ComplianceAnalyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a ComplianceAnalyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯
ComplianceAnalyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a ComplianceAnalyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯
ComplianceAnalyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a ComplianceAnalyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯
london (city of london), south east england, united kingdom
fs talent
ComplianceAnalyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a ComplianceAnalyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯
We are only as good as our team. Thus, we are building the firm around exceptional talent. The role We are now seeking an experienced, dedicated, and proactive Senior ComplianceAnalyst to join our growing Compliance team. This is an exciting opportunity for a knowledgeable compliance professional with min 4-6 years of Compliance buy … side experience to take on greater responsibility in the execution and enhancement of the firm's compliance programme. The ideal candidate will have buy-side experience and a solid understanding of compliance practices, including monitoring, regulatory reporting, AML/KYC processes, and policy management. This role reports to the Head of Compliance and involves cross-functional collaboration … with internal stakeholders and external partners. Responsibilities Compliance Operations & Monitoring Conduct first-line review of financial promotions and marketing materials to ensure they meet FCA standards and internal policy requirements. Take the lead in executing and improving the firm's Compliance Monitoring Programme, including PA Dealing, Gifts & Entertainment, conflicts of interest, breach registers, attestations, and regulatory reporting. Maintain More ❯
Inline PMO - Compliance & Financial Crime Analyst Ref: CC46832 A highly successful IT and telecommunications services company is currently recruiting an Inline PMO - Compliance & Financial Crime Analyst to work at their client site in zone 1. In this role, you will be responsible for supporting all the planning activities related to the implementation of Head Office Group … initiatives, ensuring that technology-driven projects align with regulatory standards and mitigate financial crime risks. The ideal candidate should have strong project management experience and a deep understanding of compliance and financial crime regulations. TYPE: 6 months (Rolling Contract) WORKING HOURS: Mon - Fri 9am - 5pm SALARY: up to £50k depending on experience paid commuting costs up to zone … START: ASAP LOCATION: Central London Inline PMO - Compliance & Financial Crime Analyst Main Responsibilities: Oversight & Monitoring: Challenge and validate data in plain view including status, progress, milestones, RAIDs and Financials Ensure all IT projects comply with internal control frameworks and external regulatory requirements Identify and assess risks related to compliance and financial crime systems Support portfolio lead to More ❯
