5 Compliance Manager Jobs in Kent

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Lead Technical Compliance Manager Salary £60-70k This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No … Supporting Executive Stakeholders in strategic change Specialist advice in technical regulations Utilise professional knowledge base in conduct environments Your Profile Previous role in a Compliance Advisory capacity Familiarity with secured lending (mortgage) environments Strong practical expertise in applying Consumer Duty, Conduct Risk and TCF Knowledge of the FCA Handbook more »

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Compliance Monitoring Manager to join their team, this role is based in Kent and operates on hybrid model. This is permanent role. This role will … report directly to the head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial more »

Compliance Monitoring Analyst/Stockbrokers/Hybrid/Tunbridge Wells/Up to £80,000 + bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing and delivering a compliance monitoring programme to provide … assurance to the business in relation to regulatory compliance and conduct risk, aswell as ensuring fair and consistent outcomes for customers. Role & Responsibilities: Ensuring Regulatory and Conduct Monitoring independently assesses how the firm consistently delivers fair customer outcomes and meets regulatory requirements, to encourage safe growth and protection of … of the assurance activity including an accurate measurement of the level of any regulatory and conduct risk. Provide appropriate recommendations to the Head of Compliance based on the observations and findings of the monitoring activity. Provide input to the design of the Compliance Monitoring Annual Plan, effectively analysing more »

Compliance Monitoring & Assurance Manager Retail Banking Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £45k - £55k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or perhaps … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. And that means this could be just the start of a long and successful career for you with the … Bank. You’ll be performing thematic and deep dive reviews across the business and across the entire customer journey as part of the annual Compliance Assurance Plan. You’ll use your investigative skills to identify and scope the impact of any Compliance and Conduct breaches, communicating your findings more »