13 Compliance Specialist Jobs in England

Payroll compliance specialist Morgan Hunt is working with a National Regulatory body who are recruiting for a Payroll compliance specialist. This position will sit within the Pensions payroll team as a main point of contact for all payroll related issues within the organisation. The perfect candidate will … speaking events within the industry. This permanent hybrid role based in Brighton and is paying up to £55,000. Key Responsibilities of the Payroll compliance specialist : Support AE Compliance and Enforcement ( C & E ) from a payroll perspective on all case work, as required Deep understanding of the … payroll industry and systems including the key stakeholders, enabling Auto enrolment to thoroughly investigate any non-compliance in this area and put corrective solutions in place where necessary Develop payroll data analysis and compliance tools that support AE C&E investigations To help the major AE payroll and more »

Payroll compliance specialist Morgan Hunt is working with a National Regulatory body who are recruiting for a Payroll compliance specialist. This position will sit within the Pensions payroll team as a main point of contact for all payroll related issues within the organisation. The perfect candidate will … speaking events within the industry. This permanent hybrid role based in Brighton and is paying up to £55,000. Key Responsibilities of the Payroll compliance specialist : Support AE Compliance and Enforcement ( C & E ) from a payroll perspective on all case work, as required Deep understanding of the … payroll industry and systems including the key stakeholders, enabling Auto enrolment to thoroughly investigate any non-compliance in this area and put corrective solutions in place where necessary Develop payroll data analysis and compliance tools that support AE C&E investigations To help the major AE payroll and more »

We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led … features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external parties (such as consultancy firms, auditor more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech … Payment industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business risks more »

financial services in Europe. Role Overview: National Bank of Canada/National Bank Financial Inc. London Branch is seeking a highly skilled Governance and Compliance Specialist to join the London Compliance team. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main … Responsibilities: Enhancing the current compliance programme by developing and implementing effective compliance policies and procedures. Conducting regular audits and assessments to identify and mitigate compliance risks. Keeping abreast of industry regulations and updates, providing guidance to internal stakeholders. Investigating and addressing compliance concerns, escalating issues as … necessary. Creating and delivering training programmes to promote a culture of compliance within the organization. Managing new and on-going regulatory projects. Desired Candidate: A dedicated professional with a passion for ensuring organizational integrity through effective compliance governance. Minimum of 3 years’ experience in financial markets compliance. Must more »

Compliance Learning Specialist Locations: Epsom Salary: Circa £60,000 plus benefits Job Type: Full-time Working Pattern: Hybrid (2 days per week in office, 3 days remote) Annual bonus of up to 10% Private medical insurance Pension contributions: up to 6% employee, 15% employer. On-site gym and … to the location being not close to a train station) Latham and Bond HR are currently supporting our client in their search for a Compliance Learning Specialist. In this role, you will have the opportunity to work collaboratively with the Compliance and Quality Assurance teams to develop and … interventions that are crucial for maintaining focus on optimal customer outcomes. Additionally, you will play a key role in shaping the future landscape of compliance training, ensuring the cultivation of the right cultural framework within the organisation. Your responsibilities will include designing, developing, and delivering comprehensive financial services training more »

The company: A people-centred business in the North East is searching for a Governance Risk and Compliance Specialist to join the team. This business has recently received huge investment from a global tech phenomenon and is looking to drive technical innovation across its platforms and applications. They … security teams as well as a data protection team, you'll play a crucial role. Your primary responsibilities will involve: Establish an effective technical compliance framework. Ensure that the business maintains a robust security posture while remaining agile and competitive. Work closely with compliance experts, technology teams, and … risks. Maintaining and enhancing the Information Security Management System (ISMS), policies, standards, and processes Lead in audits, partnering with external test houses and Group compliance teams. Ensure that all platforms meet all technical compliance requirements set by local and international regulators. Key skills required for this role: Experience more »

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulations to join an industry-leading … team. Responsibilities: Provide regulatory guidance to the business; regulatory reporting. Design and maintenance of compliance standards and procedures. Managing operational efficiency. Represent Compliance in project-specific PRD meetings. Maintain a deep understanding of the investment industry. Experience: Minimum 5 years of relevant work experience, with at least more »

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. This position supports our cyber security and ESG certification programme, and the successful candidate will need extensive experience in … compliance activities associated with ISO 27001, ISO 9001 and SOC 2 as a minimum . The nature of this position requires contact with company employees at all levels as well as contact with external auditors, client representatives, vendors and other business-related representatives. What You'll Do: Work with more »

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support … the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business area stakeholders and internal risk and compliance partners. Manage regulatory visits and inspections. Prepare written inspection and assessment reports and provides recommendations for improvement. Provide guidance to mitigate compliance risks and control gaps. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Identify and implement corrective action plans for resolution of problematic issues. Recommend practices to reduce potential for violations and noncompliance. Manage operational efficiency. Set more »

global trading house has a strong commitment to integrity, sustainability, and responsible business practices. They are seeking a Financial Crime Transformation/Change Management specialist for a 12 month contract in London. The Financial Crime Transformation and Change Management Specialist will be a key member of the team … responsible for driving the transformation of financial crime prevention processes and systems across the organization. Reporting to the Head of Compliance, the specialist will lead change management initiatives to ensure successful implementation and adoption of new financial crime prevention frameworks, policies, and technologies. Responsibilities include : Lead the development … and execution of a comprehensive financial crime transformation strategy, in alignment with their business objectives and regulatory requirements. Collaborate with cross-functional teams, including compliance, risk management, legal, IT, and business units, to assess current processes and systems, identify gaps and inefficiencies, and develop solutions for improvement. Drive the more »

Location: BD4 6HN Division: Commercial Contract Type: Permanent - Salaried We're looking for a Field Operations Compliance and Administration Specialist to join our team. Supporting our customer, you'll brief in store activity for a team of Field Merchandisers. Develop, collate, prepare and publish effective and usable compliance … of your role will be to manage the relationship with our key customer to agree the in store activity required and report back on compliance updates. Your main responsibilities will include: Work as an embedded member of the customers team, and an active part of the Hallmark team, balancing … the interests of both parties. Own the compliance data, dashboards and operational outputs required to manage customer SLAs, expectations and contractual obligations. Identify the right data required to fulfil internal and external customer needs. Communicate regularly with the customer users to evolve and improve outputs. Own and develop accurate more »

team and the whole business Company culture is respectful, supportive and they are always keen to support individual growth You could have a strong Compliance background, with some training exposure, but keen to progress into training further Or you could already have a strong training background and are now … being focus plus additional perks Onsite facilities are excellent offering gym, parking and a subsidised restaurant The Role: Help shape the future landscape of compliance training Identify, design, develop and deliver financial services training to cover Consumer Duty, AML, Financial Crime, Data Protection, General Data Protection Deliver positive and more »