17 of 17 Regulatory Compliance Jobs in the City of London

training AI agents to read and interpret complex regulations thereby turning regulation into code. Our mission is to help financial institutions stay ahead of regulatory change, so they can grow and expand faster without hitting compliance bottlenecks, whilst upholding the highest standards of risk, compliance and governance … institutions and raised significant backing from top-tier investors. The Role As we continue to expand and onboard more clients, we are seeking an Regulatory AI Architect with deep subject matter expertise in regulatory compliance and non-financial risk to help shape and deliver our solutions ...

client, a globally recognised organisation with a highly respected and well-established brand is looking for a Senior Compliance Manager to join their team on a permanent basis. This role sits at the centre of a dynamic, fast-paced business, providing critical risk and compliance leadership while enabling … commercial objectives to be achieved responsibly. Key Responsibilities Drive the rollout and continuous enhancement of a risk and compliance frameworks, including identifying key risks, designing proportionate controls and ensuring clear ownership across first and second lines. Partner with and oversee policy leads and control owners to support effective delivery ...

operating in few jurisdictions, is expanding into the United Kingdom . The company is seeking a CEO to lead the UK operation from regulatory authorisation through to commercial scale. This is a rare opportunity to take the helm of a UK entity backed by an established, well-funded international … appropriate UK payments license (EMI, API, or PI). Serve as the proposed SMF1 (CEO function) and accountable executive for the application. Build the regulatory business plan, governance framework, and operational infrastructure required for authorisation. Engage directly with the FCA throughout the application process, including pre-application meetings (PASS ...

unit testing full SDLC Secondary Skills: Containerization Deployment Docker Kubernetes AWS Fargate Pivotal Cloud Foundry Version Control Quality Git TFS code reviews technical documentation Compliance Collaboration Regulatory compliance awareness cross functional team collaboration Experience with software design and development in a test-driven environment Experience … high level of accuracy for estimating stories and tasks Minimal coding errors found during SIT UAT Smooth transition of changes from development to production Compliance with the organizations control policies and procedures Skills and Experience: Proven experience a minimum of three years as a Software developer or similar role ...

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS … platform, En:ACT ( short for Ensuring Accurate, Complete and Timely reporting ), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet ...

continuous improvement. The role Working within a global financial institution with a strong presence across EMEA, Asia and the Americas. Technology, operational resilience and regulatory compliance are central to their strategy, and they are continuing to invest in strengthening their IT governance and service management capabilities. … within ServiceNow ITAM, SAM and CMDB Work closely with Infrastructure teams to understand configuration relationships and dependencies Perform reconciliations to identify gaps, inaccuracies and compliance risks Build dashboards, KPIs and management reports to provide visibility into asset and configuration data Support software licence compliance, audit preparation and remediation ...

record in MLOps , containerization (Docker/K8s), and cloud platforms (Azure/AWS). Ethical AI: A deep understanding of AI fairness, transparency, and regulatory compliance within a financial context. Why This Role? Impact: Your work will directly influence how millions of customers interact with insurance products. Innovation ...

record in MLOps , containerization (Docker/K8s), and cloud platforms (Azure/AWS). Ethical AI: A deep understanding of AI fairness, transparency, and regulatory compliance within a financial context. Why This Role? Impact: Your work will directly influence how millions of customers interact with insurance products. Innovation ...

review secure architectures across enterprise and transformation programmes Provide security consultancy into complex IT and digital initiatives Advise clients on cyber risk, governance and regulatory compliance frameworks including: ISO 27001 NIST GDPR PCI-DSS Conduct threat modelling and identify security vulnerabilities within solution designs Recommend pragmatic risk mitigation ...

Encompass seamlessly integrates into existing workflows and systems. With Encompass, the world’s leading banks improve customer experience and increase business opportunities through consistent regulatory compliance and risk mitigation. With offices in Amsterdam, Glasgow, London, New York, and Sydney, we are a rapidly growing international company offering ...

hands-on security of a high-performance trading environment within a regulated FinTech organisation. This is a critical role combining technical security operations with regulatory compliance, ensuring resilience across infrastructure, networks, and systems. Youll work closely with Engineering, DevOps, IT, and Infrastructure teams, playing a key role … principles. Assess infrastructure (on-prem & cloud) against CIS benchmarks and internal policies. Own and maintain ISO 27001 ISMS, including audits and remediation. Support DORA compliance, including ICT risk registers, third-party risk, and reporting. Required Skills & Experience 5+ years in hands-on security engineering or security operations. Strong experience ...

/Kubernetes) to versioning and infrastructure management. Responsible AI: Ensure every system is trustworthy, fair, and explainable, implementing quantifiable metrics for bias detection and regulatory compliance. Technical Toolkit Models: LLMs, Generative AI, Agentic workflows. Engineering: PEFT, Vector Databases (Pinecone/Milvus/Weaviate), Prompt Engineering. Ops: Docker, Kubernetes ...

Exchange, or MTF type business. Implement and integrate our solutions onto demo sites. Develop solutions against existing standards and practices. Understanding of regulatory compliance – desirable. The Sales Executive will join a collaborative, entrepreneurial team with a flat structure, it will appeal to a hands-on individual with ...

technical team. What We’re Looking For Experience in selling solutions & services to the Financial Services sector in Europe – payments, treasury, finance, risk control, regulatory compliance functions, post trade back-office and middle office operations. Proven track record of achieving sales targets, including quarterly and yearly achievements. Proven ...

trustworthy and beneficial considering ethical principles such as fairness, transparency, accountability, privacy and reliability. Implement quantifiable metrics detecting bias, explainability and adherence to regulatory compliance. Randstad Technologies is acting as an Employment Business in relation to this vacancy. ...

international operations Managing external accountants, auditors and advisers Supporting budgeting, forecasting and cashflow planning Producing board and investor-ready reporting Strengthening financial governance and compliance Partnering with senior stakeholders across the business The Person The successful candidate will likely bring: ACA/ACCA/CIMA or equivalent qualification Experience … Finance Manager or Head of Finance A track record of improving or building finance processes in a scaling business Strong UK GAAP, tax and regulatory compliance knowledge Experience operating across multi-entity environments A hands-on mindset with strong attention to detail Commercial awareness and confidence working with ...

risk and reward with customers, suppliers and regulators. Our key functions are to support sales growth, manage supplier risk, and advise the firm on regulatory compliance. The firm is growing rapidly, and we are looking for a candidate with sound judgement, curiosity, the desire to learn and work closely … agreements, and supplier contracts. Negotiating a subset of commercial contracts with financial customers and industry suppliers, including NDAs, service orders and supplier contracts. Ensuring compliance with legal and regulatory obligations, including document retention and GDPR/data privacy regulations. Maintaining the contracts database and document filing, ensuring consistency ...