76 to 100 of 265 Regulatory Compliance Jobs in England

track expenses to ensure financial objectives are met. Work alongside our accounts department to ensure invoices are delivered for projects in the designated timeframes. Regulatory Compliance : Ensure all surveying activities comply with industry standards. Implement safety protocols. Technology and Tools : Ensure team members are trained on technologies and … team members. Budget and Financial Management : Experience in budget planning and financial management. Skills in cost estimation and managing project finances to maintain profitability. Regulatory Knowledge : Understanding of the legal and regulatory environment related to surveying. Knowledge of health and safety regulations and compliance requirements in the more »

the operational resilience of a renowned financial institution? Our client is seeking an experienced Operational Resilience Framework Lead VP to spearhead efforts in ensuring regulatory compliance and operational stability across the UK (FCA/PRA) and EU regions, including compliance with the Digital Operational Resilience Act (DORA … Resilience Framework Lead VP, you will play a pivotal role in developing, embedding, and managing our client's operational resilience framework to align with regulatory requirements. You will lead a team of 6 business partners, overseeing critical functions such as important/critical function mapping, scenario testing, impact assessments … and engagement across business areas. Reporting to governance committees, you will ensure transparency and adherence to regulatory mandates while supporting senior management conversations and collaborating with second-line colleagues to identify risks. Key Responsibilities: Develop, embed, and manage the operational resilience framework, tools, and methodologies in line with regulatory more »

playing a critical role, you will work alongside the business to help it transform its operating IT environment by identifying potential risks and ensuring compliance with industry standards and regulations. The successful candidate will possess strong analytical skills, attention to detail, and the ability to communicate effectively with various … home-working or hybrid 3 days in the London office. YOUR PROFILE: Experience in IT or Operations internal auditing, Sox ITGC, risk management, IT compliance, IT project management, information security, software development or technology (either in implementation, operation or assessment role). Professional certification (IIA, CISA, CISM or equivalent … and spoken). Familiarity with COSO, COBIT, ISO and ITIL frameworks. PREFERRED QUALIFICATIONS: Good understanding of information security principles and frameworks, data protection and regulatory compliance (example: ISO27001, GDPR, PCI DSS etc.). Third party assurance experience (SOC 1, SOC 2 etc). Experience with complex IT/ more »

or has worked within, an ISO 27001 accredited organisation and awareness of information security requirements. Knowledge of data governance principles, data quality management, and regulatory compliance requirements (e.g. GDPR, SOX) is desirable. Data Analyst Due to the volume of applications received for positions, it will not be possible more »

with clients, you'll embody our brand values at every turn. Your dedication to customer-first interactions will solidify our position as industry leaders. Compliance & Security: Uphold regulatory compliance and security standards, ensuring the safety and integrity of our operations at all times. What We're Looking more »

and maintaining robust financial crime prevention measures. Key Responsibilities: Assist the MLRO in developing and implementing AML policies, procedures, and controls in line with regulatory requirements and industry best practices. Contribute to ongoing risk assessments and monitoring transactions for suspicious activities, reporting any findings to relevant authorities. Participate in … AML training and awareness programs for employees, fostering a culture of compliance and integrity. Stay updated on regulatory developments and assess their impact on the company's AML/CFT (Counter Financing of Terrorism) measures. Collaborate with internal stakeholders, external partners, and regulatory bodies on AML-related … and reviews to assess the effectiveness of AML controls and recommend enhancements as necessary. Your Qualifications: 3 to 5 years of experience in a compliance role within the financial services industry, with exposure to AML/CFT compliance. Knowledge of AML/CFT regulations, compliance frameworks, and industry more »

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct … and data protection regulatory compliance. Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries more »

and maintaining robust financial crime prevention measures. Key Responsibilities: Support the MLRO in developing and implementing AML policies, procedures, and controls in line with regulatory requirements and industry best practices. Assist in conducting ongoing risk assessments and monitoring transactions for suspicious activities, reporting any findings to relevant authorities. Contribute … to AML training and awareness programs for employees, fostering a culture of compliance and integrity. Stay abreast of regulatory developments and assess their impact on the company's AML/CFT (Counter Financing of Terrorism) measures. Collaborate with internal stakeholders, external partners, and regulatory bodies on AML … and reviews to assess the effectiveness of AML controls and recommend enhancements as necessary. Your Qualifications: Minimum 4 years of experience in a senior compliance role within the financial services industry, specializing in AML/CFT compliance. In-depth knowledge of AML/CFT regulations, compliance frameworks, and more »

An international Bank is seeking a dynamic individual to join its busy Operations area as 1LoD regarding regulatory risk reporting on a 1-year maternity cover. Your responsibilities will include: Assisting the Head of Operations to ensure the team meet the regulatory requirements/internal policies Review ing …/analys ing upcoming regulatory compliance requirements e.g., CoP ( Confirmation of Payee ) Identify ing emerging risks and report ing details to relevant business areas Oversee ing regulatory change initiatives R eporting on risk matters to ensure external c onduct and PRA reporting obligations are met Assisting in … updating internal policies to mitigate regulatory risk Your experience must include: Proven experience of payments operations and regulatory risk reporting gained within international banking Strong knowledge of bank policies/procedures, FCA guidelines and money laundering prevention Ideally exposure/experience of CoP (Confirmation of Payee) project Good more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

data inputs and outputs. Evaluate, select, and manage appropriate data engineering tools, technologies, and infrastructure, with a focus on scalability and automation. Work with compliance and risk management teams to ensure adherence to data privacy, security, and regulatory compliance standards. Communicate complex technical concepts clearly to non more »

Ensure client satisfaction and address any concerns or issues promptly. Technical Expertise: Stay updated on the latest advancements in green technologies, sustainability practices, and regulatory requirements. Conduct technical evaluations and provide recommendations for the most effective and efficient solutions. Prepare and present technical proposals and reports to clients and … stakeholders. Financial and Regulatory Compliance: Secure necessary permits and ensure compliance with local, state, and federal regulations. Identify and apply for available grants, incentives, and financing options to support project funding. Monitor project expenditures and manage financial performance to achieve profitability targets. Team Leadership and Collaboration: Lead more »

week) Job Description: Job Brief To develop, implement, and maintain data governance policies and practices using Azure services. This role ensures data quality, security, compliance, and effective data governance across the organization. Key Responsibilities: Data Governance Strategy: Develop and implement data governance frameworks, policies, and standards. Collaborate with stakeholders … access with Azure Active Directory and safeguard sensitive information with Azure Key Vault. Implement data retention and archiving policies with Azure Synapse Analytics. Monitor compliance using Azure Monitor and Azure Security Center. Architectural Skills: Design and implement data governance architecture using Azure services. Develop automated data movement and transformation … processes. Ensure alignment with regulatory compliance standards like GDPR and HIPAA. Qualifications: Minimum of 10 years of experience in data governance or a related field. Strong expertise in Azure services (Purview, Data Factory, Synapse Analytics, Active Directory, Key Vault). Knowledge of data governance principles and compliance more »

team of c. 10+ globally and will look after a broad range of work, including: Drafting and implementing internal policies and procedures Legal and Compliance training Advising on IP, Technology, Data Protection, Regulatory Compliance, Employment etc Responsibility for regulatory advise Advising on any legal Issues that … PQE) Experience of both Private Practice and inhouse (max 2 moves) is a MUST A strong Corporate background is vital with experience dealing with regulatory and securities related matters. Significant experience drafting and negotiating client-facing commercial contracts. Strong leadership experience managing a global team. Strong interpersonal skills with more »

data flows to improve Data Quality for downstream processes and the delivery/implementation of process and policy improvements. Particular expertise required: Familiarity with regulatory requirements related to Credit Risk and Rating Systems and ideally Parental Support Rating Systems Experience of delivering change within a Data Programme and dealing … provides solutions using analytics, tools, and models to identify, measure and manage key risks.GRA currently covers Wholesale Credit and Market Risk, Financial Crime Risk, Regulatory Compliance and Operational Risk. As GRA is focused on model development and ownership, its activities are considered First Line of Defence. Role Context … awareness of modelling tools, techniques and systems Risk system architecture across Risk sub-functions – where relevant. Data management approaches and technology Understanding of the regulatory framework within which HSBC operates globally. Experience Proven track record as an outstanding analyst or consultant Overall financial services industry knowledge with specific functional more »

dynamic Finance Function in the BCG London office as a Senior Tax and Partnership Accountant. In this role, you will ensure tax, partnership, and regulatory compliance across the BCG UK Group while acting as a strategic business partner to various functions. Reporting to the Tax Senior Manager, you … will regularly collaborate with the UK and EMESA Tax Senior Directors, as well as the broader Finance team. What you'll do Compliance and Reporting: Work alongside the Partnership Accountant and act as an alternative contact for Partners. Responsibilities include preparing and accounting for profit statements, drawings, tax reserves … and tax payments. Oversee VAT, GST, WHT, Corporate, and Partnership tax payments, reporting, and compliance. Liaise with external advisers on tax compliance, including the provision of supporting analysis. Manage accounting for tax provisions, balance sheet reconciliations, and reserves. Review and develop relevant process notes. Process Improvement and Collaboration: Collaborate more »

Security Assurance Analyst to support their existing team. THE ROLE: Information Security Assurance Analyst The Security Assurance Analyst will participate in activities related to regulatory compliance, cyber security assessments of vendors/delegated authorities, IT audits/assurances, security awareness and training initiatives, and the management and reporting … ensuring the confidentiality, integrity, and availability of enterprise services. This position involves working closely with key stakeholders across the business, including Procurement, Delegated Authority, Compliance, Risk, Operations, and the broader Technology Services team. KEY RESPONSIBILITIES: Information Security Assurance Analyst Be part of a dedicated Information Security team, contributing to … records of all third-party cyber security assurance findings. Facilitate cyber security discussions with third parties to support and enhance their security posture. Perform compliance reviews for new software requests. Offer guidance and assist business stakeholders with Information Security communications across the organization. Collaborate with colleagues to support Information more »

play a crucial part in ensuring the seamless onboarding and management of institutional segregated and pooled fund investors. Responsibilities include: Collaborating internally with Legal, Compliance, Investment Operations, Client Operations, Finance, Fund Operations, Investment, and Implementation Teams. Liaising directly with clients to understand their requirements and ensure they are met … main point of contact throughout their process. Establishing efficient servicing and operating processes with third-party representatives appointed by clients. Working closely with the Compliance department to meet all regulatory obligations, particularly related to Anti-Money Laundering (AML) processes for new clients. Providing regular, clear, and detailed updates … of new Funds and support transitional activities for existing funds. Setting up client portfolios and maintain records on internal systems. Maintaining knowledge of the regulatory landscape and support the implementation of strategic and product initiatives Qualifications: At least 5+ years relevant experience in client onboarding/transitions or operational more »

Standards Job Description: Job Brief To develop, implement, and maintain data governance policies and practices using Azure services. This role ensures data quality, security, compliance, and effective data governance across the organization. Key Responsibilities: Data Governance Strategy: Develop and implement data governance frameworks, policies, and standards. Collaborate with stakeholders … access with Azure Active Directory and safeguard sensitive information with Azure Key Vault. Implement data retention and archiving policies with Azure Synapse Analytics. Monitor compliance using Azure Monitor and Azure Security Center. Architectural Skills: Design and implement data governance architecture using Azure services. Develop automated data movement and transformation … processes. Ensure alignment with regulatory compliance standards like GDPR and HIPAA. Qualifications: Minimum of 10 years of experience in data governance or a related field. Strong expertise in Azure services (Purview, Data Factory, Synapse Analytics, Active Directory, Key Vault). Knowledge of data governance principles and compliance more »

achieving the very best outcome for their clients. Chambers now seek a Chambers Administrator to deal with all aspects of Chambers administration, to include compliance, pupillage applications, and contractual agreements. The successful candidate will be working closely with the Clerks and Marketing Department. CHAMBERS ADMIN LEAD ROLE * To be … Deliver inductions for new members, pupils and staff in respect of chambers manuals and procedures, constitution, housekeeping, financial information etc relevant to their role. Regulatory compliance * To ensure Chambers’ operates within the code of conduct of the BSB and ensure compliance with Bar Council requirements. * To keep … up to date with BSB requirements. * Ensuring individual members remain compliant at all times in respect of BMIF, practising certificates, CPD and data protection. * Regulatory audits and checks. STAFF * Liaise with HR to ensure reviews and implementation carried out * To monitor and track staff holidays/leave * Directly line more »

Quality Assurance and Regulatory Lead Assistant Kent £38,000-£44,000 Our client, who specialise in plant-based products, made in the UK, are looking to recruit a key position in their technical team. The roles’ primary focus is to actively ensure that they meet industry, customer, external accreditation … and legislative requirements both for Quality/Food safety and Regulatory, ensuring they are both legally compliant and adhering to external accrediting & compliance bodies standards. Key Accountabilities • Prioritise the QMS and its importance to the business • Demonstrate working knowledge and experience of HACCP/TACCP/VACCP • Implement … quality aspects are factored in • Ensure new ingredients, products, processes and equipment are smoothly integrated into everyday operation • Ensure the company remains compliant to regulatory requirements • Liaising with external bodies as required • Implement, monitor and review policies, procedures • Producing and ensuring all labelling is compliant for both regulatory more »

you will play a pivotal role in overseeing significant maintenance projects across beautiful and historic estates. This position involves managing high-value contracts, ensuring compliance with legal and regulatory standards, and enhancing operational efficiencies across the university's expansive infrastructure. Within this role you will receive comprehensive benefits … the university's strategic objectives. Vendor Management: Manage relationships with external vendors and contractors, ensuring they meet or exceed contractual obligations and performance standards. Regulatory Compliance: Ensure all contracts and procurement activities comply with current laws and university policies, providing guidance on contract matters to senior management. The … collaborative relationships. Contracts Manager, Procurement Specialist, Project Management, University Infrastructure, Strategic Sourcing, Vendor Management, Contract Negotiation, Educational Sector, Supply Chain Management, Operational Efficiency, Legal Compliance, Risk Management, Stakeholder Engagement, Reading UK Jobs, Facilities Management, Cost Reduction, Performance Monitoring This opportunity is brought to you by Roundhouse Recruitment Limited. To more »

customers and the competitive landscape. You will lead operational strategic projects in collaboration with the Project Manager and work closely with technical, operations, legal & regulatory, customer care, marketing, and sales teams to drive product success and achieve business objectives. This role requires strong coordination with the local product team … Continuous Improvement: Implement a continuous improvement process for existing products based on customer feedback and market dynamics to enhance product features and maintain competitiveness. Regulatory Compliance: Ensure all postpaid products comply with relevant industry regulations and company policies, mitigating any legal or compliance risks. Stakeholder Communication: Regularly more »

define technology requirements and deliver solutions that meet the needs of our clients and business stakeholders. Stay abreast of industry trends, emerging technologies, and regulatory developments in asset management and financial services, leveraging insights to inform technology strategy and drive business growth. Ensure compliance with industry regulations and … big data technologies. Excellent communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization. Experience with regulatory compliance (e.g., SEC, FINRA, GDPR) and security best practices in the financial services industry. Proven track record of successfully delivering complex technology projects more »

e.g., CloudWatch, Stackdriver, ELK Stack). Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC). Collaborate with IT security teams to conduct regular security assessments, vulnerability scans, and penetration tests of cloud … subnets, routing, load balancing, and security groups in cloud environments. Knowledge of cloud security best practices, identity and access management (IAM), encryption mechanisms, and regulatory compliance requirements in financial services (e.g., SEC, GDPR). Excellent analytical, problem-solving, and troubleshooting skills, with a keen attention to detail and more »