3 of 3 Compliance Analyst Jobs in the Thames Valley

Compliance Analyst – FCA-Regulated FinTech/Investment Firm £45-£55k Plus benefits and bonus A high-growth, FCA-regulated FinTech specialising in institutional FX solutions is looking for a Compliance Analyst to join its expanding team. The business is well-capitalised, backed by a leading global investment firm, and combines deep market expertise with cutting-edge … technology to deliver best-in-class solutions to its clients. This is an exciting opportunity for someone with a solid compliance foundation who is eager to gain broad exposure across monitoring, advisory, regulatory change, and financial promotions in a fast-paced, collaborative environment. Why Join? Exposure to a wide variety of compliance areas — not just AML/financial … base and a dynamic product offering in the FX space. A busy, supportive team where you’ll learn quickly and make an impact. The Role: Deliver and enhance the compliance monitoring programme. Provide guidance on FCA requirements, particularly MiFID rules (SYSC, COBS, DISP) . Review and advise on financial promotions across multiple channels. Support compliance projects and partner More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯

About the role As a Compliance Analyst, you will be ensuring that the IT SOX is managed to the required governance standards. This means ensuring that all ITGC’s are fit for purpose and changes to the control framework are delivered for the business. The role also oversees delivery of all audit actions and regularly coordinating with both More ❯