7 Market Surveillance Jobs in London

Job Title: Market Trade Surveillance Officer - ETF Surveillance Location: London Department: Risk Management Reports To: Chief Risk Officer (CRO) Company Overview: A leading financial services firm focused on innovative investment solutions is seeking a Market Trade Surveillance Officer to enhance our ETF surveillance capabilities. … Job Description: The role involves monitoring and analyzing ETF trading activities to detect market abuse patterns and ensure compliance with MiFID II regulations. The successful candidate will collaborate with the CRO to refine surveillance processes and tools, utilizing their market surveillance experience and trading interest. Coding … skills are not required for this position. Responsibilities: Analyze trading activities for potential market abuse and misconduct. Work with the CRO to enhance the automation and efficiency of trade surveillance systems. Generate and present reports on surveillance findings to senior management. Keep abreast of regulatory changes and more »

a profitable client orientated Global FX Franchise. Particular focus will be on developing strong liquidity relationships and optimising for high-volume FX flow, increasing market share and profitability. Key Activities: Monitor developments of flow and risk in the SGX OTC ECN Venue in London and Singapore during LDN and … NY Time Zone. Monitor and ensure efficient flow matching in London and Singapore instances on a micro level. Market Surveillance, Risk Monitoring at Central Prime Brokers and participants levels. Work with Project, Product, Integration and Development teams to deliver continuous performance improvement. Maintain contacts and relationship building within … interest in financial markets. Ability to apply systematic techniques to identify quality client flow, improve volume and optimise fill ratios. Knowledge of how FX Market Makers provide liquidity and the techniques used for successful market making. Strong track record of Client engagement and an excellent ability to communicate more »

responsible to maintain the effectiveness of the Quality Management System, including, but not limited to, Document Control, CAPA, Vigilance, Risk Management, Internal Audit, Post-Market Surveillance, Supplier Monitoring and Assessment and Product Release activities Contribute to strategic improvement projects to improve business processes in line with the applicable more »

Professional Analysis team based in central London. You will focus primarily on Anti-Money Laundering, but with future potential to move into Anti-Fraud, Market Surveillance, and other products. Main Responsibilities: Perform business analysis to support the deployment of AML products to meet clients’ business requirements. Communicate with more »

as required Lead Specialists own a number of process and product development lifecycles from the discovery phase through analysis, adoption, development, implementation and post market surveillance, delivering projects on time and to budget, operating independently but with support and guidance. You will be required to travel and spend more »

Advanced analytics. Intelligent insights. IXICO plc (AIM: IXI), is a leading neuroimaging Contract Research Organization (CRO), delivering advanced Ai analytical insights in neuroscience to the global clinical trials market. Established in 2004, listed as a public company in 2013, IXICO more »

both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they offer a) market leading compensation packages, b) incredible benefits , c) some of the best internal progression platforms of any London based hedge fund - hence why its employees … aspects of compliance for the business. Working as part of a team of 3, in a flat structure, responsibilities will extend across monitoring, marketing, surveillance, distribution and advisory. Tech is core to their business and you can expect to fully develop these skills and be involved in various automation … globally. They are flexible on salary for the role – the right candidate will receive a guaranteed strong base salary uplift, as well as a market-leading bonus on top of this. more »