compliance with regulatory standards. Your efforts will directly contribute to maintaining the company's market-leading position by fostering innovation and driving strategic product … under pressure in a fast-paced environment. Industrial Plastics, Product Management, Strategic Planning, Market Analysis, Competitive Benchmarking, New Product Development, Lifecycle Management, Profitability Management, Regulatory Compliance, Technical Product Support, Innovation in Manufacturing, Stakeholder Engagement, Supply Chain Coordination, Sales Enablement, Industry Standards . more »

reach and impact. In this role, you will recieve full training on product specifics and manage product lines, coordinate new product development, and ensure compliance with regulatory standards. Your efforts will directly contribute to maintaining the companies market-leading position by fostering innovation and driving strategic product decisions. … under pressure in a fast-paced environment. Industrial Plastics, Product Management, Strategic Planning, Market Analysis, Competitive Benchmarking, New Product Development, Lifecycle Management, Profitability Management, Regulatory Compliance, Technical Product Support, Innovation in Manufacturing, Stakeholder Engagement, Supply Chain Coordination, Sales Enablement, Industry Standards . more »

Compliance Manager Industry: Lloyds London Market Insurance London/Hybrid £90000 - £(phone number removed) per annum Role overview: This position is for a Compliance Manager with the opportunity working for a top performing speciality insurer. Reporting into the Head of Compliance, you will play a key role … in the stakeholder management, and day-to-day operation of the Compliance function across the group. Required Experience: Extensive experience within the Lloyd's of London insurance market. Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements.The Role: Ensure the organisation's adherence to Lloyd … s Principles. Provide expert advice, guidance, and training to support business needs in regulatory compliance. Oversee and manage the regulatory framework, including horizon scanning for new regulations. Own and manage various compliance due diligence processes. Administer the sanctions and financial crime compliance framework. Develop and implement more »

the project, the candidate must hold a live SC security clearance. Responsibilities: Cyber Security Management Systems (CSMS) aligned with ISA 62443-2-1 standard. compliance with regulatory standards such as NIS Regulations and industry guidelines. security assessments and gap analysis to enhance clients' security posture. and implement OT … Security Policies, Procedures, and Guidelines. risk assessments and support clients in creating OT Security Charters and Target Operating Models. as the SME for regulatory compliance and liaise with UK competent authorities. and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. Experience in … critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

candidate must hold a live SC security clearance. Responsibilities: Oversee Cyber Security Management Systems (CSMS) aligned with ISA (phone number removed)-1 standard. Ensure compliance with regulatory standards such as NIS Regulations and industry guidelines. Perform security assessments and gap analysis to enhance clients' security posture. Develop and … Policies, Procedures, and Guidelines. Facilitate risk assessments and support clients in creating OT Security Charters and Target Operating Models. Serve as the SME for regulatory compliance and liaise with UK competent authorities. Design and evaluate operational technology security architectures. Core Skills: Must hold a live SC security clearance. … Experience in critical infrastructure and ICS. Proficiency in CSMS, ISA/IEC 62443 standards, and regulatory compliance. Experience in security evaluation, policy development, and risk assessment. Ability to engage clients, lead teams, and manage multiple tasks efficiently. Desirable Skills: Recognized OT Security Certifications preferred. more »

timely communication throughout the booking process. Documentation: Prepare and verify export documentation, including commercial invoices, packing lists, bills of lading, and export declarations, in compliance with international trade regulations and customer requirements. Customs Compliance: Ensure adherence to customs regulations and procedures for export shipments. Coordinate with customs brokers … point of contact for export customers, addressing inquiries, providing shipment status updates, and resolving any issues or concerns in a timely and professional manner. Compliance and Risk Management: Ensure compliance with company policies, procedures, and quality standards. Identify and mitigate potential risks associated with export operations, including regulatory compliance, security, and transportation challenges. Continuous Improvement: Identify opportunities for process improvement and efficiency gains within the export operations function. Implement best practices and innovative solutions to enhance service quality and customer satisfaction. Qualifications: Experience in export logistics, with a focus on seafreight operations. Strong knowledge of international more »

the safety and reliability standard levels required to be regarded as a lead supplier of choice in their field. Duties: Oversee and maintain Company regulatory compliance in relation to QSHE. Provide and/or facilitate delivery of training in relation to all QSHE activities. Coordinate change control activities. … induction and toolbox-style training Provide experience to the business on all Health, Safety, and Environmental-related matters Ensure the business environmental arrangements maintain compliance with regulatory requirements Lead and take ownership of the business health surveillance program in conjunction with HR Requirements: Experience managing the QSHE function more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

and related documentation closely aligned with the agreed Security Standards and other industry frameworks that considers Smart DCCs business objectives, technology roadmap, legal and regulatory compliance considerations. Advising on Information Security Compliance for all Smart DCC staff, suppliers and services Facilitating and participating in third party security more »