15 Compliance Management Jobs in London

Role: Operations Lead Location: London, UK Salary: £ 70000 to 76000 per annum Job Description: Strategic Planning: Develop and implement strategies for IT service management aligned with organizational goals and industry best practices such as ITIL (Information Technology Infrastructure Library). Plan, Design and coordination of resources to make sure … the services delivered are effectively transitioned into Operations. Process Design and Improvement: Design, document, and continuously improve IT service management processes including incident management, problem management, change management, service level management, and others. Partner with Internal, external and third party teams to design and deliver … upon service level agreements (SLAs), Key Performance Indicators (KPIs), and customer expectations. Report on BAU performance post service transition to BAU Incident and Problem Management: Lead the incident and problem management process, ensuring timely resolution of incidents and identification of root causes to prevent recurrence. Change Management more »

Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive … and influential Head of Compliance to lead our dynamic team in London. This is a rare opportunity to lead compliance initiatives within a prestigious mid-sized, fast growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position … in ensuring regulatory adherence and implementing best practices within our Asset Management operations. Your responsibilities will encompass: Developing, implementing, and refining compliance policies and procedures tailored to Asset Management. Conducting comprehensive compliance risk assessments and overseeing regulatory reporting. Providing expert guidance to senior management on compliance more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure that the … Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for all more »

The Technical Compliance Manager will be responsible for ensuring we are contractual complicit across our hard services facilities operation. They will coordinate and advise on Internal and External reporting, Audits, Operating Procedures and Planning, additionally mitigating contractual risk and ensuring compliance against all service specifications and contract deliverables. … A proactive approach to ensuring compliance is essential and any experience within Healthcare/knowledge of Health Technical Memorandums (HTM’s) would be desirable but not essential. Experience required: Held a similar position where compliance management is critical responsibility. Previous experience of effectively managing compliance on … a PFI contract Proven background in Facilities Management NEBOSH + Internal Auditor training Understanding of compliance and familiarisation of Health Technical Memorandums (HTM’s) Good IT Skills with experience using CAFM systems Main Responsibilities: Managing building compliance with the aim achieving 100% Compliance Day-to-day more »

Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the development of … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … business risks and the information security implications Able to identify when information security risks need to be escalated to achieve the right level of management visibility. Able to prioritise security risks and controls, differentiating the essential from the "nice to have". Able to judge how to communicate messages more »

Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the development of … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … business risks and the information security implications Able to identify when information security risks need to be escalated to achieve the right level of management visibility. Able to prioritise security risks and controls, differentiating the essential from the "nice to have". Able to judge how to communicate messages more »

to building, deploying, and operating our Cyber capabilities to fortify our defenses, employing innovative and cutting-edge cyber technologies. Our duties span cyber threat management, real-time attack detection and prevention, and swift remediation, integrated with advanced artificial intelligence and machine learning. Additionally, we leverage Cyber DevOps automations to … Technology (OT), IT, and digital infrastructure in the face of emerging challenges. We are responsible for defining and setting the Cyber framework and Security compliance policies across the company, including the development of robust Business continuity plans, disaster recovery, and critical management plans to ensure the resilience of … OT, and IP networks, including IPSec VPNs, Firewalls, SIEM, IPS/IDS, AV/EDR solutions, LDAP/AD, etc. Expertise in Privileged Access Management and related tools High level of expertise in Vulnerability and Compliance Management; DDOS protection Hands-on experience in Cyber Security engineering and more »

general ledger accounting, intercompany Experience managing SAP projects and working with a team of Solution Architects & Software Engineers Understanding of S4/Hana Financial Management products, such as: Document and Reporting Compliance, Financial Compliance Management, Advanced Financial Closing, Business Planning & Consolidation Ability to identify, manage and more »

party vendors and internal projects and recommending appropriate risk mitigation strategies. You will work closely with cross-functional teams across the organisation to ensure compliance with security standards and best practices. Key responsibilities: Assessing Security Risks (SCTY - Level 4, BURM - Level 4) Conduct vendor risk assessments and project security … risk mitigation strategies. Apply knowledge of industry best practices and regulatory requirements to assess and mitigate security risks. Information Security (SCTY - Level 4) Ensure compliance with security policies, standards, and procedures in vendor relationships and project activities. Develop and maintain security assessment frameworks and methodologies for vendor risk assessments … and project security risk assessments. Stay informed about emerging security threats, industry trends, and regulatory requirements related to vendor management and project security. Participate in incident response activities and contribute to security incident investigations and remediation efforts. Supplier Relationship Management (SUPP - Level 4) Collaborate with procurement teams to more »

of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment … services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay updated with relevant … UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory requirements and more »

Senior Technical Engineer will be the final escalation stage for support, so will have a pragmatic and level headed approach to problem and change management, to work closely with other support staff and the IT Manager to provide a good quality support service for end users. Comfortable completing technical … and IT Manager will be responsible for managing the day-to-day requirements of the foundation and it's subsidiaries. Including, set up and management of the IT equipment as required. The role is a permanent hybrid role, 30% of your time will be based in our London, Southwark … take ownership of the technical aspects of project work The Senior Technical Engineer will also take a hand in some supplier relationship building/management if necessary in order to support the smooth flow of work between systems we utilise here at the Foundation. Skills and Experience Experience working more »

and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions to … address them, reporting on the risk position as required, through formal organisational risk management processes. Supports the firm to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery more »

Company Overview: GCI® (Global Compliance Institute) is an International Financial Crime Prevention and Compliance Training Institute. We specialise in Compliance and Combatting Financial Crime, including Anti-Money Laundering and Terrorism Financing as well as KYC, Sanctions and Embargoes, Regulatory Compliance Management, FATCA and CRS. We … programs and identify areas for improvement. Collaborating with internal teams to optimise processes and deliver exceptional training experiences. Providing regular updates and reports to management on project progress and outcomes. Ability to use tools like HubSpot Requirements: 2 to 5 years of experience in the training industry, preferably in … banking and finance. Strong organisational and time management skills, with the ability to prioritise tasks effectively. Excellent communication and negotiation skills, both written and verbal. Proven ability to problem-solve and make decisions independently. Quick learner with a proactive and adaptable approach to work. Proficiency in virtual collaboration tools more »

OT), IT, and digital infrastructure amidst emerging challenges. It will be your responsibility and duty to establish and enforce the Cyber framework and Security compliance policies company-wide, including the formulation of robust Business continuity plans, disaster recovery strategies, and critical management protocols to ensure operational resilience in … networks, including expertise in IPSec VPNs, Firewalls, SIEM, IPS/IDS, AV/EDR solutions, LDAP/AD, etc. Advanced knowledge in Privileged Access Management (PAM) and associated tools. High proficiency in Vulnerability and Compliance Management, as well as DDOS protection. Hands-on experience in engineering Cyber more »

for the UK and Ireland, and across other entities and jurisdictions as required.  Assesses projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments, advises on privacy by design requirements, and identifies privacy risks and steps … interim and future state models that are privacy compliant.  Supports the maintenance and enhancement of the Global Privacy Program within the region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements, and fostering a corporate culture that respects privacy and builds trust with the clients and … identify, document and track their privacy risks and recommends actions to address them, reporting on the risk position as required, through formal organisational risk management processes.  Supports the firm to develop and maintain its Record of Processing Activities.  Assesses and reports on the privacy maturity of individual business areas more »