Gather assets for fee-based and traditional brokerage accounts Go on calls with clients and potential clients Maintain a high level of compliance with FINRA, SEC, and firm rules and regulations M eet sales quotas A ssess client's overall financial picture, truly understand their needs and then develop a more »
relevant experience in the financialindustry and customer service experience strongly preferred Working knowledge of Microsoft Word, Excel, and Outlook; knowledge of Salesforce desirable FINRA Series 7 and 66 licenses required Relationship management skills A thorough understanding of a client service environment E.O.E From our first day in business, Wintrust more »
financialindustry and customer service experience strongly preferred Working knowledge of Microsoft Word, Excel, and Outlook; knowledge of First Clearing system and Salesforce desirable FINRA Series 7 and 66 licenses and Illinois Insurance License preferred, but not required to start Relationship management skills Benefits Medical Insurance • Dental • Vision • Life insurance more »
and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period. FINRA registrations required within three months. State insurance licenses will be required. As an associate, you are required to complete ongoing training offered by the firm and … regulatory authorities (FINRA and SEC), as well as required CE training to ensure licenses remain in good standing. Awards & Accolades At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received. more »
agency. Access to reliable transportation and ability to travel up to 65% within the city, to and from client sites. Registration as a licensed FINRA Registered Representative (SIE, Series 6/7 or equivalent license, and Series 63 if applicable), Registration as an Investment Advisor Representative (Series 65/… Registration as a FINRA Securities Principal (Series 24/26). You promote a culture of diversity and inclusion, value different ideas and opinions, and listen courageously, remaining curious in all that you do. Individuals who do not meet the above requirements upon hire will be required to obtain the more »
agency. Access to reliable transportation and ability to travel up to 65% within the city, to and from client sites. Registration as a licensed FINRA Registered Representative (SIE, Series 6/7 or equivalent license, and Series 63 if applicable). Registration as an Investment Advisor Representative (Series 65/… . Registration as a FINRA Securities Principal (Series 24/26). You promote a culture of diversity and inclusion, value different ideas and opinions, and listen courageously, remaining curious in all that you do. Individuals who do not meet the above requirements upon hire will be required to obtain more »
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
the Private Client Group. Ensures timely financialregulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations. Responsibilities: Financial Oversight - Manages all … RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financialregulatory reports to the FinancialIndustryRegulatoryAuthority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit. more »
applicable regulations. Maintains a department-wide system that ensures consistent monitoring of document or information requests. Business Proficiency - Maintains a strong knowledge of FinancialIndustryRegulatoryAuthority requirements, U.S. Securities and Exchange Commission regulations, Bank policy, and other mandatory rules affecting securities and trade. Utilizes knowledge to provide guidance and more »
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
registrations may be obtained at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate, you are required to complete all ongoing training offered by the firm and more »
