be responsible to accurately risk assess new and existing clients through conducting Politically Exposed Persons (PEP), Sanctions, and Adverse Media screening and escalating potential AML concerns to senior management while at the same time ensuring a seamless on-boarding and on-going review processes to the clients. The ideal candidate … of current UK and EU regulatory requirements and relevant financial industry know-how concerning the Customer Due Diligence, employing a risk-based methodology and AML standards. Applicants should have extremely good communication skills and should have the ability to multi-task, attention to detail and maintain focus and motivation while … experience in KYC/AML. Knowledge of standard Anti-MoneyLaundering (AML) prerequisites, including JMLSG (Joint MoneyLaundering Steering Group) guidelines and MoneyLaundering Regulations. Experience of analysing complex company legal structures. Understanding of risk assessment more »
Job Description BA - Business Analyst with AML - City London Our Client is seeking to recruit a Business Analyst with Anti-MoneyLaundering skills - so a BA with AML. You must have a thorough understanding of Anti-MoneyLaundering … processes and regulations as a Business Analyst. Perform business analysis to support the deployment of Anti-MoneyLaundering - AML software products to meet clients' business requirements Communicate with clients to assess solution fit and identify product gaps Ensure requirements are accurately specified, communicated and … practical experience of compliance within the Financial Services industry (banking, brokerage or insurance) Preference will be given to candidates with experience in Anti-MoneyLaundering Must have customer facing experience, preferably in a Consulting or Professional Services capacity Strong written and verbal communication skills more »
An esteemed US law firm is looking for a highly skilled and experienced Anti-MoneyLaundering (AML) Manager to join their London team. As an AML Manager, you will be responsible for overseeing AML across the firm and serve as the subject matter expert … for the firm in relation to AML, CTF and sanctions compliance requirements. Key Responsibilities for the AML Manager: Develop and implement … robust AML policies, procedures, and controls in accordance with applicable laws and regulations. Conduct ongoing risk assessments to identify and mitigate potential moneylaundering and terrorist financing risks associated with the firm's clients, transactions, and activities. Serve as the primary point of contact for AMLmore »
components of a work ethic taken very seriously since the company was founded in 1959. Tradition is currently seeking to appoint an Anti-MoneyLaundering Analyst to be based within the London office. Main responsibilities within the Anti-MoneyLaundering Analyst position include: To act as an advisory and control function for the purpose of complying with regulatory and internal requirements to combat AML/CFT To work within and assist in the development of the second Line of Defence Client On-boarding Function within the Compliance Department. To … role: Sound Knowledge of Client On-boarding process Sound knowledge of related processes such as the Know Your Customer (KYC) and the Anti-MoneyLaundering Regulations. Understanding of client regulatory & Tax classification – Mifid, FATCA, CRS Understanding of the EU/US/UK Sanctions more »
and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-moneylaundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and implement controls to mitigate identified risks. Provide guidance and training to employees … compliance roles within the financial services industry, with specific experience in trade finance preferred. In-depth knowledge of relevant regulations and standards, such as AML, KYC, and sanctions. Strong understanding of trade finance products and services. Excellent communication and interpersonal skills, with the ability to effectively interact with stakeholders at … all levels of the organization. Proven leadership experience, with the ability to manage and develop a team. Professional certifications such as Certified Anti-MoneyLaundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) preferred. more »
London, England, United Kingdom Hybrid / WFH Options
Infocredit Group Ltd
Job Description Job Title: Business Development Sales-Compliance Consultant - AML Solutions (Contract basis/UK) Company: Infocredit Group, Strategic Partner of LexisNexis Risk Solutions About Us: InfoCredit Group, strategic partner with LexisNexis Risk Solutions, is a pioneer in delivering sophisticated anti-moneylaundering (AML … the financial sector. Position Summary: We are looking for a proactive and driven remote contract role for a business development consultant to expand our AML solutions market in Ireland. This role is key to developing new business avenues, building client relationships, and promoting our advanced suite of AML products. The … Business Development Consultant will be responsible for consulting, business planning, and communication with clients and stakeholders. Key Responsibilities: Drive sales and business growth for AML solutions across the Irish market. Identify and capitalize on new business opportunities within the financial services industry. Forge and maintain robust relationships with key stakeholders more »
London, England, United Kingdom Hybrid / WFH Options
Aquent UK
Job Description Job Title: MoneyLaundering Reporting Officer Client Location: Central London - Hybrid (3 days on-site) Starting: May 2024 Salary/Pay Rate: up to £169.000 per annum, pro rata- PAYE Hours: Full-time Duration: 6 months Are you a seasoned professional with expertise in … of regulatory frameworks such as FCA and NCA, and a track record of leading high-performing teams? We are seeking a talented MoneyLaundering Reporting Officer to join our tech client's Risk and Compliance Solutions (RCS) function, overseeing compliance for the company's Payments UK … up to £650 per day (PAYE). Equvalent of up to £169.000 per annum, pro rata (PAYE). Position Overview: As the MoneyLaundering Reporting Officer, you will be responsible for leading the second line of defense compliance function, ensuring adherence to all legal and regulatory more »
London, England, United Kingdom Hybrid / WFH Options
Fruition IT
financial services sector Excellent communication and stakeholder management skills Any experience in financial crime or anti-moneylaundering (AML) will be highly beneficial System Analytics Lead - Salary & Benefits: Basic salary circa £60,000, depending on experience Company bonus - up to 15% max. Enhanced company more »
Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-moneylaundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a subject matter expert for the first … the financial services or consultancy sectors, preferably within MiFID firms. Thorough comprehension of the UK regulatory landscape for financial services, encompassing MiFID II and AML/CTF regulations. Exceptional analytical prowess and adept problem-solving abilities. Excellent communication and interpersonal capabilities, fostering relationships with colleagues throughout the organization. Proficiency in more »
diverse set of stakeholders. Prior experience of participating in UAT projects Experience of Client Screening, Anti-MoneyLaundering (AML), KYC systems/processes Experience in Financial Services with a good understanding of core banking products Experience in working with International delivery teams An experienced more »
cryptocurrency, blockchain technology, and digital assets. Advise clients on regulatory compliance issues, including securities laws, anti-moneylaundering (AML) regulations, and tax implications. Draft and review legal documents, including whitepapers, terms of service, privacy policies, and token sale agreements. Assist clients with structuring and more »
cryptocurrency, blockchain technology, and digital assets. Advise clients on regulatory compliance issues, including securities laws, anti-moneylaundering (AML) regulations, and tax implications. Draft and review legal documents, including whitepapers, terms of service, privacy policies, and token sale agreements. Assist clients with structuring and more »
the bank. Conduct compliance monitoring reviews to ensure adherence to regulatory requirements. Assist in maintaining Anti-MoneyLaundering (AML) obligations and identifying financial crime risks. Skills You'll Bring ICA or equivalent qualification in Compliance, Risk and/or governance or working towards. Certificate more »
Deputy MoneyLaundering Reporting Officer (DMLRO) Financial Services London We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, specialising in offering fast and flexible bridging loans and buy-to-let mortgages to our … for assisting and where appropriate deputising for the BFLMLRO/NO in ensuring that the firm complies with all relevant and applicable anti-moneylaundering and counter-terrorist financing (including sanctions) legislation and regulations. The role involves: Oversight of the firm's AML/… portfolio management, and Assisting the BFLMLRO in any ad-hoc projects or assignments as required. Role Requirements: At least 4 years of experience in AML/CTF & Sanctions compliance, within the financial services industry. Knowledge of relevant legislation and regulations Working knowledge of business wide risk assessment and customer risk more »
new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-moneylaundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and 2) and Form PF. Organise more »
alignment with the company's vision and customer needs. Understand and manage the entire payment cycle, including KYC (Know Your Customer), AML (Anti-MoneyLaundering), PEP (Politically Exposed Persons) checks, reconciliation, and fraud monitoring. Analyze and comprehend the business models of card issuing and … or banking industry, with a strong focus on card issuing and acquiring. Understanding of the end-to-end payment cycle, including regulatory checks (KYC, AML, PEP) and fraud monitoring. Experience working with card schemes and a solid grasp of their operational and compliance requirements. Proven ability to work independently and more »
Greater London, England, United Kingdom Hybrid / WFH Options
ComplyLens Limited
London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory Change Business Analyst role, with the flexibility for remote work. more »
and others. • Respond to inquiries and resolve issues from clients, ensuring a high level of customer satisfaction. • Assist with compliance efforts, including KYC/AML procedures and reporting requirements. Qualifications: • Bachelor's degree in finance, business administration, or a related field. • Minimum of 2-3 years of experience in operations more »
any projects that require FCMO SME input in relation to data sets and the monitoring systems. Accountabilities & Responsibilities Work with the fraud, sanctions, and AML analysts and using data from the systems, drive understanding of trends noted. Ensure all sanction lists observed by the organisation are correctly loaded into the more »
operational matters to internal stakeholders. Requirements Some experience in card acquiring, including working directly with card schemes or with other acquirers Strong grasp of AML, due diligence, and risk management principles is crucial, alsong with the ability to swiftly pinpoint potential risks and their sources Strong attention to detail and more »
operations. Foster a culture of regulatory compliance awareness and ethical conduct throughout the organization. 6. Internal Collaboration: Collaborate with internal stakeholders, including legal, finance, AML/CTF risk management, and operations teams, to ensure alignment of compliance efforts with business objectives. Provide regulatory advice and support to product development and more »
testing · Develop and maintain compliance policies and procedures · Regulatory filing · Financial promotions and marketing compliance reviews · PA dealing · G&E · Compliance training · Client onboarding (AML and KYC) · Ad hoc project work Requirements: · Bachelor's degree in Finance, Economics, Law, or a related field. · Prior experience (3+ years) in a generalist more »
level or equivalent professional qualification. Excellent financial, qualitative and credit analysis skills. Good negotiation skills and understanding of contractual frameworks. Understanding of KYC and AML processes and requirements is a plus. Fluency in English – both written and verbal compulsory. Fluency in another language will be a strong advantage. Understanding of more »
London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
service providers – prime brokers, auditors, fund’s administrator, directors Review of the fund audited financial statement, over a 3-year period if available Perform AML/KYC due diligence review of manager and fund Written operational due diligence reports for presentation to the Investment Committee Operational Due Diligence – Monitoring activities more »
out’ the Oversight program, ensuring that a board range of risks and controls are managed, including the areas of: KYC/KYB, Governance, EWRA, AML/CTF, Sanctions, Fraud, Transaction Monitoring, Information Security, Complaints, Card Scheme rules (Mastercard and VISA), Marketing and Promotional material, etc Responsibilities Develop, implement, and maintain … for electronic money institutions, including the Payment Services Regulations (PSR), the Electronic Money Regulations (EMR), AML/CFT (Anti-MoneyLaundering/Countering Financing of Terrorism) regulations, JMLSG and FATF guidance and FCA Handbook. A strong understanding of the risks more »