12 of 12 MiFID Jobs in Central London

Onboarding Workflow Negative News, Politically Exposed Persons, OFAC/Sanctions screening toolsets and methodologies Financial services regulatory environment, including but not limited to KYC, MIFID, EMIR, Dodd Frank and other regulations that impact traded markets and investment banking businesses Capital markets products and services Derivatives.Preferred Qualifications/SkillsStrategic ThinkerQuick self ...

collateral, clearing, and post-trade operations — front-to-back breadth is highly desired. Understanding of regulatory frameworks impacting technology: FRTB, Basel IV, Dodd-Frank, MiFID II, EMIR. Proven ability to model and analyse end-to-end business processes, identify systemic issues, and articulate pragmatic solutions. Experience contributing to or leading ...

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness). Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

ASIC reporting obligations, shaping regulatory compliance in a dynamic financial services environment. The team focuses on change management for EMIR, ASIC, SFTR, FMIA and MiFID II regimes as the business evolves, ensuring timely, accurate submissions and robust controls across multiple regimes. #J-18808-Ljbffr ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer … plus bonus This role sits within the wider trade and transaction reporting reconciliations/regulatory reporting team, and will focus on MIFID, and will also have some crioss over to MiFIR Transaction Reporting EMIR Trade Reporting SFTR Transaction Reporting The primary purpose of this role is to own and execute ...

FX Implementation Specialist- Financial Solutions Location London Business Area Sales and Client Service Ref # 10053370 Description & Requirements The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent ...

including Power, Gas, LNG & Oil, in both financial (derivative) & Physical form. Supporting onboarding of new products to ensure regulatory alignment and compliance across EMIR, MIFID II, REMIT, Canada, working with Business stakeholders such as: finance, compliance, risk to meet regulatory reporting obligations. This role is: 💰Paying … + Strong bonus + Benefits 🏢2-3 days per week in office - London City 📑 Regulatory reporting, MIFID II, EMIR, REMIT, Canada A Product Owner with strong Regulatory Reporting experience is needed for an Energy & Commodities brokerage firm, who manage risk portfolios on behalf of their external clients, but also trades ...

MIFID Transaction reporting Business Analyst banking London AVP £60-70K This is a new and exclusive opportunity for a trade and transaction reporting reconciliations business analyst to join my banking client who are thriving Role details Title: trade and transaction reporting reconciliations business analyst Focus: MIFID Transaction reporting Employer ...