1 to 25 of 73 Compliance Audit Jobs in the UK

Compliance Audit Team Leader QHSE Taskforce Location: Bromley Salary: Competitive + Benefits About Us: Trust Payments is a global unified payment technology group that was formed in 2019, bringing together technology and financial services into an omnichannel solution. The new business model has enabled Trust Payments to … establish itself as a leading Fintech Payments group. Compliance Audit Team Leader - The Role: The role of Team Leader Compliance Audit & Remediation Support is to support the Compliance Department and the organisation in addressing compliance checks and queries, carrying out … due diligence, risk assessments, and compliance checks, and executing strategies to prevent money laundering and combat finance terrorism. Compliance Audit Team Leader - Key Responsibilities: Assist the Compliance Manager and Chief Compliance Officer in compliance matters. End to end process More ❯

in regulated industries (i.e., financial services, public sector, healthcare). 5 years of experience in program definition and management with a focus on audit compliance or cloud compliance. Preferred qualifications: 5 years of experience managing cross-functional or cross-team projects. Experience in one or more … trusted partner to enable growth and solve their most critical business problems. Responsibilities Lead cloud security risk, operational resilience, and regulatory compliance audit engagements requested by Google Cloud's largest customers, their internal IT audit teams, assigned third-party auditors or their regulators. Collaborate across Google … engineering, data center operations, and other teams to prepare and execute audit engagements and educate customers on Google Cloud's ongoing compliance postures to meet business and regulatory requirements. Lead the regulatory intake process and perform regulatory compliance analysis and control mapping for the responsible More ❯

IT Service Manager, you’ll play a central role in incident response , service monitoring, and process optimisation, while maintaining a strong focus on governance, audit compliance, and communication. This is a hands-on role where leadership, technical insight, and operational rigour all come into play. What you … and automation Leading incident response and resolution efforts, including stakeholder updates and post-incident reviews Driving continuous improvement initiatives based on data, feedback, and audit insights Ensuring service-level compliance, audit readiness, and strong documentation practices Building productive relationships with internal and external stakeholders Overseeing infrastructure More ❯

of the firm with tremendous growth potential. GRCS is an integral part of our Enterprise Risk advisory practice. We provide services relating to internal audit, internal control, corporate governance, risk management and related assurance projects. Clients are based in the public sector and our services deliver added value to … clients using modern control assessment, risk management and audit techniques focusing on strategic, management and operational issues as well as financial management and reporting controls. We also work closely with other consulting teams including our colleagues in Technology Risk and Cyber Risk to ensure our clients receive the best … possible advice and assurance. What will you be doing? • Assurance mapping • Creating annual audit plans for clients • Providing internal audit services on both outsourced and co-sourced contractual basis • Managing and directly delivering a programme of internal audit projects which includes planning, review, quality assurance and reporting More ❯

of the firm with tremendous growth potential. GRCS is an integral part of our Enterprise Risk advisory practice. We provide services relating to internal audit, internal control, corporate governance, risk management and related assurance projects. Clients are based in the public sector and our services deliver added value to … clients using modern control assessment, risk management and audit techniques focusing on strategic, management and operational issues as well as financial management and reporting controls. We also work closely with other consulting teams including our colleagues in Technology Risk and Cyber Risk to ensure our clients receive the best … possible advice and assurance. What will you be doing? • Assurance mapping • Creating annual audit plans for clients • Providing internal audit services on both outsourced and co-sourced contractual basis • Managing and directly delivering a programme of internal audit projects which includes planning, review, quality assurance and reporting More ❯

on enterprise-wide impact, likelihood, and mitigation strategies. Act as a trusted security advisor, working cross-functionally with IT, legal, compliance, Internal Audit, AI Centre of Excellence and other business leadership teams to drive a culture of risk awareness. Ensure that all security risks align with regulatory … to provide a structured, scalable risk register and reporting capabilities to support A&M wide requirements, and support ISO 27001:2022 certification requirements. Risk Audit Requirements: Complete annual formal risk assessment including control maturity assessment and asset register revision. Work closely with Internal Audit to ensure audit compliance and delivery for ISO 27001. Support ownership of minor non-conformities log of internal and external audit findings through to reporting, remediation and closure. Attend ISO 27001 external audits for InfoSec Risk Management related compliance requirements. Risk Governance: Organize and facilitate bi-weekly More ❯

IT Service Manager, you’ll play a central role in incident response , service monitoring, and process optimisation, while maintaining a strong focus on governance, audit compliance, and communication. This is a hands-on role where leadership, technical insight, and operational rigour all come into play. What you … and automation Leading incident response and resolution efforts, including stakeholder updates and post-incident reviews Driving continuous improvement initiatives based on data, feedback, and audit insights Ensuring service-level compliance, audit readiness, and strong documentation practices Building productive relationships with internal and external stakeholders Overseeing infrastructure More ❯

Senior Compliance Auditor Base Location: Birmingham or Leeds The KPMG Business Services function is a cornerstone of our UK business. Operating from 20 UK locations and sitting with KPMG Central Services we do work that matters. Within Central Services we are part of a community of experts across … upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. Why Join KPMG as a Senior Compliance Analyst The Partner Independence team are part of the wider Ethics & Independence (“E&I”) team and sit within Quality and Risk Management. The E … their personal financial affairs. What will you be doing? This role will involve you supporting Partners and Directors through the personal compliance audit process. You will autonomously undertake personal compliance audits in regard to the personal financial arrangements (mainly investments) held by our Partners, Directors More ❯

leaders with insightful financial analysis, planning, and performance tracking. You will also take ownership of the company's tax planning, compliance, and audit processes. Client Details MY client is a fast growing business within the tech space. As they continue to expand globally, they're looking for … Business Partner to join their dynamic finance team. This role is integral in driving strategic decisions, supporting commercial initiatives, and ensuring robust tax and audit compliance. Description Group Consolidation & Reporting: Prepare monthly consolidated group accounts, including P&L, balance sheet, and cash flow. Ensure compliance with accounting … presentations. Budgeting & Forecasting: Lead the annual budgeting and quarterly forecasting processes across the group. Identify variances between actuals and forecasts, and provide meaningful commentary. Audit & Compliance: Coordinate year-end audits and ensure compliance with statutory requirements. Maintain internal controls and ensure financial governance across entities. More ❯

party application. Purpose of the role: To maintain and support the Epicor system by identifying and resolving issues, managing support requests, ensuring SOX compliance, and providing necessary architectural and infrastructure support. Tasks & Responsibilities: Epicor Solution Design and Development: Design, develop, and implement Epicor system solutions based on business … support. Reporting and Analytics: Design and develop SSRS reports and dashboards to meet business intelligence needs. Compliance and Risk Management: Ensure SOX audit compliance through user access reviews and analysis of system change requests. Identify, assess, and manage risks related to Epicor projects and system More ❯

Manage vendor system upgrades and implementation. Manage exchange relationships and project manage mandatory upgrades. Manage technical client on-boarding. Complete exchange reporting and compliance audits. Manage client technical requirements within Marex technology department. Complete monthly transactional and volume reporting across all systems. Skills and Experience: Solid background in More ❯

compliance with regulations Implement Wind-Down Planning and Business Continuity strategies Strengthen Operational Resilience and oversee Incident Management Provide oversight of IT Audit Compliance and cybersecurity risks Collaborate with leadership to integrate risk management into daily operations Promote risk awareness across the organization Requirements Strong … experience in risk management, operational resilience, and compliance in FinTech or financial services In-depth knowledge of regulatory frameworks and risk methodologies Proven ability to work cross-functionally with teams and senior management to identify, evaluate, and mitigate risks effectively Certifications such as IRM, ICA Certificate in Risk More ❯

to ensure compliance with FCA regulations and company procedural standards. In conjunction with wider Operations team ensure that any Compliance audit findings are implemented by business areas and central monitoring systems updated Provide monitoring, review, oversight, and reporting of the business adherence to customer and More ❯

Portfolio assurance across the RRSL business. Carrying out assurance activities on Oracle Primavera P6 plans. Production and delivery of the Total Assurance Plan. Compliance Ensure compliance with legal, regulatory, and internal standards. Develop and implement compliance programs and initiatives. Monitor and report on compliance activities and performance. Conduct compliance audits and assessments. Provide training and support to employees on compliance matters. Stakeholder Engagement Engage with stakeholders to influence, ensure understanding, and gain support of governance and assurance activities. Provide regular updates to the board and senior management on More ❯

and ensure safe implementation of support packages and patches. Collaborate with cross-functional teams to deliver SAP solutions that align with business goals. Support audit compliance, technical documentation, and security best practices. Play a key role in new rollouts and large-scale SAP initiatives. What you'll More ❯

Information Security Compliance Officer Required Qualifications & Certifications: Education Bachelor's degree in Cybersecurity, Information Technology, Computer Science , or a related field. A master's degree in information security , Risk Management, or Compliance is a plus. Certifications (Highly Valued) CISSP (Certified Information Systems Security Professional) CISM (Certified … Lead Auditor/Implementer CRISC (Certified in Risk and Information Systems Control) GDPR Certification (e.g., IAPP CIPP/E, CIPM for data protection compliance) Experience Requirements: 3-5+ years of experience in Information Security, Compliance, or IT Risk Management. Experience with regulatory frameworks in UK … Strong reporting and communication skills-ability to brief executives and regulators. Ability to design, implement, and enforce security policies . Key Responsibilities: Ensure compliance with GDPR, Cyber Essentials Plus, PCI-DSS, and other applicable standards. Align ISMS activities with ISO 27001 framework. Develop and implement security policies, controls More ❯

and team leadership in managing end-user support; creating robust business processes and system documentation; diagnosing and fixing system issues; managing UAT; and ensuring Audit compliance of the platform. Set and align team priorities with our overall Digital, IT and Business Strategy and OKRs. Build partnerships with More ❯

and team leadership in managing end-user support; creating robust business processes and system documentation; diagnosing and fixing system issues; managing UAT; and ensuring Audit compliance of the platform. Set and align team priorities with our overall Digital, IT, and Business Strategy and OKRs. Build partnerships with More ❯

procedures to ensure knowledge transfer and service continuity. Asset Management: Oversee joiners, movers, leavers, client hardware and software processes, software licensing controls, and compliance auditing. Behaviours set for success: Collaboration: Build partnerships and work collaboratively to meet shared objectives. Accountability: Take action and address obstacles to meet commitments. More ❯

Are you passionate about cybersecurity, risk & compliance? Are you passionate about being part of a successful team? Join us! A leader in the Energy Technology Industry, Baker Hughes offers opportunities for qualified people who want to grow in our high-performance organization. Our leading technologies and our ability … to internal policies and regulatory requirements. Coordinating and managing third-party audits and inspections as required by regulatory authorities or clients. Ensure that External Audit activity is properly scoped to the relevant business activities and locations. Partnering with IT and the business, focusing on areas of highest IT and … on controls or automate compliance activities. Maintaining ongoing communication with the business, external/internal auditors as it relates to alignment on audit planning, walkthroughs/testing, audit requests, impact assessments, and deficiency evaluation of IT controls related to regulatory requirements, such as SOX or climate More ❯

Head of Control and Balance Sheet Integrity. The role includes significant interface with the firm's business and finance partners, internal technology, regulatory compliance, and other Markets Operations teams. The candidate is expected to oversee and manage all day-to-day operations and controls associated with Cash and … for Senior Management and key stakeholders in a clear and articulate manner that suits the lens of the audience. Adhere to all control, compliance and regulatory requirements impacting function. Exception reporting and appropriate escalation of issues to Senior Management. Provide leadership, direction, strategy, oversight and advocacy for functions … targets are met annually. Qualifications: Prior relevant experience related to Futures Clearing and/or Markets Operations management. Experience with reconciliation, including change control, audit compliance, and integrity. People Management experience required. Demonstrated strong project management, process improvement and leadership experience required. Ability to communicate in a More ❯

you will be tasked with running day-to-day data center security operations, supporting and executing security projects and programs, as well as assuring audit compliance with AWS policies and procedures. Responsibilities: Direct and manage contract guard force to run daily data center operations. Handle site security … support and participate in emergent, large scale event response when needed. Participate in re-occurring data center security audits and reviews. Execute established compliance processes with AWS policies, standards, guidelines and relevant legal and regulatory requirements. Provide input on, and may develop security methodologies, policies and procedures. Write More ❯

you will be tasked with running day-to-day data center security operations, supporting and executing security projects and programs, as well as assuring audit compliance with AWS policies and procedures. Responsibilities: Direct and manage contract guard force to run daily data center operations. Handle site security … support and participate in emergent, large scale event response when needed. Participate in re-occurring data center security audits and reviews. Execute established compliance processes with AWS policies, standards, guidelines and relevant legal and regulatory requirements. Provide input on, and may develop security methodologies, policies and procedures. Write More ❯

they are proficient in Yardi system use Conducts routine audits to ensure users are provisioned in alignment with Welltower's segregation of duties and audit compliance Collaborates with internal support teams to resolve challenges OTHER DUTIES Please note this job description is not designed to provide a … Insights, Deal Manager, Loan and Debt Manager, Forecast Manager, and Document Manager 3+ years' experience in technical troubleshooting Knowledge of healthcare regulations and compliance requirements Project Management and Technical Support experience Education: Bachelor's degree in accounting, business, real estate, computer science, or related field Agile, Six Sigma More ❯

and collaboration with an outsourced Security Operations Centre. Perform proactive threat hunting and lead security incident investigations. Conduct vulnerability scans, system hardening, and compliance audits. Collaborate with InfoSec, Product, and Platform teams to implement security best practices. Required Skills & Experience: Strong experience securing infrastructure in both physical and More ❯