2 Regulatory Change Jobs in Kent

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity … and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment …/stockbroking business knowledge of AML/Audit process ability to interpret financial regulation and regulatory requirements as asses operational compliance with financial crime risk attention to detail ability to manage own workload with minimal supervision Please be advised there is no sponsorship available for this role. They are more »