MiFID Jobs in the North of England

2 MiFID Jobs in the North of England

Transaction Reporting Analyst

Chester, England, United Kingdom
Bank of America
requirements and review testing results. What we are looking for: You will have transaction reporting experience under at least one of these regulations (EMIR, MIFID/MIFIR, SFTR, Dodd Frank, ASIC, MAS, HKTR, and JFSA) You will have effective written, verbal and interpersonal communication skills You have the ability to more »
Posted:

Compliance Officer

North West, United Kingdom
Hybrid / WFH Options
Sterling Williams Ltd
gap analysis of consultation papers from the regulator, thematic reviews and will ideally have good FCA/PRA handbook knowledge including some of CASS, MiFID, COBS, BCOBS, DISP, SMCR. If you have a background in Compliance, are based in the North West and/or would consider relocating to the more »
Employment Type: Permanent, Work From Home
Salary: £35,000
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