4 Regulatory Change Jobs in the Midlands

in project management skills and tools. They willhave good knowledge and experience in the Pensions industry and ideally come from a Financial Services or Regulatory Change background. This role will be hybrid working and can be based in one of our Amersham, Birmingham, Bristol, Cheltenham, Glasgow, Guildford, Leeds … experience for the role. Experience in the Pensions industry and ideally knowledge of Pensions Dashboard regulations and requirements. Business Analysis foundation and/or Change Management qualifications (desirable, not essential). A strong understanding of Microsoft Office programmes, in particular Project Excel, Word and Outlook. Excellent communication and interpersonal more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

improvement areas. Lead risk assessment processes to identify, prioritize, and mitigate risks that may impact the organization's objectives. Stay informed about emerging risks, regulatory changes, and best practices in GRC to ensure the company's practices remain current and effective. Provide training and guidance to employees on GRC … compliance and risk awareness. Qualifications : CISA, CISM, CISSP, CRISC) preferred. years of experience in GRC, risk management, compliance, or related fields. Strong understanding of regulatory requirements, industry standards, and best practices related to GRC. Excellent analytical skills and attention to detail, with the ability to assess complex situations and more »

Internal Compliance Consultant The Role: To support the Cobra Network team meet the regulatory requirements of holding appointed representative status and being part of Group of Companies, some of which are directly authorised by the FCA. To provide support to a team of compliance consultants who provide regulatory … intermediaries. Responsibilities: Undertake file reviews on internal broking desk activity, Support broking desk team members with general queries, Provide information when requested to meet regulatory reporting requirements, Assist in the production of reports to inform management on various matters, Provide information and support in connection with 2LOD assurance reviews … update compliance templates Keep the catalogue of templates up to date Help members with connect applications Assist and advise on FCA surveys and other regulatory submissions Keep members updated on regulatory changes Experience: Use of Microsoft Office Analysing data Accurate data entry Experience of insurance broking Understanding of more »