1 to 11 of 11 Compliance Specialist Jobs in the UK

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject … matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements. as a conduit between the UK Legal Entity Compliance Oversight team, Global Compliance Framework team and Global Regulatory change programme. as the Compliance Specialist providing Asset … Servicing entity support for all Compliance matters. a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU an active participant in the identification and implementation of improvements to benefit the wider EMEA Compliance sphere to ensure a best-in-class more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector … offering a range of services and advanced technology solutions. What we're looking for: In-depth understanding of Legal and Compliance Regulations, focusing on SIPP and ISA products and HMRC laws Strong leadership and critical thinking for risk assessment Exceptional problem-solving with acute attention to detail Skilled in … off for your birthday Private Healthcare Smart Pensions Plan Hybrid working options Perks at work Team social events Are you interested in the Technical Compliance Specialist and would like to be considered? We would love to hear from you! Click the apply button now or contact us on more »

Compliance Specialist £80k A leading brand in the FS space, who specialise in supporting firms with advisory, risk management and capital requirements, are looking for a Compliance Specialist to tackle a broad role in Governance and Compliance. The role Develop the current compliance programme (policies … Maintain up-to-date knowledge of industry regulations in an advisory capacity Manage current and new regulatory projects Your profile Understanding of Financial Markets Compliance Knowledge of UK (EU) regulations Comfortable managing regulatory change projects and horizon scanning/watching Excellent soft skills For full details please apply here. more »

Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am currently work with one of the world's leading manufacturing businesses and their brand new Health Care business as a Data Compliance Specialist. This is a fully home based role with very … occasional travel (circa once a quarter) for team meetings. This is an ideal opportunity for an experienced and diligent Data Compliance Specialist with a demonstrable track record in working with vast quantities of data and working on large scale projects. My clients has a terrific reputation as an … will reward you with both an attractive salary and benefits package then get in touch to find out more. Key Responsibilities Manage GDPR/Compliance projects of various duration lengths using defined company processes and tools to produce the desired results. Schedule, coordinate, document and monitor all compliance more »

Technical Compliance Specialist - Ferndown Hybrid - Up to £40,000 What you'll be doing: As the Technical Compliance Specialist, you'll assess and implement legislative changes, ensuring our products meet industry standards. About the company: Our client is a leading infrastructure provider in the wealth sector more »

Compliance Learning Specialist Locations: Epsom Salary: Circa £60,000 plus benefits Job Type: Full-time Working Pattern: Hybrid (2 days per week in office, 3 days remote) Annual bonus of up to 10% Private medical insurance Pension contributions: up to 6% employee, 15% employer. On-site gym and … to the location being not close to a train station) Latham and Bond HR are currently supporting our client in their search for a Compliance Learning Specialist. In this role, you will have the opportunity to work collaboratively with the Compliance and Quality Assurance teams to develop and … interventions that are crucial for maintaining focus on optimal customer outcomes. Additionally, you will play a key role in shaping the future landscape of compliance training, ensuring the cultivation of the right cultural framework within the organisation. Your responsibilities will include designing, developing, and delivering comprehensive financial services training more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Specialist to join their team in Edinburgh. This role will support the management of aspects relating to UK Export Control and Trade Compliance. Responsibilities: Ensure compliance with company procedures for record keeping to … imported goods under Customs control to fulfill financial obligations. Collaborate with Project Teams and functions to ensure proper management of Export Control and Trade Compliance aspects of Equipment and Technology (including data) in alignment with UK and Foreign export authorizations. Support preparations for internal/external audits concerning Export … Control and Trade Compliance matters. Provide guidance to Project Teams for compliance with UK Export Control regulations and internal corporate policies. Advise on the most suitable and valid UK export licenses, including MOD Form 680s, End User Undertakings, and other necessary government permissions for exporting from the UK. more »

The company: A people-centred business in the North East is searching for a Governance Risk and Compliance Specialist to join the team. This business has recently received huge investment from a global tech phenomenon and is looking to drive technical innovation across its platforms and applications. They … security teams as well as a data protection team, you'll play a crucial role. Your primary responsibilities will involve: Establish an effective technical compliance framework. Ensure that the business maintains a robust security posture while remaining agile and competitive. Work closely with compliance experts, technology teams, and … risks. Maintaining and enhancing the Information Security Management System (ISMS), policies, standards, and processes Lead in audits, partnering with external test houses and Group compliance teams. Ensure that all platforms meet all technical compliance requirements set by local and international regulators. Key skills required for this role: Experience more »

Sewell Wallis are currently recruiting for an Internal Control and Compliance Specialist to join an international Tech business with offices in Leeds. This is a great time to be part of a growing and fast paced business where you will play a pivotal role within the Finance team. … Reporting to the Senior Management team, your responsibilities will include:- Reviewing process within both finance and operations ensuring compliance with the relevant legislation Reviewing tax accounting processes Documenting accounting policy procedures, formalising reviews and reviewing and establishing a robust internal control environment Establishing suitable internal controls to to mitigate … non-compliance and ensure processes are adaptable to business growthRequirements Fully qualified Accountant, ideally ACA/ACCA Experience of working within internal control and compliance and ability to implement robust internal control procedures Excellent communication skills Ability to work with key stakeholders across the wider business and to more »

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. This position supports our cyber security and ESG certification programme, and the successful candidate will need extensive experience in … compliance activities associated with ISO 27001, ISO 9001 and SOC 2 as a minimum . The nature of this position requires contact with company employees at all levels as well as contact with external auditors, client representatives, vendors and other business-related representatives. What You'll Do: Work with more »

a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the business in implementing regulatory change. Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. Assist in … the design and maintenance of the compliance training content. Support the delivery of the Compliance team’s key processes and controls, production of monthly MI, KRI/KPI and risk reporting. Lead on tracking regulatory horizon developments in the UK as they relate to financial crime. Support on … the annual Group Financial Crime Risk Assessments. Assist the MLRO to prepare the annual MLRO Report. Manage and oversee updates to the framework of Compliance Policies, Manuals and Procedures, including approvals via relevant committees. Manage and oversee responses to counterparty diligence requests. Support the Operational Due Diligence Team on more »