Trade Transaction Oversight and Surveillance
- Hiring Organisation
- Lorien
- Location
- London, United Kingdom
- Employment Type
- Contract
- Contract Rate
- GBP Annual
first-line oversight arrangements covering trade and transaction reporting, surveillance, best execution, fair allocation, and regulatory compliance. You will also leverage technology, automation, Power BI, Copilot, and wider Microsoft tooling to improve monitoring, reporting, controls, and governance processes. Key Responsibilities Trade & Transaction Reporting Oversight Design … enhancements to improve market conduct risk management. Data, Analytics & Automation Define monitoring data requirements, controls, testing methodologies, and evidence standards. Develop and enhance Power BI dashboards and management information reporting. Leverage Microsoft Copilot, AI tools, and automation techniques to improve monitoring effectiveness and reduce manual processes. ...